Tārīḫ-i Rashīdī - The History of the Moghuls, Editor's Introduction

The History for Rashīd

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TABLE OF CONTENTS.
PAGE
PREFACE TO RE-ISSUE AND PUBLISHERS' NOTE iii
PREFACE TO ORIGINAL EDITION v
INTRODUCTION:—
Section I. The Author and his Book 1
Section II. The Line of Chaghatái 28
Section III. The Land of the Moghuls 51
Section IV. The People—Moghul, Turk, and Uighur 72
Section V. The Eastern Khánate, or Uighuristán 99
Section VI. The Tarikh-i-Rashidi and after 115
PREFACE TO RE-ISSUE.

A FEW words seem to be needed in putting forward this new issue of the Tarikh-i-Rashidi. In the first place it must be pointed out that it is in no sense a new edition, but merely a fresh issue under a more convenient and intelligible title, with the addition of an Appendix on existing Moghul settlements in Khorasan, an Erratum, &c. The full title has not been changed, but merely reversed, for it was found that the Persian name of the original work, though the only real one, conveyed no meaning when attached to an English translation, and became, moreover, a serious disadvantage in classing and cataloguing. A tempting title would have been the simple one of “History of the Moghuls,” but, seeing that the name of “Moghul” has been so commonly applied to the rulers of India descended from a branch of the Moghuls of Central Asia, this would have been a misleading appellation, and would have pointed to a dynasty with which the book is, in reality, very little concerned. As it stands at present it may be hoped that the title sufficiently describes the scope of Mirza Haidar's work and is also sufficiently accurate.

N. E.

January, 1897.

PUBLISHERS' NOTE.

THE above lines were written by the Author a few weeks before his death in the spring of 1897, and, with the additions which he mentions, are printed just as he left them in MS.

We'll lead you to the stately tent of war,
Where you shall hear the Scythian Tamburlaine
Threatening the world with high astounding terms.

—Marlowe.

PREFACE.

ALTHOUGH this is the first time that a translation of the Tarikh-i-Rashidi, into English, has been presented to the public, it is necessary to explain that translators and historians have already used the book, to some extent, as a source from which to draw facts for their writings. Not only has its scope and its general purport, as a history of the Moghuls, been familiar to Orientalists for some fifty years, but much of its contents has also been made known, in a more or less scattered way, while its name is frequently found quoted in support of one historical passage or another. And if this is the case in English writings, it is the same when we refer to the works of Continental authors who have occupied themselves with the annals of Central Asia. Yet, though the value of the book has been acknowledged in this indirect manner, no complete translation into any European language has hitherto been made.

The nearest approach to an adequate translation, so far as I am able to ascertain, was that made by the late Mr. W. Erskine of the E. I. Company's service, more than half a century ago, and some fourteen years after the publication of the Memoirs of Baber. Mr. Erskine's work, however, has never been put into print, and seems, indeed, to be very little known outside the MS. department of the British Museum. It appears to have been taken in hand in 1840, after his retirement from the Company's service, and to have been completed at the beginning of the next year.va It consists of 221 folio pages closely written, and, in one form or another, includes the greater part of the Tarikh-i-Rashidi. But the work varies greatly in character; in some places the author has set himself to translate fully and accurately from the text, and has been at pains to produce a rendering that would seem to be intended for publication; in other places lengthy passages—sometimes whole folios—are summarised more or less briefly; and in others, again, mere memoranda, or headings, are given to show the drift of the author's narrative; while, finally, considerable sections of the book, at various places, are omitted altogether.

The document, therefore, valuable though it is, can scarcely be regarded as a translation of the Tarikh-i-Rashidi. Rather, it appears to me, after a close acquaintance with it, to have been prepared less with a view to producing a complete English version of Mirza Haidar's history, than for some other and more special purpose. Whether Mr. Erskine ever contemplated publishing the Tarikh-i-Rashidi in an English dress, there is nothing to indicate, but there are several circumstances connected with the MS. at the British Museum, which lead me to conjecture that it was intended rather as a preparatory study for the compilation of his second important work—The History of India under the Moghuls—of which the first and second volumes (the only ones ever completed) appeared in 1854. In the first place, the passages, or sections, of the Tarikh-i-Rashidi devoted to the dynastic history of the Moghul Khans and their transactions, are usually those which are translated in full in the manuscript. Secondly, the Tarikh-i-Rashidi is not only frequently cited in the two volumes of the history, but, in many parts of them, passages from the MS. are found transcribed word for word, while the author mentions, in his preface, that he has based his knowledge of the Moghuls and their chronicles chiefly on Mirza Haidar's evidence. Indeed, the greater part of Mr. Erskine's introduction is a summary of the Moghul annals as put forward by Mirza Haidar, and by Mirza Haidar alone, for no other Asiatic author deals with the subject in any but a merely incidental way. A third circumstance pointing to the same conclusion is, that bound up in the same volume of MSS. with the fragmentary translation of the Tarikh-i-Rashidi, we find a second document, which consists of a similar condensed translation, in Mr. Erskine's handwriting, of the third volume of the Ikbál Náma Jahángiri of Mutamad Khan, a work that seems to have been studied with a view to another—probably the fourth—volume of the History of India. Thus it seems very likely that the précis (if it may be so called) of the Tarikh-i-Rashidi, was drawn up as a preliminary study for the historical works the author was at that time planning; and if this is the case, no better proof could be offered of the care and thoroughness he devoted to the task, for this document alone seems to have needed nearly a year of labour, while the Tarikh-i-Rashidi is only one among many Oriental authorities whom Mr. Erskine studied, in the original, and made use of—a fact to which the footnotes of his History clearly testify.

Besides serving the purpose of its own author, the précis translation has also been made to contribute much that is valuable to the works of Sir H. Howorth, whom little escapes that is authentic and original, however difficult of access. In his History of the Mongols more especially, Sir H. Howorth gathered much information regarding the tribes of Central Asia and the genealogy of Moghul Khans, and was able to throw light on some of the most obscure chapters of Asiatic history, from Mirza Haidar's data, as found in this document. Had it only been more complete, and had the geography and ethnography of Central Asia been known in Mr. Erskine's day as well as they are known now, the History of the Mongols would no doubt have contained all the essential parts of the Tarikh-i-Rashidi, and little would have been left to occupy the editor of the present translation. But it is precisely during the last fifty years that much has been learned on these subjects, so that a great deal of what was unintelligible to Mr. Erskine, and consequently left untranslated or in obscurity, is now easily filled in, by the light of more modern knowledge.

The only English writer besides Mr. Erskine who has made any extensive use of the Tarikh-i-Rashidi, in the original Persian, is the late Surg.-Gen. W. H. Bellew. In 1873 Dr. Bellew accompanied Sir D. Forsyth's mission to Kashgar, and compiled, as a contribution to the official report of the mission, a history of Eastern Turkistan, which is largely drawn from Mirza Haidar's data, for the period covered by the latter's narrative. Dr. Bellew had not set himself the task of translating the Tarikh-i-Rashidi, nor was he concerned with any part of it that did not bear directly on the country to which the mission report had reference. His history, therefore, is a compilation, only, from certain portions of Mirza Haidar's work, and though in some places it contains much detail, it cannot be compared, even as a précis of the book, with Mr. Erskine's MS. at the British Museum. In some respects—as for instance, the names of places and geographical notices—it is, perhaps, more valuable than that document, for the writer's local knowledge, and opportunities for deriving information from the natives of the country, gave him a distinct advantage over the earlier translator.

In the same way, Mr. R. B. Shaw, while on duty in Yarkand and Kashgar, took up a section of the book and translated some passages from it, which were published in the Geographical Society's Journal for 1876. These do not touch on the history, but relate exclusively to the geography of Eastern Turkistan and its neighbouring regions on the south and south-west. They contain translated extracts from Mirza Haidar's opinions, which are fully and accurately elucidated by Mr. Shaw, according to modern knowledge of the subject and local information.

Another short section of the Tarikh-i-Rashidi is found in Elliot's History of India told by its Own Authors—a work that consists of extracts (by various translators) from Asiatic writers, only when these relate to the history of India. The translation, in this instance, is by Professor Dowson, and comprises the one episode of the battle of Kanauj in 1540, when the Afghans, under Shir Shah, won for a time the so-called Moghul Empire of Hindustan. But even this has not been given in full: only the actual account of the battle being thought necessary, by the editor, as an illustration of the events of the period, while some rather lengthy passages, containing the author's views of the policy to be adopted by the Moghuls at that critical moment, have been omitted.

Whether Moorcroft used the book, is not clear from the posthumous narrative of his travels which has come down to us, through Professor H. H. Wilson. He mentions Mirza Haidar's name on one occasion only, and ascribes a statement to him connected with Kashmir, without directly citing his work. If, however, Moorcroft did know the Tarikh-i-Rashidi, he would be, probably, the first Englishman to become acquainted with it, for his reference to it dates from 1822.

In Russia, I believe Professor Grigorieff used the Tarikh-i-Rashidi in editing the Russian version of Ritter's Erdkunde, and it may be that other Orientalists in that country have also reproduced portions of it in their own language; but in French and German Oriental literature, I do not know that the book is more than referred to, and even that very rarely. I make this statement, however, with reserve, for it is quite possible that extracts may have been published, though I have not met with them.

As regards texts in the original Persian (for Mirza Haidar wrote in Persian), though not particularly rare in Europe, they are seldom to be obtained, as far as my experience goes, in any Asiatic country. In England, there are three copies at the British Museum, one in the possession of Professor Cowell, at Cambridge, and it would appear that three or four more, at least, are in the hands of private persons. But these are not all of equal value: one, at any rate, of those in the British Museum being a modern Indian copy, marred by many corruptions, while another is not quite complete. The British and Foreign Bible Society own two partial translations into Turki, which they were good enough to place at the disposal of the British Museum, to be used for purposes of collation in preparing the present English version. Neither of these, however, is complete; one of them consists of the Second Part only, and the other of merely a portion of that Part. In the public libraries on the Continent, I am informed that examples are often to be met with, but whether in the original or in Turki, I am not aware.

It appears, in any case, that European collectors have, in a great measure, exhausted the supply that might be thought to be available in one part of Asia or another. In India, I believe that copies exist in some of the libraries of Calcutta and perhaps elsewhere, but a search among the native booksellers, which was made for me in 1891, resulted in finding nothing. In Persia and Afghan Turkistan I have never been able to hear of the Tarikh-i-Rashidi, while in the country to which it chiefly refers, and where it would be most likely to be in request, there is reason to think that scarcely any examples are now left; at any rate, all the inquiries that I was able to make from 1880 to 1885, at Yarkand and Kashgar, produced only the Turki fragment alluded to above, as consisting of a portion of the Second Part of the book. In Kashmir, no copy was ever procurable by native inquirers, who endeavoured, at different times, to obtain one for me; yet it seems probable that the more perfect Turki copy in the Bible Society's library, may have been acquired, some twenty or twenty-five years ago, by a civil officer in Kashmir.

For the present translation, Mr. Ross made use, chiefly, of the Persian text numbered Add. 24,090, of the British Museum Catalogue, and with this he collated the one marked Or. 157, that of Professor Cowell (who very kindly lent it for the purpose) and, in the Second Part, the more perfect of the two Turki versions belonging to the Bible Society. This last proved a valuable aid in clearing up obscure passages, and in deciphering ill-spelled and badly written names of places and tribes. It is the work of an intelligent man, who knew the countries his author wrote about, and who read what he translated with judgment and discrimination. He constantly interpolates a word or two, or a sentence, in order to make the meaning clearer, and frequently spells the names of places in Turki-speaking countries, with vowel points, and in so clear a way that they can be recognised, if not identified. This is a service few Asiatic translators, or copyists, are able to render to the modern European reader; and the only pity is that the anonymous scholar was unable to do for the Tibetan names, what he accomplished for the Turki ones. He nowhere gives his name, but the end of his work is subscribed by a line as follows: “I completed this translation in the year 1263, Jamád II. 22nd, in the town of Khotan”—i.e., in the year 1845 A.D.

A few words may be necessary to explain how this English version has come to see the light, and how it is that it should have been undertaken by one who has not enough Persian to be his own translator. My attention was first called to the Tarikh-i-Rashidi as far back as 1877, by my friend the late Mr. R. B. Shaw, who had used portions of it when he himself was living and travelling in the countries it describes. He was enthusiastic in his admiration of the author's intelligence, and of the value of the work as a “guide book” to Eastern Turkistan and the surrounding regions. He had intended, as I always understood, to take up the translation of it after completing his Turki vocabulary; but in June 1879 he died, while on service in Burma, leaving the vocabulary only just finished.xa

For some years after this, I endeavoured to find a copy, believing that, with the help of native Munshis, my small knowledge of Persian might be sufficient to produce a practical, working, English version, though by no means a scholarly translation. But where, and when, I could avail myself of native assistance, no text was forthcoming, and it was only on returning to England in 1893, that I became acquainted with Mr. Erskine's partial translation among the MSS. of the British Museum. My first impression was that by filling up the gaps in this document, and rectifying the names, etc., a version might be obtained, which would be sufficiently complete to publish under Mr. Erskine's name. It soon became apparent, however, that the bulk of the MS. was only a summary of the text, and in some places was so brief, that the word “translation” could in no way be made to apply to it. It was also found that in addition to many other omissions— some long, some short—the whole of the lengthy extracts from the Zafar-Náma of Sharaf-ud-Din Ali, Yazdi, which the author embodies in the First Part of the Tarikh-i-Rashidi, to tell the story of Timur's times, had been left untouched; while certain marginal notes showed that Mr. Erskine had, in many passages, been uncertain of the author's meaning. In these circumstances, there seemed no course open but to make a new translation. Accordingly I sought advice in the only quarter where a knowledge of Mirza Haidar's original work was to be found. Dr. Charles Rieu, in compiling his catalogue of the Oriental MSS. in the British Museum, had thoroughly examined the Tarikh-i-Rashidi, and had described its contents; he knew its difficulties and saw, also, how imperfect would be the result of trying to expand and piece together Mr. Erskine's document. It was owing to his advice therefore, and through his good offices, that I obtained the assistance of his former pupil, Mr. Ross, to undertake a new translation; and I believe that although Mr. Ross holds a diploma for Persian from the Ecole des Langues Orientales Vivantes of Paris, and has won the Ouseley scholarship, no better guarantee for his proficiency is needed than Dr. Rieu's recommendation. It need hardly be added that in the new translation Mr. Erskine's précis was extensively used, and that Mr. Ross derived from it much light and assistance.

The work of translation was begun with the year 1894 and took seven months to finish. The method followed was for Mr. Ross to put sections of about five folios at a time into English, generally leaving out obscure or uncertain passages. Each of these sections was then gone through, in company with Mr. Ross and, usually, with one of the texts at hand. The uncertain passages were then discussed and filled in, or marked off for further investigation; but the revision of the English, and the addition of footnotes, together with the solution of the puzzles in which the book abounds, were subjects left for me to take up at a later opportunity. In editing the English version, my object has been to render the language fairly clear and readable, without so changing the translation as to alter the author's meaning. But this has proved to be not always an easy task, for numerous passages occur where the translation will only bear slight amendments, without impairing its accuracy. As a rule, indeed, the latitude that could be allowed was small, so that it has been necessary to leave many sentences and paragraphs standing in rather awkward phraseology, which it would have been easy—and was even tempting—to improve, had the author's words permitted the license.

As regards the spelling of proper names, it was at first intended that all should be reproduced according to the system in use at the British Museum—i.e., an exact transliteration, where each Persian and Arabic letter which has no single equivalent in English, is distinguished by some accent or diacritical sign. This design, however, could not be followed out for various reasons. Indeed, the work of translation was scarcely finished, when Mr. Ross left England to pursue his Oriental studies on the Continent, and the task of attempting to harmonise the spelling fell to me. I found it impossible, with the time at my disposal, to carry out the original intention, seeing that many of the names would have had to be searched out, afresh, ?? the vernacular texts—an undertaking that would have involved frequent attendance at the British Museum. I decided, therefore, to write all according to the simple method of Sir W. Jones, or that adopted by the Government of India in their official documents and publications. This system may be, to a certain extent, imperfect, for it does not, in every instance, show exactly what was the Persian or Arabic spelling of the word represented, and therefore is not a complete guide to re-conversion; but it gives, as nearly as possible, the correct pronunciation, while it secures a degree of accuracy sufficient for practical purposes.xiia It has moreover the advantage of simplicity, and avoids that air of pedantry which readers who do not occupy themselves with Oriental languages, usually discern in the more perfect system, and which they find repellant. On the other hand, those who are proficient in the languages concerned, do not require to be informed how the great majority of names are written by the original authors. A small number of new and unfamiliar place-names form the only exception to this proposition, but these are usually so carelessly and incompletely written in the original texts, that a critical transliteration can have no great value, even when it is possible to give one.

In endeavouring to throw light on the narrative, and to illustrate the author's statements on subjects connected with the people or the geography of the countries he speaks of, I have used, as far as possible, the authority of writers whose information may be cited, and verified, from works already before the public. Though I am personally acquainted, more or less, with all the tribes and races Mirza Haidar introduces, and with most of the localities, the reader will probably find it more satisfactory to be referred to a published authority, than to rely on the editor's own reminiscences. This remark, however, only applies to a portion of the footnotes and of the Introduction. For all historical matters, reference to acknowledged authorities would, in any case, be needed.

It may be observed that in reproducing Mirza Haidar's lengthy extracts from the Zafar-Náma, at the beginning of the book, his transcription was not relied upon. Mr. Ross translated these sections directly from the texts of the work in the British Museum, and only added the Mirza's interpolation (which is repeated in several places) that the country called “Jatah,” by the author of the Zafar-Náma, was one and the same with “Moghulistan.” Neither was the very free version of the Zafar-Náma, by Pétis de la Croix, used for any purpose beyond the comparison of names, and Mr. Ross's translation will be found, I believe, to be much more perfect than the French one of two hundred years ago. It has been embodied in the text without any break in the numbering of the chapters, as Mirza Haidar embodies it in his original manuscript, but it has been printed in somewhat smaller type than the rest of the text, in order to distinguish the difference of authorship.

A few words, only, are needed in explanation of the map. In the first place, its object is to show all the places mentioned in the Tarikh-i-Rashidi, which can surely be identified, and the positions of which can be established. In the second place, it was obviously necessary to lay down all the localities alluded to, on a basis of the best data available, regarding the physical geography of the region concerned. But a map containing only the names mentioned by Mirza Haidar would have had little significance. As a guide to their whereabouts, easily recognised points of some kind were needed, and for this purpose a number of the most ordinarily known, and least irrelevant, names in modern geography, have been used. They are marked at fairly wide intervals all over the included region, and may be regarded, for the most part, as mere “signposts” for pointing to the places spoken of by the author.

It might appear, at first sight, that the map would have been more useful, if the designations of the tribes had been inserted, and marked in such a way as to show the regions they inhabited; also that the boundaries, or approximate limits, of the various countries and kingdon s should have been indicated. But information of this kind it is impossible to give on a single sheet, intended to serve for a period of over two centuries in duration. The whole burden of the history to be illustrated is “mutability”; and a series of maps, instead of one, would be requisite to show the boundaries that existed from time to time, or the moves that occurred among the tribes. It has been found expedient, therefore, to omit all information of a transitional nature from the face of the map, and rather to make it exclusively geographical.

For the rest, everything has been done to render it plain and easy to refer to; and with this end in view, all needless details, both in the matter of names and of physical features, have been avoided. It will be found, I believe, to be the only map which contains most of the names used in historical works relating to Central Asia during the Middle Ages. The original drawing is by Mr. H. Scharbau, and is clear and excellent of its kind.

It is with pleasure that I take this opportunity to acknowledge my indebtedness to several gentlemen who have been so good as to lend me a helping hand, at various stages of my task. To no one am I more grateful than to Sir Henry Howorth, whose interest in the book, from first to last, has been manifested in so many practical ways, that it is perhaps doubtful whether, in its absence, the manuscript would ever have reached the printer. Dr. Rieu's good offices I have already alluded to; but I herewith offer him my thanks for the grace and patience with which he rendered them, in part to myself, and in part to Mr. Ross in connection with the technicalities of the translation. My gratitude is also due to Mr. Stephen Wheeler for the valuable advice he has accorded me, and for many references to books and other documents which his extensive reading— perhaps unsurpassed on most Asiatic subjects—enabled him, with great generosity, to place at my disposal. In tendering my acknowledgments to Dr. L. A. Waddell for the favour he has done the reader in adding some notes to Mirza Haidar's chapters on Tibet, I have only to refer to his able and original work on ‘Lamaism in Tibet,’ to guarantee appreciation of his remarks. I gladly avail myself of this occasion, also, to express my sense of obligation to Her Majesty's Secretary of State for India, for the material assistance so liberally accorded by him, towards securing the publication of the volume.

Finally, I must echo the author's words when he tells his readers that he knows his book to be full of mistakes. The subject on which I have chiefly to beg the indulgence of the critical is that of the spelling of Asiatic names, though there may be other errors and omissions, due to a want of those minute and repeated revisions of the proofs, that a book of this kind requires. My time on furlough, however, is limited, and as it has been necessary to complete the revisions before leaving England to return to Khorasán, some hurry has been inevitable.

Mirza Haidar also tells his readers that no one but a Moghul can be interested in this history. Let us hope that he may not be entirely right in his forecast. Some few who are not Moghuls may regard the preservation of his work as an advantage, and may find some attraction in it, even in an English dress; but how far these will bear with an editor who knows but little of his author's language, is another question. It may be thought that a scholarly knowledge of the language of a book is essential in one who undertakes to elucidate it, in order that he may realise the true significance of its scope, and properly understand its design. This may occasionally be the case; but if there be any virtue in the words of the German poet—

Wer den Dichter will verstehen,
Muss in Dichter's Lande gehen,

I would plead that the present is an instance in which something besides language may help lead to a right interpretation of the author, and to an appreciation of his theme.

N. E.

ORIENTAL CLUB,

25th March, 1895.

GENEALOGICAL TABLES.
The Dughlát Amirs page 50
The House of Chaghatái to face 50
The House of Timur to face 51
ERRATA.
INTRODUCTION.

Page 6, line 9 from foot. For “it” read “is.”
Page 18, line 4. For “Councillors” read “Counsellors.”
Page 23, line 23-4. It has been pointed out by a reviewer that this statement
is incorrect—that Abul Fazl mentions the “Tar-Rashidi” in the Akbar-
náma.
Page 62, line 20. For “Oirát Kalmák” read “Oirát or Kalmák.”
Page 80, line 4 of note 1. Omit the last sentence: “Nikudar” is certainly correct.
Page 87, note 2. Insert after first full-stop “(See Elliot, III. p. 529.).”
Page 103, line 10. After the word “subdued” insert “(nominally, at all
events).”
Page 112, lines 10-11. In place of “150 or 200 feet” read “300 feet or over.
(See J. R. G. S., August, 1896).”

NOTE.

The First Part of the Tarikh-i-Rashidi is called, by the Author, the Tarikh-i-Asl, or ‘Real History.’ The Second Part he styles Mukhtasar, or ‘Epitome.’

The First Part was written after the Second Part had been completed. This accounts for the Author remarking, in several places in Part I., that he has written certain passages in Part II.; while in Part II. he promises to make certain statements in Part I.

The First Part covers the entire period with which the Author deals— viz., from about 1321 to 1547—in the form of a brief Epitome. The Second Part takes up the history again at about the year 1484, and recounts in detail to 1546. This Part contains the life and adventures of the Author.

The system adopted in spelling proper names has been explained in the Preface, pp. x. and xi., which see.

It has also been noticed in the Preface (p. xii.) that the extracts from the Zafar-Náma are printed in smaller type than the rest of the text. No difference in type, however, has been made for the extracts from the Tarikh-i-Jahán Kushai. Those from the former work (with the exception of the very brief one in Chapter XCIX. of Part II.) were translated from original texts; while those from the latter (though collated with a copy of the Jahán Kushai) were translated from the Tarikh-i-Rashidi, as Mirza Haidar gives them.

The ordinary, or curved, parentheses in the text, are the Author's. The light angular brackets enclose words inserted by the translator or the editor, in order to render a passage complete in English, or to make sense. The heavy angular brackets contain words, or sentences, interpolated by the Turki translator, or substituted from his version, and are the outcome of the collation of the Turki text with the Persian. They appear first at page 177 and continue, at intervals, to the end of the book.

The foot-notes to the text, referring to the translation, and signed R., are those of Mr. Ross. Those in Section IV. of the Introduction, when signed H. H., are by Sir Henry Howorth. Those in Chapters LXXXIX. to XCI. added by Dr. L. A. Waddell on certain Tibetan subjects, are signed with his initials. The rest of the notes are editorial.

TARIKH-I-RASHIDI.
INTRODUCTION.
SECTION I.
THE AUTHOR AND HIS BOOK.

The Poet wandering on, through Arabie
And Persia, and the wild Carmanian waste,
And o'er the aërial mountains which pour down
Indus and Oxus from their icy caves,
In joy and exultation held his way;
Till in the vale of Cashmire, …
he stretched
His languid limbs.

—Alastor.

THE object of the Tarikh-i-Rashidi, as the author tells his readers, is to preserve the memory of the Moghuls and their Khans, which, at the time he wrote, stood in danger of being altogether lost through the want of a chronicler. It was a race that he knew to be not only declining, but speedily approaching an end: its power was a dream of the past; its numbers were dwindling at a rapid rate, chiefly through absorption into the neighbouring tribes then rising to influence; while he himself had been a witness of the events and an actor in the scenes, which had resulted in the remnant of his people being ousted from their own country, to find an asylum in a strange land. In short, the Moghuls of Moghulistan—the eastern branch of the Chaghatai—had been nearly blotted from existence, while their Khans, through a long course of intermarriage with other races, had ceased to be Moghuls in anything but the name. Mirza Haidar foresaw, therefore, that there might soon be nobody left to tell the story of a people who, only a few generations earlier, had regarded themselves with pride as the descendants of Chingiz's conquering hordes, who made themselves feared if not respected, by their neighbours, and who gloried in the independence of the wide steppe-land which was their home. All this had been changed when our author— himself an exile and serving a foreign monarch—had to constitute himself the historian of their fall. Whether he was able to appreciate the changes that were taking place around him, where they did more than affect his own people, is perhaps doubtful. It may be supposed that he was regarding events from too close a standpoint to be able to judge of their true proportions; but it has become evident to later observers that he had, for the period of his history, a time of gradual but extensive change, which brought results of the greatest importance to the future of a large section of Asia. Mr. Erskine, the historian of the rise of the Moghul dynasty in India, has pointed to this period, as that which gave Transoxiana to the Uzbegs, Moghulistan to the Kirghiz, and India to the Moghuls —but to the descendants of a branch of the Moghuls quite separate from that of Moghulistan.2a

In Central Asia it was a period full of incident: wars were on foot on every side: states were being overrun and cities besieged, while rulers arose or went down, almost from day to day, according to their fortune in war or intrigue. The princes and the descendants of exiled ruling families, together with most of the Khans and Begs of the various tribes, found themselves forced to take a side, either in support of their house or their relations, or in self-defence; and in many cases they seem to have changed sides with as little consideration for the rights and wrongs of the cause, as when they first took a part in the quarrel. When they were strong they attacked a neighbour with or without reason; if successful, they enjoyed, usually, a short period of bloody revenge and debauchery, but soon had again to “mount”—as the phrase was—for a new campaign; if beaten, they fled to some other neighbour, and if not put to death by him, waited, in exile, till a turn of fortune's wheel should afford a fresh chance of aggrandizement or plunder. “In the space of about 120 years,” writes Sir H. Yule, “no less than thirty descendants or kinsmen of Chaghatai are counted to have occupied his throne; and indeed revolutions, depositions, murders, and usurpations seem to have succeeded each other with a frequency unusual even in Asiatic governments.”3a

Here, then, were times that could hardly fail to make a historian of any soldier of fortune, who happened to have a taste for recording the events of his own life. Baber, the first of the Moghuls of India, and our author's cousin, especially answered to this description, and left behind him a picture of his age which is almost, if not quite, unique among the works of Asiatic authors. He has been represented as at once a soldier, a historian, and an autobiographer; and his kinsman, Mirza Haidar, may justly be described in the same way. Baber, however, was a better autobiographer than Mirza Haidar, and he was incomparably a greater soldier, as history proves. But, on the other hand, his cousin may be fairly acknowledged the better historian. While Baber made history incidental to his own memoirs, the reverse was the case with Mirza Haidar. The Mirza wrote the history of his race and family with a definite purpose; and when he came to his own days, he wove in his personal adventures as those of an actor and participator in the events he was recording—making the one illustrate the other; so that it may, with truth, be said that his life belongs to his history.

Though they differed in remote origin, Mirza Haidar was, to all intents and purposes, of the same nation and country as Baber; yet he wrote in Persian, while the latter wrote in the Chaghatai Turki (as the modern name is), current then, as now, all over Central Asia. Baber was a descendant of Amir Timur (or Tamerlane), and was, consequently, on one side of his family, more a Turk than a Moghul, for Timur belonged to the Barlás, a Turki tribe of distinguished lineage. Following the common usage of the day, however, Mirza Haidar would have called Baber a “Chaghatai,” while the latter would have spoken of his cousin as a “Moghul.” Mirza Haidar came of the Dughlát tribe—a sub-division, or sept, of the true Moghuls of Chagha-tai's line—and one that was accounted about equal, in point of nobility, to the Barlás. By the end of the fifteenth century the members of all the Moghul and Chaghatai ruling families had become much scattered, and mixed in blood, through frequent intermarriages with aliens. Many of them had, for several generations, lived in Turki countries, where they had become Turks in manners and language. So much was this the case with Baber and his kindred, that he had come to look upon himself as more of a Turk than a Moghul, and in his Memoirs mentions, more than once, his aversion and contempt for the Moghul race.4a The Dughlát had remained more distinctively Moghul, though among its members, also, much intermixture with Turki tribes appears to have taken place. Thus the Turki in which Baber wrote his Memoirs, must have been the natural language of Mirza Haidar also, who probably knew little or nothing of the Moghul tongue, and in his capacity of Musulman, would have despised it as something appertaining to infidels and barbarians. But however this may be, when he wrote in Persian, he was certainly using a foreign language, and it is for this reason, perhaps, that his style is wanting in the simplicity which (it is said) characterises that of Turki writers—a simplicity that Baber loved, and impressed upon his son, Humayun, as an accomplishment to be cultivated.4b

That the Tarikh-i-Rashidi was not written for effect, or for the indulgence of a taste for literature, need hardly be remarked after what has been said above. The work is an earnest one, and the author, no doubt intended that it should be, before everything else, a clear and complete exposition of the times he had set himself to chronicle. On the whole he has been successful, and has produced a record that, in point of usefulness, will bear comparison (as far as can be judged from translations) with most of those of Asiatic authors who have occupied themselves in the same field, from the thirteenth century to the seventeenth. 4c His task was not an easy one, for much of the history of the times is complicated and obscure, and would require infinite care and method to present it to the reader with perfect clearness. All was change and disorder. Princes and members of reigning families wandered and married in every direction, and their houses dovetailed into one another in a manner almost calculated to set at defiance any method of narration, however systematic: the limits of countries were nowhere fixed, while, unlike in any other part of the world, many of the nations dealt with were nomads, who sometimes migrated en masse from one region to another, or sometimes were found divided in their political subordination, as well as in their abodes. Even the names of the countries were not defined; and in some cases the tribe and the region it occupied, were confused under one name. In others, the country and the chief town were not distinguished; while in some, again, a place or a people might be known by different names to different neighbouring nations. The author who could construct from these confused materials an intelligible and fairly consecutive narrative, can scarcely be blamed if his reader should occasionally be perplexed in linking the various incidents together, or in distinguishing between some of the actors who took part in them. More especially should he be treated with leniency, when it is considered that what was clear to him at the time, and on the spot, must necessarily bear an entirely different complexion when viewed by the Western reader, after a lapse of more than three hundred years, and after all the changes that have taken place in the interval. It may be said that the art of the historian consists in overcoming these difficulties, and in leaving behind him a narrative that will be clear for all time; but this would be too much to expect from an Asiatic author, even though he might be an experienced writer, and not, as in Mirza Haidar's case, a roving adventurer or soldier of fortune, exposed to all the vicissitudes of the times. To the most practised among them, systematic arrangement and clearness of statement, as we understand the terms, are unknown, and even if they thought it worth while to consider the convenience of the readers they knew of, they could hardly have contemplated their works being studied by foreigners, from countries of which they had scarcely heard even the names.

Still, after making every allowance, it must be admitted that Mirza Haidar's book has its shortcomings, when viewed as a practical history. His flights of unmeaning rhetoric are, unfortunately, frequent, if scarcely so extravagant as those of most Persian writers. He constantly breaks out into verse, also, though he usually indulges in this form of ornament parenthetically—by way of declamation—and thus only interrupts the course of the narrative, while not marring its sense. His sentences, again, are often involved and his meaning not always apparent. This is more especially the case where he uses the ratio obliqua, and where he puts speeches into the mouths of his characters; but when he confines himself to the direct relation of an event, such as the siege of Yangi-Hisar or the battle of Kanauj, his descriptive power is excellent, and the picture he presents is all that can be desired. On the whole, it may be said that for an author who takes credit to himself (as the Mirza does in his prologue) for being a past master in the art of making verses and in the “epistolary style,” his writing is not obscure as Asiatic writings go; and though rather tedious repetitions are found in some of the historical sections, this is a fault on the right side, and causes less embarrassment than when gaps occur in the narrative.

These points relate more particularly to the author's style, but the chief imperfections in the work lie deeper. Perhaps those most to be deplored, are the weakness of the chronology and the looseness with which numbers and measurements are used. The former is a serious blemish, but as it is most marked in the early parts of the history, where the faults can be, to some extent rectified, by references to Chinese and other annals, it is not of vital consequence. A great part of his information having reached him by means of verbal tradition, passed down through three or four generations, the dates, above all, would tend to suffer; while, generally, it may be supposed that Mirza Haidar had scarcely realised, as did Sir Walter Scott, that “tradition is as frequently an inventor of fiction, as a preserver of truth.” The second defect is greatly to be regretted, as many interesting passages relating to military operations, the tribes, cities, ruins and curiosities are greatly diminished in value, from the want of accuracy in the figures recorded. The tendency, generally, it to exaggerate freely. A third, but less important deficiency, is the one partially alluded to above —i.e., the want of systematic arrangement into divisions, or sections, the absence of which is the cause of the frequent repetitions that occur, and the involution of one subject with another.

The scope and character of the Tarikh-i-Rashidi may be briefly summarised in much the same way as Dr. Charles Rieu, the learned Keeper of the Oriental Manuscripts at the British Museum, has described it in his official catalogue.7a It may be regarded as the history of that branch of the Moghul Khans who separated themselves, about the year 1321, from the main stem of the Chaghatai, which was then the ruling dynasty in Transoxiana; and it is the only history known to exist of this branch of the Moghuls. The original, or western line—that of Transoxiana—was at that time declining in power, and through internal dissensions and administrative decay, was rapidly approaching a final dissolution. The princes of the branch then thrown off, became masters of Moghulistan (or Jatah, as it was called at that period) and of all Eastern Turkistan, and continued as a ruling dynasty for more than two and a half centuries. The book is divided into two parts, called Daftar, the first of which is entirely historical, while the second contains reminiscences of the author's life and notices of Chaghatai, Uzbeg and other princes, with whom he was acquainted.

The first Part, or history proper, was written in Kashmir in 1544 and 1545, and was completed about February, 1546, or five years after his installation as regent of that country. It includes, however, a later addition, in which 953 of the Hajra (4th March, 1546, to 21st February, 1547) is mentioned as the current year. For the earlier periods it deals with, it is based on the traditions handed down to the author chiefly by his older relatives, combined with the statements of Sharaf-ud-Din, Yazdi in the prolegomena of the Zafar-Náma; and, for the later periods, on his personal recollections. It contains a record of two distinct and parallel dynasties: (1) that of the Khans of Moghulistan, beginning with Tughluk Timur, who reigned from 1347 to 1362, and whose father, Isán Bugha, was the first to separate from the main Chaghatai stem; and (2) of their vassals, the Dughlát Amirs of Eastern Turkistan, one of the earliest of whom, Amir Bulaji, the author's ancestor, had raised Tughluk Timur to the Khanship. In the second period, the family of the Khans divided into two branches, one of which, superseding the Amirs of Kashghar (or Eastern Turkis-tan), continued to rule over Moghulistan proper and Eastern Turkistan, with their capital at Kashghar, while the other became rulers of the provinces eastward of Aksu (known as Uighuristan), and had their seat of government usually at Turfán. The author concludes his account of each with a short sketch of their reigning representatives, at the time of writing.

The second Part, which has more than twice the extent of the first, and contains Mirza Haidar's record of his life and times, was the first in point of date. The author wrote it in 1541-42, and, as he states in the Prologue, with a view to preparing himself for the more arduous task of historical composition. 8a It begins with his birth and concludes with an account of his second invasion of Kashmir, when, by a battle fought on the 2nd August, 1541, he became master of the country. This Part includes also some rules of conduct for kings, drawn up at the request of the author, by his spiritual guide, Maulána Muhammad Kázi, whose death, in 1515, is recorded in the preceding passage; while another moral treatise by a holy Shaikh, Shaháb-ud-Din Mahmud, styled Khwája Nura, is inserted in full.8b

The author is usually known as Mirza Haidar, and in this way he styles himself, though his full name and designation would be Mirza Muhammad Haidar, Dughlát, Kurkán. By some European writers, his usual appellation has been reversed, and he has become Haidar Mirza. In some parts of Asia the distinction would be a wide one; for when “Mirza” is placed before a name, it means merely “Mr.” or “Esq.,” and has about the same signification as the word “Khan,” when used by Persians of the better class, and by Hindustani Musulmans of all classes, at the present day. When placed after a name, it is equivalent to “Prince,” and is so used only by persons belonging to a reigning family. In the case of our author either would be suitable, seeing that he was a prince of the branch of Moghul Khans who were, at that time, rulers of the Kashghar province. But his grandfather, who had been one of these rulers, had borne the same names, and seems always to have been styled with the word Mirza at the end—Muhammad Haidar Mirza. It may be as well, therefore, to draw as clear a distinction as possible between him and his grandson. The latter tells us, too, that he was known to his associates by the style of Mirza Haidar, and as he himself uses it, the words may safely be placed in that order.

In recording his own descent, Mirza Haidar describes himself as the son of Muhammad Husain Kurkán, son of Muhammad Haidar Kurkán, son of Amir-i-Kabir Said Ali, son of Amir Ahmad, son of Khudaidad, son of Amir Bulaji. He was born in the year of the Hajra 905 (1499-1500 A.D.)9a at Tashkand, the capital of the province then known as Shásh, where his father, Husain, had been made governor some six years before, by Mahmud, the titular Khan of Moghulistan and Kashghar. The others named in the pedigree were all Amirs of Kashghar, while the earliest of them, Bulaji of the Dughlát tribe, is remembered as being the first of the line to become a Musul-man. It was on the side of his mother, Khub Nigár Khánim, that our author was related to the Emperor Baber. She was a daughter of Yunus, Khan of the Moghuls, and a younger sister of Kutlugh Nigár Khánim, the mother of Baber.9b

Mirza Haidar began his life in the midst of strife and adventures. His father—a treacherous and intriguing man— had been convicted of a mischievous plot against Baber at Kabul, but had been pardoned on account of his blood relationship. Shortly afterwards he had fallen into the hands of Shahi Beg Khan (otherwise Shaibani Khan), the Uzbeg leader, and had incurred that chief's suspicion also; but once more he was permitted to escape, and repaired to Herat, then the capital of Khorasán. His intriguing nature, however, being thought by Shahi Beg to be dangerous even at a distance, he caused him to be put to death there, after a short time, by emissaries whom he sent for the purpose from Transoxiana. Muhammad Husain had taken with him into exile some members of his family, among whom was our author, then quite a child; and it appears that after his father's murder, some of the retainers of the family, believing the son to be doomed to a similar fate, had carried him off to Bokhara, and had placed him in concealment there. In 1508, when about nine years of age, he was taken in charge by one of these faithful friends, called Maulána Muhammad (formerly his father's khálifa, or religious guide) who determined to save the child from the death that awaited him at the hands of the relentless Uzbegs, and contrived to escape with him from the city. After a difficult and exciting flight across the hill tracts of Khatlán and Kuláb, in the course of which they several times narrowly escaped falling into the hands of hostile Uzbegs, they succeeded in crossing the Oxus into Badakhshán. Here one Khan Mirza, a cousin and dependent of Baber, was at the time the reigning chief, with his capital at Kila Zafar on the Kokcha. He received the fugitives with kindness, and they remained a year with him, when Baber sent to summon them to Kabul. On their arrival, Mirza Haidar was made a member of the Emperor's household, and seems to have been treated with much consideration. Within a few months, however, Baber had to march northwards against the Uzbegs, whose main force was then at Hisar, and his young cousin accompanied the army. The next two years were stirring times, and Mirza Haidar, if not too young, must have learned much of warfare, as it was conducted in those days in Central Asia.

Baber's first two attempts on Hisar failed, but, on being joined by a large body of Persians from Khorasán, his third advance resulted in a victory which gained him the possession of Kunduz, Khatlán, and Khuzár. Taking advantage of the reputation they had established, and of the defeat and death of Shahi Beg, which had just then (1510) taken place in a battle with the Persians near Merv, the allies lost little time in making an attempt on Samarkand, the capital of Transoxiana. They marched first on Bokhara, where the inhabitants opened their gates to them, and afterwards to Samarkand, which they found undefended, the Uzbeg leaders having fled on their approach. Here Baber was received with enthusiasm by the people, and was virtually master, for a time, of the greater part of Central Asia. With his young guest in his following, he remained in Samarkand for some months, when a strong combination of Uzbeg tribes, compelled him and his Persian allies once more to take the field—though this time with very different results. They advanced against Bokhara, which had in the meantime been seized by the Uzbegs, but were repulsed, and shortly afterwards were disastrously defeated at the battle of Ghajdiwán, some distance to the north of the city. The alliance with the Persians came to an end and Baber retreated to Hisar, where he was surprised by an attack made by a body of Moghuls in the service of the Uzbegs, and again experienced a crushing defeat. He then retired to Kabul, but Mirza Haidar had now left him. After the retreat from Samarkand, his uncle, Sultan Ahmad, the Khan of Moghulistan, having written several times to ask Baber's permission for the boy to be sent to him, at last obtained it, and Mirza Haidar, “led away by youthful impatience,” as he himself writes, availed himself of the Emperor's consent, unwillingly given, and followed his uncle to Andiján, then the capital of Farghána.

It was about the beginning of the year 1514 that Mirza Haidar arrived at Andiján, and almost immediately afterwards entered the service of his kinsman Sultan Said Khan (the son of Sultan Ahmad), who had just then been conducting an expedition against the Uzbegs in Tashkand, but had returned to Andiján on the enemy evacuating their positions. During the following summer, however, the Uzbegs recovered themselves and marched with a large force to lay siege to the Farghána capital. Sultan Said convened a council of his chiefs, who were unanimously of opinion that they were unable, without allies, to contend against the power of the Uzbegs; they believed themselves to have a fairer chance of success by undertaking an invasion of Kashghar, and wresting that province from Mirza Abá Bakr, who then held it. This resolution was accordingly adopted, and before the Uzbegs had time to enter the country, the Khan with all his Amirs, their families and baggage, set out from Andiján and advanced towards Kashghar, by a route leading through Moghulistan. This Mirza Abá Bakr was of the line of Dughlát Amirs, and was regarded by the Khans of Moghulistan as a usurper. He was an active and able soldier, though a cruel tyrant, and during his long rule, had made himself master of nearly the whole of Eastern Turkistan, besides several of the neighbouring countries. In 1511 he had invaded Farghána, but had there received a check by coming into conflict with Sultan Said, from whose forces he experieneed a severe defeat at the battle of Tutluk, near Andiján. It was this victory over the usurper, that emboldened Sultan Said and his Amirs to attack him again in his own stronghold. Their enterprise resulted in a complete success: Kashghar was taken in 1514, while Yangi-Hisar, Yarkand, and the remainder of the cities of Eastern Turkistan fell shortly afterwards. Abá Bakr, driven an exile to Ladak, was murdered on the road, and the line of Moghul Khans was re-established in Moghulistan and Eastern Turkistan.

Mirza Haidar, though now only fifteen years of age, was raised by his cousin the Khan to a high position, and his life of activity may be said to have begun about this time. For the ensuing nineteen years, during which Sultan Said's reign lasted, the Mirza served him in various capacities, but chiefly as a soldier; and it was only after the Khan's death, which occurred while returning from an expedition against Ladak in 1533, that he abandoned Kashghar and transferred his services to the Chaghatais in India. He not only took part in Sultan Said's wars against the Kirghiz and Uzbegs in Moghulistan, and against other tribal enemies, but was entrusted with important commands on distant expeditions. The first of these was an invasion of the hill country, then known as Bilur, or Bolor, in 1527. The expedition was nominally under the command of the Khan's eldest son, Rashid Sultan, but seeing that our author acted as a sort of tutor, or governor, to this young prince, it seems that he had much to do with the conduct of the campaign. Bolor may be described, roughly, as all the small hill states lying south of the Hindu Kush, between Baltistan on the east and Afghanistan on the west—as the limits of these countries are now accepted. Thus it included Hunza, Gilgit, Chitral, and probably most of the petty states sometimes known as “Yághistan.” There appears to have been no cause for the invasion, other than that the inhabitants were not Musulmans; but considerations of this kind did not weigh with the Central Asian Khans, and Sultan Said, as the author tells us, had always been ambitious of gaining glory by waging wars against “infidels.” The Bolor states were accordingly overrun and plundered during a whole winter, and the expedition returned to Kashghar in the following spring.

In 1529-30 the Khan undertook, in person, a campaign against Badakhshán, but sent Mirza Haidar in advance to begin operations. The Mirza records that he laid waste the environs of the chief town, Kila Zafar, and when the Khan arrived, his men had only to carry off what little had been left. The object of this expedition was to gain possession of the districts on the Upper Oxus—Wakhán, Shighnán, etc.—which had been conquered by the late Mirza Abá Bakr, and which Sultan Said, in consequence, considered himself the heir to. But the chief of Badakhshán was a relation and nominee of Baber, who took a view of the matter entirely opposed to that of Sultan Said, and threatened to support the chief. As Baber had now recovered, in India, the influence he had lost in Transoxiana, a letter from him to the aggressive Sultan Said, seems to have been sufficient to cause the Kashghar forces to be withdrawn across the Pamirs.

But it was in 1531 that Mirza Haidar undertook his most important service for Sultan Said Khan. This was the invasion, first of Ladak, then of Kashmir and Baltistan, and afterwards of Tibet proper, or the country known to Europeans under that name13a —an invasion as culpably aggressive as the raid into the Bolor states. There was much paganism, he tells us, in Tibet, and the Khan, always animated by a love of Islam and a desire to carry on holy wars, was led by his pious aspirations to conquer that infidel country. It was not the first time that Ladak had been wantonly overrun from the side of Turkistan. Mirza Abá Bakr, during his long reign, had once at least, carried his arms into Ladak, while it would appear, from what Mirza Haidar records, that several parties had been sent to plunder the country since the accession of his patron, Sultan Said, to the Khanate. Very little is known of these earlier invasions, beyond the mere mention of them by Mirza Haidar, and by the author of the Haft Iklim,13b who, however, obviously derived his information from the Tarikh-i-Rashidi. That all were unprovoked and prompted by a mere craving for plunder, however disguised under the mask of religious zeal, may be assumed with moderate confidence. None of them, including that of Sultan Said and Mirza Haidar, appear to have prospered, or to have made much impression on the inhabitants, who have preserved their old religion and manners to the present day; and though they have, in modern times, fallen politically under the Hindu yoke of the Dogras, they still keep up their ancient connection with Lassa, in all matters concerning their Buddhism and social customs. As Mirza Haidar says little about the fighting in Ladak, it is probable that the inhabitants offered only a feeble military opposition to the invaders, but trusted rather to the rugged nature of their country, the severity of the climate, and to the weapon common to most of the yellow races—passive resistance—to free them eventually from their enemy. And they were indeed successful. After subduing Ladak, a rapid march was made into Kashmir, where, to begin with, some easy victories were won, but treachery and discontent having appeared in the Moghul camp, Mirza Haidar had, after a few months' occupation, to fall back on Ladak, leaving Kashmir, to all intents and purposes, independent.

Sultan Said Khan, hoping to share in the glories of the “holy war,” had followed his lieutenant into Ladak, but his constitution, undermined by excessive drinking, proved less vigorous than his religious zeal, and the attenuated air of the Ladak passes had nearly proved fatal to him on the journey across. He recovered, however, sufficiently to lead a portion of his force into Baltistan, while Mirza Haidar was engaged in Kashmir, but after passing a winter there, distracted by cold and hunger, he too had to retreat into Ladak, and very shortly afterwards, set out on his return to Kashghar with a portion of the army. This second journey across the heights, achieved for him what the first had so nearly accomplished. He died on the Suget Pass, from the malady known as “damgiri,” or mountain sickness, and was at once succeeded by his eldest son, Abdur Rashid.

The death of the Khan in no way checked the course of the “holy war,” for his second son, Iskandar Sultan, and many other Amirs, remained with Mirza Haidar, who now (July, 1533) started on an expedition to “earn merit” by destroying the great temple at Lassa—an exploit, he tells his readers, that had never been achieved by any King of Islám. He appears to have marched for about a month's journey towards the southeast, over some of the highest table-lands in Asia, to the region which gives rise to most of the great rivers of India, and to within a few days' journey of the Tibetan border of Nipal. His total force is nowhere stated in figures, and apparently it was divided into at least two, or perhaps three, columns. One of these was attacked by a force of “men armed with short swords,” sent by “a Rai of Hind” to the assistance of the Tibetans—a statement that appears to point to a body of Nipali tribesmen, armed with their national weapon, the kukri. The inference is that the Moghuls were beaten in at least one fight with these people. Yet Mirza Haidar continued his march towards the capital, until he arrived at, and plundered, a place he calls Astábrak (or Astákbark), which was represented as being within eight days' journey of Lassa. No map or book of any date, now available, seems to contain this name or any variant of it, but if the estimate of eight marches from Lassa be correct, and these marches are intended for the long Tibetan post-stages, the invaders would still have been some 300 miles, or more, distant from their goal. However this may be, the mortality among his horses, want of supplies, and the general distress caused by cold and the high elevation, obliged the Mirza to abandon his enterprise at this point, and to set out in retreat towards Ladak. His experience, indeed, was almost exactly that of the Dogra general Zoráwar Sing who, in 1841, made an attempt to conquer the western provinces of Tibet for his master, Rájah Guláb Sing of Kashmir. Of fighting there was little in either case, except against the climate and conditions of the country, and in both instances these adversaries proved victorious.

In the early months of 1534 Mirza Haidar returned defeated, and with a mere remnant of his force, to a position of safety in Ladak. Of those who were left even, many deserted him here to find their way back to their homes across the mountains. Yet, broken and almost helpless as he was, the chiefs of Upper Ladak received him and his men with hospitality, and even assisted him in getting together a force with which, the next year, he proceeded to attack and plunder the western districts of the country, known as Purik, Suru, and Zangskar. His success in all these forays was very doubtful. He seems to have been able to do little more, during the first year, than keep his men and animals from starving, while in the second year (1535) he had again, from sheer distress, to fall back on the neighbourhood of Leh and throw himself on the mercy of the strangely tolerant Ladak chiefs. His followers, under these conditions, became discontented if not mutinous, and began to desert him; while he received such evil tidings from Kashghar, that the “holy war” against the Tibetans at length came to an end.

Rashid Sultan (otherwise Abdur Rashid Khan) had begun his reign at Kashghar, by putting to death many of his own relations, and among them the author's uncle, Sayyid Muhammad Mirza, whom he suspected of plotting against him in favour of the late Khan's younger son, Iskandar. These events seem to have made a deep impression on Mirza Haidar's mind, for he alludes to them with bitterness, more than once in the course of his narrative. His uncle had served Sultan Said faithfully for many years, and had done much arduous work for him, while Mirza Haidar himself had been the chief agent in extending the Khan's kingdom and power. But besides this, he had been companion and instructor to two of the Khan's sons, and when the elder of these marked the commencement of his reign by acts of ingratitude and bloodshed, it is scarcely surprising that he should be deeply hurt, and should record his feelings, years afterwards, in his history.

Hence, fearing that he might meet with the same treatment as his uncle and others of his family, if he returned to Kash-ghar, he had to seek for a refuge. It was impossible to stay longer in Ladak, while all the direct roads to India and Kabul were in the hands of those whom he had lately been chastising and plundering, in the name of religion. With the daring of despair, he determined to try and reach Badakhshán with the handful of adherents that remained in his service, by turning off from the usual track between Ladak and Yarkand, at a point called Ak-Tagh, to the north of the Karakorum Pass; and after following the course of the Yarkand river for some distance, to gain Ráskám, the southern Pamirs, and Wakhán. This adventure—apparently almost hopeless under the conditions in which he attempted it—he accomplished successfully, accompanied by about twenty followers, though not without much hardship and suffering. The winter of 1536-7 he spent in Badakhshán, the following summer he repaired to Kabul, and shortly after to Lahore, where he was received by Baber's son, Kámrán Mirza, and found himself, as he tells us, raised from the depths of distress to honour and dignity.

Kámrán was at that time engaged in a struggle for territory with the Persians, and had, soon after our author's arrival, to proceed to the relief of Kandahar, which was being besieged by Sám Mirza and by Shah Tahmásp, the sons of Shah Ismail, the Safavi; but before setting out he appointed his guest to the governorship of those parts of India (the whole of the Punjab) which belonged to him, and in this capacity Mirza Haidar resided for over a year at Lahore, “collecting taxes, suppressing revolt, protecting the frontiers, and establishing Islám.” It was shortly after Kámrán's return to the Punjab, (1538) that Humayun had sustained a severe defeat in Bengal at the hands of Shir Sháh Sur, the Afghán leader, who was now advancing towards Agra by the left bank of the Ganges. A large part of Humayun's army having accompanied him to Bengal, he made an appeal to Kámrán and his other brothers to send assistance to Agra, while he himself hurried northward. Kámrán, after some hesitation, consented, and moved first to Delhi and then to Agra, with an army of 20,000 men, and in company with our author. Here dissensions took place among the brothers; Kámrán repented of his decision to support the Emperor, and putting forward bad health as a reason, determined to return to Lahore, while Shir Shah was yet on the far side of the Ganges. He endeavoured to persuade Mirza Haidar to return with him, but the Mirza declined on patriotic grounds, and from that time forward (1539) became an adherent of Huma-yun, who treated him with great honour and called him “brother, after the Moghul fashion.”

The disastrous battle of Kanauj soon followed.17a Humayun's force numbered some 40,000, but was less an army than a huge undisciplined mass, commanded by Amirs who had no intention of fighting the Afghans. Mirza Haidar appears to have acted as a kind of general adviser or chief of the Emperor's staff, but he mentions incidentally that he also led the centre division.17b The confusion and corruption that prevailed on the side of the Chaghatais he describes with much candour, and clearly shows that the battle was lost before it had been fought. Whatever his position in the army may have been, he seems to have done his best to advise and support his master, and finally joined him in his flight to Agra,17c and thence to Lahore. His narrative gives, in a few words, a vivid picture of the crowd of refugees that were assembled at the Punjab capital, their state of panic, and the divided and interested counsels with which the Emperor was perplexed. Mirza Haidar advised that the Chaghatai Amirs should occupy separate positions along the lower hills, from Sirhind to the Salt Range, where the army might be reorganised in safety and, on a favourable opportunity presenting itself, might be used with effect to regain possession of India. He himself would undertake the reduction of Kashmir, a task he hoped to accomplish in so short a time that the Emperor and his brothers might send their families thither, and secure, for them at least, a refuge from all enemies. But the Mirza's advice was of no avail; for though Humayun seems to have been inclined to listen, he was overborne by other councillors.

While acting at Lahore as Kámrán's delegate, Mirza Haidar had been approached by certain chiefs of Kashmir who were at variance with the native prince then reigning in their country, and who, on being worsted by him, had found a refuge in the Punjab. They endeavoured to procure, through Mirza Haidar's influence, the assistance of a body of Kámrán's troops, to invade their own country and expel the obnoxious ruler. The scheme seems to have commended itself to the Mirza's judgment, and after some delay he was able to gather a respectable force, which he placed under the command of one Bába Chuchak, one of the most experienced officers in the service of Kámrán, with instructions to accompany the Kashmiri chiefs and restore them to the possession of their State. The Bába, however, found pretexts for evading the execution of these orders, and the expedition proved a failure. After the retreat of the Chaghatais from Kanauj to Lahore, these chiefs renewed their appeals for assistance, and it was during the discussions that took place there as to the general line of action to be adopted, that Mirza Haidar impressed on Humayun the advantage of seizing the opportunity to gain a footing in Kashmir. He had learned from his previous incursion into that country, while in the service of the Khan of Kashghar, the value of its position and resources, and calculated that, with a reasonable force, he would require only two months to subjugate it and make it a suitable asylum for the Emperor and his family, together, if necessary, with the remains of the Chaghatai army. Shir Shah, on the other hand, with the wheeled carriages and the artillery, on which his strength mainly depended, would not, the Mirza reckoned, be able to reach the outer hills in less than four months, and his troops would be exhausted by the effort.

Though these plans were not taken advantage of by Humayun (who continued his retreat to the Indus), he permitted them to be put into practice by Mirza Haidar. The Mirza was given a small body of troops, and was sent forward from Lahore to join the Kashmiri chiefs, in whose company he was to enter the hills of their country, and to be followed, at intervals, by two of Humayun's officers, called respectively Iskandar Tupchi and Khwája Kalán. When all had assembled above Jhilam, and the force had begun to ascend the passes leading to the valley of Kashmir, dissensions arose among the commanders. Khwája Kalán, with his men, first separated himself from the expedition, and the Tupchi shortly afterwards followed him, leaving Mirza Haidar to prosecute the undertaking with no more than a handful of retainers in his own pay, and a few more who had joined him on the personal authority of the Emperor. With this following he determined to advance, and on the 21st November, 1540, crossed the Punch pass and descended into the valley. His calculations proved correct: he met with no resistance from the chiefs or people, but obtained possession of the country without striking a blow.

It is curious how little our author relates about his invasion and administration of Kashmir, or of the affairs of that country during the eleven years that his regency lasted. He was to all intents and purposes king of the State; while the value of the territory and the importance of its position, from a military point of view, at the juncture when he found himself its ruler, were well known to him, for he had impressed them urgently on Humayun only a short time before. Yet all he has to say of the period is summed up in two short chapters at the end of his history; though he devotes much more space to the events that were happening at the time across the passes. It was in Kashghar and Yarkand that his nearest relatives and his friends were living—most of them in suffering and danger—and that his political enemies were ruling, on lines that he regarded as dangerous, and subversive of the power and prosperity that he had himself helped to build up. It seems evident, indeed, that to the end of his life, his mind was chiefly occupied with the affairs of what may be called his own country, and communications between his friends and himself seem to have been kept up to the last, while he felt himself to be more or less an exile in Kashmir. So meagre is his story of this period of his life, and so abruptly broken off, that from the year 1540 onwards, I have had to follow chiefly the accounts of Abul Fazl, the historian of Akbar, and of Firishta. Both of these authors wrote within an interval not very remote from that which they chronicle, so that the events they deal with must have been fresh in the memories of their informants.19a

Kashmir had, for some time previously, acknowledged no one supreme ruler, except those set up as mere nominal representatives of the old line of kings. Several native chiefs exercised the real authority, in various parts, and at that particular time were supporting, as a pageant, a prince whose title was Názuk Shah.20a Whether Mirza Haidar began by joining issue with this personage we are not informed, but it appears rather, that he took him under his protection. It is related, however, that one Káchi Chak, the principal of those chiefs through whose representations Mirza Haidar had been originally induced to undertake the reduction of the State, very shortly deserted his benefactor. He perceived, says Abul Fazl, that his own schemes would be defeated by the establishment of Mirza Hai-dar's power, and “with the natural perfidy inherent in the character of the Kashmirians, suddenly withdrew from the country to seek the protection of Shir Khan”20b [i.e. Shir Shah]; with the result that a force of 2,000 Afghans was immediately despatched by the Shah, to conduct the petitioner back to his country. A threat of invasion by Shir Shah and his Afghans was sufficient to deprive Mirza Haidar of all his Kashmiri allies, and he had to retire to an inaccessible part of the country, with a few of his own followers, where he led a precarious and unsettled life for about three months. At last, on the 2nd August, 1541 (8 Rabi II. 948 H.) he gave battle to his enemies, who were computed at 5,000 combatants (including natives and auxiliary Afghans), and defeated them with great loss, the Afghans retiring to Delhi, while the Kashmiri malcontents fled to the outer hills. By this victory, our author rendered himself undisputed master of the whole of Kashmir.

A period of tranquillity followed, but was destined to last only till the year 1543, when the fugitives beyond the borders, having combined their forces with those of some of their relatives, marched on Srinagar for the purpose of subverting Mirza Haidar's government. They were completely routed, however, and again took refuge in the outer hills. Not long afterwards, the Mirza himself took the offensive against Ladak, and is said to have reduced several of its districts to subjection. Only one of these is named by Firishta, who writes it “Looshoo”—a name impossible to identify, unless it can be regarded as a corruption of “Suru.” During his absence on this expedition, an epidemic disease broke out, which carried off the three discontented chiefs who had, up to that time, been his most persistent opponents. Their removal afforded him again a period of peace, which lasted for about two years, when he proceeded to attack the province of Kishtawár. One Bandagán Koka was sent forward in command of a portion of the force, while Mirza Haidar followed at a distance. Bandagán Koka came up with the enemy on the banks of the Kishtawár river, and after two engagements, was defeated and killed, together with a number of his men. The remainder of his force fell back on the division of the Mirza, who, however, does not appear to have followed up his intention of subduing the province. The next year, 1548, he is reported to have turned his attention first towards Little Tibet (or Baltistan), then to Tibet (or Ladak) again, and subsequently to Rajaori and Pakhli. In all these provinces he is said to have succeeded in his objects, and to have added them, finally, to his Kashmir dominions.

In 1549 an occurrence is recorded, which nearly brought our author once more into conflict with the Afghans of Hindustan. In 1545 Shir Shah had been succeeded by his son, Islám Shah (otherwise known as Salim Khan), against whose rule the Niázi tribe of Afghans, then settled in the Punjab, rose in rebellion. After being worsted by Salim in the plains, they fled towards the hills and took refuge in the Kashmir province of Rajaori. Here they were received by the descendants of those Kashmiri chiefs, who had so persistently opposed Mirza Haidar's rule, up to a few years previously. Intrigues were entered into between these and the Niázi, but in the meantime Salim, pursuing the latter, arrived at the foot of the hills near Nau Shahra in Rajaori, while Mirza Haidar advanced to block the road from the side of Kashmir. According to Firishta, a peaceful arrangement was come to between the various parties; Salim was appeased on certain hostages being made over to him, and returned to Delhi, while the Kashmiri partisans, abandoning their plans, some joined Mirza Haidar, and others accompanied Salim to his capital. A different version of this affair (it may be noted) is given by Abdulla, the author of the Tarikh-i-Daudi, who records that a fight took place between the Niázi and a force sent by Mirza Haidar to prevent them from entering Kashmir, and the writer locates this encounter, not in Rajaori, but in the district of Banihál. The Kashmiri force is represented as gaining a complete victory, while Mirza Haidar is said to have propitiated Salim Khan, by sending him the heads of the slain Niázi as a peace-offering. Which of these two accounts is the more correct, it is not easy to judge, but it seems that Mirza Haidar had, about this time, some transactions with the Afghan Shah of Hindustan, and may possibly have felt it necessary to propitiate him. At any rate, Firishta relates that he sent ambassadors with presents to Delhi in 1550, and that Salim, in return, deputed an envoy with horses, muslins, etc., to Srinagar. What brought about this exchange of courtesies, or what came of it, the historian does not state.

In the same way, the events of the ensuing year, 1551, relating to Mirza Haidar's death, are to some extent at variance. The only two historians (as far as I am aware) who record them in any detail are Abul Fazl and Firishta; but, as the former seems somewhat uncertain of his facts, the account of the latter may perhaps be more advantageously followed.

General Briggs' version of Firishta records, quite briefly, that Mirza Haidar had appointed one Kirán Bahádur, a commander of Moghul horse, to the government of the district of Bhirbal.22a The measure gave great offence to the inhabitants, who resisted Kirán's authority, and eventually proceeded to attack him. Mirza Haidar, in order to support his officer, put himself at the head of his Moghuls, and marched towards the scene of the disturbance. On the road, a night attack was made upon his camp, the Moghuls were defeated, and he himself was killed by an arrow in the course of the fight. The exact date of the event in 1551 is nowhere recorded, but it would appear to have taken place on one of the last days of Rámzán, or about the beginning of October.22b In Mr. Rodgers' version, the circumstances are related in much greater detail, but some of the particulars are not quite intelligible. The substance, however, is the same, and the account makes it appear that the locality where Mirza Haidar fell, must have been somewhere near Báramula on the Jhilam. It points also to his death having been caused through being accidentally struck by an arrow, discharged by one of his own men, in the darkness.

During the ten years (counting from the battle of 2nd August, 1541) over which Mirza Haidar's regency extended, he is said, in the Akbar-Náma, to have devoted himself, when not actively engaged with his enemies, to the restoration of the province and the improvement of its resources. He found it in a state of ruin and desolation, and raised it to a land abounding in cultivation and flourishing towns; he extended the frontiers also, and ruled with moderation and justice. Yet the austere Abul Fazl takes him to task for devoting too much of his time and attention to music, and thereby becoming forgetful of the dangers that surrounded him. Still more he blames him for continuing the government of the State in the name of the puppet Prince, Názuk Shah. After his military successes, it was his duty, the historian considers, to read the prayers and strike the coins in the name of “his imperial benefactor then struggling with adversity;” while there was no necessity to cultivate the attachment of the native rulers. Yet he is obliged to admit that when Humayun had returned from exile in Persia, and had repossessed himself of Kabul, Mirza Haidar at once conceded to him the honours due to a sovereign.

How far Abul Fazl's estimate of Mirza Haidar's character is a just one, may be open to question. In the first place, it was not entirely to music that he devoted the interval of well-earned repose that he enjoyed in Kashmir. It was during these years that he wrote the Tarikh-i-Rashidi—a work which, strange to say, Abul Fazl makes no mention of. Yet it is evident, from incidental allusions to dates in the body of the book, that this task occupied no little of the Mirza's time. To judge by the number of authors he cites, or speaks of, in the course of his history, he must have collected a good number of books about him, and the study of these may perhaps have occupied more of his leisure than the lute or the zitára. Among them, it may be noted, was a copy of the “Memoirs” of his cousin Baber, which, in all probability, he had obtained while in India at the court either of Humayun or of Kámrán; and, no doubt, it was the first copy ever utilised for historical purposes. Secondly, as regards the imputed infidelity towards the Chaghatai Emperor, it should not be forgotten that the historian of Akbar was writing after events had seemed to justify his view. At the time when Mirza Haidar administered Kashmir in the name of Názuk Shah, Humayun was a refugee in Persia, dependent on the uncertain friendship of Shah Tahmásp, and it must have been quite a matter for speculation whether he would ever return, or if, indeed, any member of the house of Baber would again occupy the throne of Hindustan. After completely subjugating Kashmir, and defeating the troops that Shir Shah had sent against him, there seems to have been no reason, but loyalty to the Chaghatais, why the Mirza should not have set himself up as king of the State.

His action in recognising the native puppet may fairly be regarded as one of self-denial—a temporary measure, undertaken while waiting to see whether his patron might not return, and claim his own kingdom in India. As events fell out, he did return, though not till January 1555, or nearly four years after our author's death. Step by step, he made himself master of the principal districts of Afghanistan, regained Kunduz and Badakhshán, and disposed of Kámrán Mirza, together with other enemies of his house. But as early as 1545, when, with the aid of Shah Tahmásp, he had wrested only Kandahar and Kabul from his rebellious brother, and while still far beyond the limits of India, Mirza Haidar transferred to Humayun the nominal sovereignty with which he had invested Názuk Shah. He sent an envoy to Kabul, to inform his patron of these proceedings and to invite him to Kashmir. His letters were full of expressions of loyalty and attachment, and, in pressing his invitation, he pointed out that the country he had subdued would serve as an impregnable position, from which the Emperor might pour down his troops for the conquest of Hindustan— an enterprise which he urged him to attempt without delay.24a He is recorded, moreover, by Abul Fazl himself, to have read the prayers and to have struck the coins in Humayun's name at about this period; while unanswerable evidence as regards the coinage is to be found, to this day, among the specimens of the money of Kashmir, which have come down to us. In the British Museum there is a silver coin of Kashmir, bearing the name of Humayun and dated 952 or 95324b of the Hajra (1545 or 1546). Mr. Rodgers also describes two coins of Humayun which were struck, in Kashmir, in the year 953, and another bearing a date subsequent to 950, but on which the third figure is illegible. This last one, however, contains in the field a letter ha, which Mr. Rodgers believes may stand for the initial letter of the name Haidar. In any case, the dates that are decipherable not only fall within the period of Mirza Haidar's regency, but they are good evidence that he regarded Humayun as his sovereign, while at the height of his own power in Kashmir, although no coins are known which show that he so regarded him previous to his recovery of Kabul.25a Neither the coins nor the documentary history of the period, however, are completely worked out, and until the tales that both have to tell are exhausted, it would perhaps be premature to conclude that, even prior to the subjugation of Afghanistan in 1545, Mirza Haidar may not have afforded testimony, in one form or another, that he regarded himself and his puppet king as, alike, dependants of the Chaghatai Emperor.

Thus, whatever faults the Mirza may have had, disloyalty to his chiefs can hardly be accounted one of them. He served his first master, Sultan Said Khan, with devotion till the end of the Khan's reign, and when forced by the barbarities of his successor, Rashid Sultan, to seek safety for his life with the Chaghatais in India, he served them likewise with good faith, as long as he lived.

Besides Abul Fazl's and Firishta's, the notices of Mirza Haidar's life, among the writings of Asiatic authors, appear to be few. Several quote his history, and even copy from it extensively, but only two, as far as I have been able to ascertain from translations, make any mention of his personality. Jauhar, in his Memoirs of Humayun,25b does no more than briefly allude to his master's faithful lieutenant. The author of the Tarikh-i-Daudi, cited above, calls him “a youth of a magnanimous disposition,” but vouchsafes no more.25c Amin Ahmad Rázi, however, has devoted a few sentences to him in his geographical work, the Haft Iklim, an important extract from which was translated into French by Quatremère, and published in 1843.25d Ahmad Rázi tells us that Mirza Haidar “was endowed with an excellent character and a rare talent for elegant composition in verse, as well as in prose. To these gifts of nature, he added those of extreme valour, and all the qualities that constitute a great general. Having been sent into Kashmir by Sultan Abu Said Khan,26a he penetrated into this province by the road of Kashghar and Tibet [Ladak] and entirely subdued it. He entered it also a second time from the side of India, and establishing his residence in Kashmir, formed it into an independent principality … He was author of the historical work entitled the Tarikh-i-Rashidi, which was named in this way after Rashid Khan, sovereign of Kashghar. This book enjoys universal esteem.” Ahmad Rázi then appends some verses of the Mirza's, as a specimen of his poetic genius.

Among Europeans, Mr. W. Erskine is perhaps the only original author who has touched on Mirza Haidar's personal characteristics or attainments; even he does so only very briefly, though in several passages he praises his work in the highest terms. He sums him up as “a man of worth, of talent, and of learning.”26b For his own part, he naively tells us that he had many accomplishments, and though most of those he names were of a more or less mechanical order, others, at least, show a taste for authorship, and make us picture him as a man of some imagination. Taking into consideration the life he led—his adventures, sufferings, discomfitures, and escapes— and the age and countries he lived in, he may be accounted also a man of learning. At any rate, he was a patron of the learned whom he came in contact with, and seems to have taken an interest in their teachings, as well as in the books he knew of; though it may be open to question, perhaps (from a European point of view), how far he used them to the best advantage for historical purposes. Yet, withal, he was a bigoted Musulman and a fanatical Sunni, as his remarks about the transactions of Baber with the Persian Shias, after the capture of Samarkand in 1511, clearly indicate. And his bigotry took many curious forms, as, for instance, his approval of the hypocritical proceedings of Sultan Said Khan, his refraining to trace his pedigree beyond the date of Amir Bulaji, because Bulaji's ancestors were not Musulmans, and his pious invocations on the Moghul Khan, whose religious zeal and enlightenment led him to drive horseshoe nails into the heads of his subjects, to induce them to become Musulmans. In short he belonged to his times, and herein lies the chief value of all that he has left on record.

The reader, however, will form his own judgment of the author's character and worth. What may safely be said is that his history carries with it a conviction of honesty; while he himself, though a soldier of fortune, was, as shown by the advice he tendered to Humayun, and by his administration of Kashmir, no mere Dugald Dalgetty of the East.

SECTION II.
THE LINE OF CHAGHATAI.

Think, in this batter'd Caravanserai
Whose Doorways are alternate Night and Day,
How Sultán after Sultán with his Pomp
Abode his Hour or two, and went his way.

—Omar Khayyám.

THE story of the conquests of Chingiz Khan, and the partition of nearly the whole of Northern Asia among his descendants, has been so often told, that no useful purpose would be served by recounting it again in this Introduction. Only those phases need be briefly sketched, which form the basis of Mirza Haidar's history, or which help to elucidate the course of events immediately preceding it. Though the Tarikh-i-Rashidi embraces many wide regions and deals with many tribes and nations, its chief scenes are laid within the appanage of Chingiz's second son Chaghatai, and it is, before all things, a history of part of the Chaghatai branch of the Mongol dynasty. This is the branch, moreover, which hitherto has remained the most obscure of all those of the family of Chingiz Khan. The other divisions of the empire founded by the great conqueror, have all found abundant historians, not only in China and Mongolia, but among the Musulman writers of Western Asia and among Europeans. The great works of Deguignes, D'Ohsson, and Howorth, though designed to tell the story of all the Chingizi branches, have failed, as yet, to complete that of the house of Chaghatai. The two older authors frankly avow the want of materials, as their reason for leaving this section of their field almost untouched, while Sir H. Howorth, though he is understood to have completed his researches in it, has been prevented by other circumstances, from giving to the world his much desired volume on the Chaghatais.

Perhaps the nearest approaches to histories of the Chaghatais are to be found, (1) in an excellent paper entitled The Chagha-tai Mughals, by Mr. E. E. Oliver, in the Journal of the Royal Asiatic Society,29a where the writer has summarised, in a consecutive manner, most of that which can be gathered on the subject, from European sources and from translations of Asiatic authors; and (2) in Erskine's History of India under Baber and Huma-yun . The learned translator of Baber's Memoirs had read widely among the Musulman authors, and compiled, in his last work, a more complete epitome of Chaghatai history, from original sources, than is to be found in any other European writings—unless possibly in those of Russian Orientalists, whose books, indeed, are sealed to most European readers. The source from which Mr. Erskine chiefly drew his information was the Tarikh-i-Rashidi, which he not only studied, but, as we have seen in the Preface, partially translated in a summarised form. The Tarikh-i-Rashidi, however, does not begin at the beginning of the Chaghatai history, but at an arbitrary point, dating nearly a hundred years after the allotment of his empire by Chingiz Khan, and at the period when the Khans of Moghulistan, having separated themselves from those of Mávará-un-Nahr, a distinct history of their branch became possible. In order, then, to furnish a foundation for Mirza Haidar's chronicle, it is necessary to fill in, however briefly, this gap of a hundred years, and, in doing so, to take a rapid glance at the two allotments which bordered on that of Chaghatai Khan—the one on the west and the other on the east—for the affairs of all three are, to some extent, interwoven at certain periods.

In assigning his dominions to his four sons, Chingiz Khan appears to have followed an ancient Mongol custom. The sons of a chief usually ruled, as their father's deputies, over certain nations or clans, and at his death each received, as an appanage, the section of the population which had been under his care. Thus the distribution was rather tribal than territorial, and the tribes, which were in most cases nomadic, sometimes shifted their abode, or were driven, by enemies, to migrate from one district to another. These movements, as a fact, do not seem to have occurred very frequently, nor to have altered the position of the main body of the people to any great extent. It will be more convenient, therefore, and far more intelligible, to state the distribution of Chingiz's dominions, as far as possible, in territorial terms.

Juji, or Tushi, the eldest son of Chingiz, died some months before his father, and therefore, never became supreme Khákán30a in the regions he governed; but they descended intact to his own son and successor, Batu, as an appanage direct from Chingiz. The centre of this dominion may be taken to be the plains of Kipchak, but it comprised all the country lying north of the lower course of the Sir Daria (the Sihun or Jaxartes) and of the Aral and Caspian seas—“wherever the hoofs of Mongol horses had tramped”; it included also the valleys of the Volga and the Don, and some wide-spread regions on the north shore of the Black Sea; while towards the north it extended beyond the Upper Yaik (or Ural River) into Western Siberia. On its southern and south-eastern confines, this appanage of the Juji line marched with that of Chingiz's second son, Chaghatai, whose central kingdom, Mávará-un-Nahr, or Transoxiana, was situated chiefly between the rivers Sir and Amu (the Jihun or Oxus), but included, in its extension towards the north-east, the hill ranges and steppes lying beyond the right bank of the Sir, east of the Kipchák plains, and west of lakes Issigh-Kul and Ala-Nor. Towards the east, the Chaghatai domain took in the greater part of the region now known as Chinese (or Eastern) Turkistan, Farghána (or Khokand) and Badakhshán; while towards the south it embraced Kunduz, Balkh, and, at the outset, Khorasán—a country which, at that time, spread eastward to beyond Herat and Ghazni, and southward to Mekrán. This was, perhaps, the most extensive appanage of all, and within its limits were to be found the greatest variety of races and tribes, and the greatest diversity of modes of life. It comprised, on the one hand, some of the richest agricultural districts, peopled by settled inhabitants, far advanced in Asiatic civilisation, and some of the most flourishing cities in Asia; while, on the other hand, some of the rudest hill tribes, or Hazáras as they were called then, had their homes in the southern highlands, and large tracts of barren steppe-land were occupied by almost equally primitive nomads, who drove their flocks from hill to valley and valley to hill, in search of pasture, according to season.

Eastward, again, of this “middle dominion,” as it was often termed, came that of Oktai (or Ogodai), the third son of Chingiz Khan. His allotment was the country of the original Mongols with that of the tribes immediately around it, while he was also heir to his father's capital, Karakorum, and to the supreme authority over the Mongol people. On its western confines his dominion bordered, at first, on that of Chaghatai, in the country since known as Jungar or Zungaria31a —a region that, for want of more exact boundaries, may be roughly described as lying north of the Tian-Shan, from about Urumtsi on the east, to the river Chu on the west, and having for its middle line the upper course of the Ili river. This region became the subject of much contention among the descendants of Oktai and Chaghatai, in the latter half of the thirteenth century, and as the house of the former declined, the greater part of it, if not the whole, appears to have gradually merged into the territories of the Chaghatai Khans; while the clans that inhabited it, were dispersed among the tribes of Transoxiana and Kipchak, and their chiefs lived in obscurity under the Khans, or conquerors, for the time being.

Chaghatai himself appears to have been a just and energetic governor, though perhaps rough and uncouth, and addicted to the vice, common among the Mongols, of hard drinking. At any rate, he was animated by the soldier-like spirit of his father, and succeeded in keeping order among as heterogeneous a population, as a kingdom was ever composed of. In 1232, for instance, when sedition showed itself at Bokhara, he acted with promptitude, if with severity, and saved his country from a far-reaching calamity. He was, in all probability, an old-fashioned Mongol, for we read that he stood by the Yasák, or code of laws instituted by Chingiz Khan, and that he showed little favour to what was, at that time in his dominions, the comparatively new and rising religion of Islám. He must, however, have been fairly tolerant, for it is recorded that his minister for Trans-oxiana was a Musulman, called the Jumilat-ul-Mulk, and that mosques and colleges were founded during his reign. But if Chaghatai did not lean towards Islám, neither does it appear that he ever inclined towards Christianity, though that religion, as practised by the Nestorians, must have been familiar to him. It existed in his own dominions and in those of his brother Oktai, who seems to have been thoroughly tolerant, and to have encouraged at his capital, Karakorum, every form of worship, besides the enlistment in his service of men of all religions—a circumstance which had, as will be seen later, an important bearing on subsequent history.

Chaghatai's own capital was at Almáligh, in the valley of the Upper Ili, near the site of the present Kulja, and consequently in the extreme east of his dominion. His reason for fixing it in that remote position, instead of at Bokhara or Samarkand, was probably one of necessity. His Mongol tribesmen and followers —the mainstay of his power—were passionately fond of the life of the steppes: the only existence worthy of men and conquerors, was that passed in the felt tents of their ancestors, among the flocks and herds that they tended in time of peace, and led with them on their distant campaigns. The dwellers in houses and towns were, in their eyes, a degenerate and effeminate race;—the tillers of the soil, slaves who toiled like cattle, in order that their betters might pass their time in luxury. They would serve no Khan who did not pass a life worthy of free-born men and “gentlemen rovers”; and Cha-ghatai and his immediate successors probably saw, as his later descendants are described by Mirza Haidar to have seen, that the one way of retaining the allegiance of his own people, was to humour their desires in this respect, and live, with them, a nomad's life.

Chaghatai died in 1241, after a reign of about fourteen years, and within the same year the death of Oktai occurred at Kara-korum. Thus two out of four of the chief divisions of the Mongol empire were suddenly deprived of their sovereigns, with the result that nearly the whole of the successors of Chingiz were set disputing for the succession. “Among the most violent as regards party spirit and warlike temper,” writes Mr. Oliver in his summary of this period, “were some of the representatives of Chaghatai. For the time being, it ended in Turakina, Oktai's widow, being appointed regent; but there were set up lasting disputes among the rival claimants, and the seeds of much future mischief were sown. For long after, the disputes regarding the succession to the throne of the great Kaán became inextricably mixed up with the affairs, more especially of the eastern part, of Chaghatai's Khanate, and it is impossible to give an intelligible account of the latter without occasional references to the former.”33a

Little is known of the way in which Chaghatai disposed of his kingdom at his death, and there appears to be no mention, anywhere, of his having followed the ancestral custom of his house in distributing it among his descendants. He is recorded to have left a numerous family, but to have been succeeded by a grandson, and a minor, named Kara Hulaku, while his widow, Ebuskun, assumed the regency. This statement, however, seems to apply to Turkistan, Transoxiana, and the adjacent regions: at all events not to Kashghar, Yarkand, Khotan, Aksu, and the southern slopes of the Tian Shan mountains—or, in other words, to the province south of the line of the Tian Shan, which is called, in our times, Eastern Turkistan. As regards this province, Mirza Haidar tells us that it was given by Chaghatai, presumably at his death, to the clan or house of Dughlát, whose members were reckoned to be of the purest Mongol descent, and one of the noblest divisions of that people. We shall hear more of this clan and the province they ruled, farther on; but the important point to notice here, with reference to subsequent events, is that the Dughláts were made hereditary chiefs, or Amirs, of the various districts of Eastern Turkistan, as far back as the time of Chaghatai, for it is chiefly on this incident that hinges the permanent division of the Chaghatai realm into two branches, at a later date.

Ebuskun's sway was a short one, for as early as 1247 Almáligh was attacked by Kuyuk, the son and successor of Oktai, and she was deprived of her power. For a time, disorder prevailed throughout the Khanate; but Kuyuk seems to have had sufficient power to set up one Yasu (or Isu) Mangu, who, being himself a worthless debauchee, governed the country through the agency of a Musulman Wazir, called Khwája Bahá-ud-Din. Kuyuk died within three years of his accession, and was followed, as supreme Khakán, by Mangu, who, in 1252, restored Kara Hulaku and Ebuskun to their former dignities. Bahá-ud-Din and Yasu Mangu were now, in their turn, removed, the former being put to death at once. Kara Hulaku died within a few months of his restoration, and after his death we hear no more of Ebuskun. Hulaku's throne passed over to his own widow—one Orgánah Khatun—whose first act was to execute Yasu Mangu, under some compact, which appears to have been made for his riddance, between her predecessor and the Khakán Mangu.

Orgánah is described as possessing much beauty, wisdom, and influence, and as long as Mangu lived she was allowed to reign in peace. But he died in 1259, when a war of succession to the supreme Khakánate broke out between his brothers Irtukbuka and Kublai. In this strife, the Chaghatai princess appears to have taken no part, but she suffered nevertheless, for in 1261 she was driven from Almáligh by Algu (a great-grandson of Chingiz), who had been nominated by Irtukbuka to rule in her place, and to bring over the Chaghatai forces to assist him in his war with Kublai. Algu, however, betrayed his patron, who, abandoning Karakorum to his rival Kublai, marched against Almáligh, whence Algu had to fly for safety, first to Kashghar and Khotan, and finally to Samarkand. Irtukbuka spent the winter of 1263 in Almáligh, devastating the district and putting to death many of Algu's followers. By these excesses he weakened his own army and resources to so great a degree, that he had to submit to Kublai and make peace with Algu, stipulating to retain for himself a portion only, of the eastern part of the Chaghatai Khanate. These transactions brought about not only a reconciliation between Algu and Orgánah, but a marriage. Both, however, died within a few months, and Irtukbuka, having done homage to Kublai, by prostrating himself at the door of Kublai's tent, the latter remained supreme from Peking to Transoxiana, and acquired the title of Khakán. He was the “Great Kaán” of Marco Polo.

But a rival was beginning to show himself in the person of Kaidu, a grandson of Oktai. This prince was plotting, in western Kipchák, for the assistance of his uncle Batu, in asserting his claim to the province of Turkistan—the northwestern division of the Chaghatai Khanate—and probably also for the region then becoming known as Moghulistan, which lay immediately to the eastward of Turkistan, and comprised the Zungar country, already alluded to. At the death of Algu, Kublai nominated Mubárak Shah, a son of Algu and Orgánah, to the Chaghatai succession, but immediately afterwards is said to have appointed, as his vice-regent, another great-grandson of Chaghatai, named Borák (or Barák), to support Mubárak Shah in resisting Kaidu. So far from assisting the young Khan, Borák drove him from the throne, made common cause with Kaidu, and for a time exercised joint sovereignty with the latter over Transoxiana. But jealousies were not long in showing themselves between the allies, and quarrels ensued which were only partially composed at a kuriltai, or conference of the chiefs of the tribes, held in Turkistan in 1269, when certain points were agreed on, the most important being “the implied recognition of Kaidu as the rightful Khakán of the Moghuls, which from this time was extended by the Chaghatai Khans both to him and his son Chapár.”35a

Borák now proceeded to indemnify himself by invading Khorasán, but his campaigns resulted in nothing but defeat, and eventually he retired to Bokhara, where he died, or was perhaps poisoned, in 1270. “His reign,” says Mr. Oliver, “had extended only to some four years, but they were years of misery and destruction to some of the fairest lands and most prosperous cities on the Zaráfshán. His death delivered them from at least one cowardly tyrant and persecutor, though they still continued to suffer from the fratricidal wars that constantly raged between the rival chiefs of the lines of Oktai and Chag-hatai, and the unhappy citizens had even more reason than Venice of old for invoking ‘a plague on both their houses.’

“Borák's death left Kaidu sole master of the western portion of the Khanate. The dispossessed Mubárak Shah and other chiefs took the oath of allegiance to him, thus rendering him a still more dangerous rival of Kublai. In 1270 (668 H.), much to the indignation of the sons of Borák, he nominated Nikpai, a grandson of Chaghatai, chief of the tribe, but in less than two years Nikpai seems to have revolted, been killed, and succeeded by Tuka Timur, another scion of the house (circa 1271, or 670 H.), who, in less than two years more, was ousted by Davá, the son of Borák (circa 1273, or 672 H.). Davá had made up his quarrel with Kaidu, his claims having been constantly urged by the latter's son Chapár. His reign was the longest ever enjoyed by a descendant of Chaghatai, and the Khanate might have hoped for some peace from an alliance between the rival houses, but unfortunately a third firebrand appeared on the scene. Abáká, the Il-Khán of Persia, who had always acknowledged Kublai as the rightful Khakán in opposition to Kaidu, and who had never forgiven Borák's invasion of Khorasán, was only watching his opportunity, and his Wazir, Shams-ud-Din Juvaini,35b

had only to draw his attention to a favourable omen, to start him for Bokhara, which he entered about 1274 (672 H.), plundering, burning, and murdering right and left.”36a

Davá reigned for some thirty-two years and was almost constantly at war. He possessed himself of Ghazni, and from that stronghold, as a base, made several expeditions into India, ravaging the Punjab and Sind, and sacking at different times between 1296 and 1301 Peshawar, Multan, Lahore, and Delhi. In the meantime, Kaidu had involved himself in wars of long duration with the Khakán Kublai, and as these took place shortly before the time of Marco Polo's travels through Central Asia and China, detailed accounts of some of them have been handed down to us in his narrative. These wars extended, from first to last, over a period of some thirty years, and were not even concluded in 1294, when Kublai died and was succeeded as Khakán by his grandson Uljaitu.36b The credit indeed of finally overthrowing Kaidu is due rather to this prince, and moreover it was not Kaidu alone whom he subdued, but Davá also, for this last, on his return from a campaign in India in 1301, seems to have allied himself with Kaidu and to have assisted in the wars against the Khakán. Kaidu's death followed quickly on his final reverse, and must have occurred in 1302, about. His son Chapár, backed by the influence of Davá, obtained the recognition of his succession to the Khanate of the eastern division of the country, and both having sent envoys to Uljaitu bearing professions of submission, a period of peace should, it might appear, have been established. But this was not the case. Within a year of Kaidu's death, Davá and Chapár fell out, and the latter was defeated in a battle fought between Samarkand and Khojand. This engagement was followed by several others, victory falling sometimes to one side and sometimes to the other, until at length the Khakán Uljaitu routed Chapár and obliged him to submit to Davá.

The death of Davá occurred in 1306, and he was succeeded by his son Kuyuk, who lived only two years, and was in his turn followed by a descendant of Chaghatai named Taliku. This prince is said to have adopted the Musulman religion, and in consequence to have been put to death by his own officers, who raised in his place, one Kabak, a son of Davá. Kabak was installed in 1309, and was at once attacked by Chapár, in alliance with several members of the house of Oktai. The allies were beaten in a number of fights, and eventually fled for refuge to the territory of the Khakán (now Kuluk,37a a nephew of Uljaitu), while their dominions were appropriated by the house of Chaghatai, the clans who inhabited them becoming in part its subjects and in part those of the Kipcháks. “With Chapár,” says Mr. Oliver, “the house of Oktai disappears, though representatives came to the front for a brief period again in the persons of Ali and of Dánishmanjah, while Timur (Tamerlane), after displacing the family of Chaghatai, selected his puppet khans from the Oktai stock.”37b Within a year of his installation, Kabak made way for an elder brother, who ascended the throne of the Chaghatai under the name of Isán Bugha, though his historical identity (in connection with this name at least) is somewhat uncertain. He provoked the Khakán into war, and was beaten almost at the outset of his rule; afterwards he invaded Khorasán with a like result, and was finally forced to fly from the country, before the combined forces of one of his brothers and of the seventh Il-Khán, or King of Persia. This occurred in 1321, when Kabak seems to have resumed the throne which he had abdicated twelve years previously.

It was about this time that a permanent division occurred in the realm of Chaghatai, the two parts being known by the general names of Mávará-un-Nahr (or Transoxiana) and Moghulistan (or Jatah), though there were other provinces attached to each section. The story of the Khans of the former branch, roughly sketched above need not be followed further, as the history of Mirza Haidar, which chiefly concerns us, belongs to the other or eastern division, and is told by him, a descendant of its princes, in full. It is only necessary to remark with regard to Mávará-un-Nahr, that from the time of this division forward, the fifty years that remained till the great Amir, Timur, made himself master of the land, confusion and discord prevailed. During those few years the names of fifteen Khans appear in the lists— some of them not even of the Chaghatai line—together with some periods of anarchy when no name occurs. The rise of Timur was the turning-point from decadence to power in Mávará-un-Nahr, but at the same time, the death-blow to the original line of Chaghatai. He reduced the country to order, and ruled with uncontrolled power, though he left to the Khans, whom he set up or pulled down at pleasure, certain dignities and privileges which were nothing more than nominal.

We have seen already, how near the empire of Chaghatai came to being divided during the wars of Kaidu. This Prince was, as far as can be gleaned, one of the ablest of the Oktai line, and an active and determined soldier. During his struggles for supremacy, he held a large tract of country carved chiefly out of the Chaghatai appanage, though taken partly from that of Oktai. It is not clear what were the limits of the territory he held thus temporarily, and indeed it is probable that no actual limits were ever acknowledged. In all likelihood his power extended chiefly over certain tribes who were nomads, or dwellers in tents, and thus in the habit of moving their abodes when expedient; such movements, too, may have been more frequent than usual about Kaidu's period, for the tribesmen must have been constantly entangled in the prevailing wars, and subject therefore, to the changes of fortune of those with or against whom they had to serve. His dominion, consequently, would have been more tribal than territorial in its extent. At any rate it would seem that during Kaidu's last days—the period when he was allied with Borák—his power reached from the Tálás River and Lake Bálkásh on the west, to Kara-Khoja (between Turfán and Hami) on the east, and that it thus included nearly the whole length of the Tian Shan mountains, together with the Zungar country on the north, and Kashghar, Yarkand, Aksu, etc., on the south of them. Although this wide tract never fell permanently to him or his race, his temporary hold over it seems to have assisted in marking it out as a self-contained eastern division of the Chaghatai realm, and the greater portion of it—all that lay to the north of the Tian Shan—acquired, about this time, the name of Moghulistan, or vulgarly “Jatah.” It was, above all parts of that realm, the land of the purely nomad Moghul (or Mongol) tribes, as distinguished from the settled populations of Turkistan, Farghána, and Má-vará-un-Nahr on the one hand, and the mountaineers of Hisar, Karatigin, Badakhshán, etc., on the other. It was the land to or from which the tent-dwelling population could migrate, and carry with them their only wealth—their flocks and herds— when safety or other interests demanded a move; and it became, moreover, as Mirza Haidar's history will show, a sort of refuge for the defeated and discontented among those tribes and the neighbouring nations, and the country that the true Moghul loved to call his own.

Thus, at the beginning of the fourteenth century, when the Khans of Chaghatai were rapidly declining in power, and could scarcely maintain themselves in their central kingdom of Mávará-un-Nahr, this eastern division, or Moghulistan, appears scarcely to have felt their sway. The hereditary Dughlát Amirs who, as we have seen, had been set up by Chaghatai, governed in detail, with more or less power, in the different cities and districts of the region south of the Tian Shan (or Eastern Turkistan), and left scarcely a trace behind them in any history but that of one of their own clan—Mirza Haidar. They acted in the name of the Chaghatai Khan of the time, and though nominally hereditary, they seem in practice to have held office very much at the pleasure of the tribesmen whose affairs they administered; while the popularity of each one probably depended more on the degree of independence he was able to secure for the small section that regarded him as its chief, than on his hereditary rights. Still in the early days, the power of some of them must have been considerable, and it seems to have risen in degree, as that of the Chaghatai Khans declined. They fought among themselves as a matter of course, and the people suffered, no doubt, from the consequent disorder. It would be quite natural therefore that Isán Bugha, a Moghul by descent, when forced to retire from Mávará-un-Nahr, should turn his steps towards Moghulistan, and its companion province south of the mountains.

Just at this point the histories of the period are discordant. As remarked above, the identity of Isán Bugha is to some extent uncertain. He is known to have been a son of Davá Khan, and is believed to have had some brothers. Abul Gházi Khan, the historian King of Khwárizm of the seventeenth century, speaks of him as “Il Khwája, surnamed Isán Bugha.” On the other hand, Khwándamir makes Isán Bugha continue to reign over the western branch of the Chaghatai until his death, and alludes to one Imil Khwája (apparently another son of Davá) as having established himself in Moghulistan.39a It is possible that Imil, or Il, may denote one and the same person;39b

but however this may be, if the usually accurate Abul Gházi be followed, we learn that: “As there remained no longer in Kashghar, Yarkand, Alah-Tágh or Uighuristan, any prince descended from Chaghatai Khan, whose authority was acknowledged, the Moghul Amirs held a council, at which it was decided to summon Isán Bugha from Bokhara; and they proclaimed him Khan of Kashghar, Yarkand, Alah-Tágh, and of Moghulistan.”40a This would make it appear that Isán Bugha was still reigning in Mávará-un-Nahr when summoned by the Dughlát Amirs; but the point is doubtful, for we have just been told that he had fled to Moghulistan. In any case, the dates of the two events agree, for the disappearance of Isán Bugha from Mávará-un-Nahr is recorded by one author to have taken place in 721 H. (1321 A.D.), and this is just the year when he is said, by the other, to have been summoned to Kashghar and made Khan of Moghulistan, with (it may be assumed) its dependencies.

Thus, although the chronology and even some of the events of the times are uncertain, the final division of the Chaghatai Khanate appears to have taken place in or about the year 1321, and it resulted in two separate lines of Khans being established which were never afterwards united. The western branch was, a little later, superseded by Timur, whose descendants, through Baber, gave the ruling house to India, which has gone, for three centuries, by the name of “Moghul”; though, as we shall see from Mirza Haidar's narrative, it was, in its early days, known—and perhaps more correctly—as the “Chaghatai.” The history of the eastern branch—that of the true “Moghuls” of Central Asia—we may now leave to be told, in detail, by our author; but as this line was several times broken, or subdivided, and as the subject is a complicated one, it may aid the reader to give (immediately below), in the form of an epitomised statement, a general view of the succession of the Moghul Khans from the time of Isán Bugha onwards. It is extracted almost entirely from Erskine's History of India,40b and was compiled by him from the Tarikh-i-Rashidi; but it contains some emendations from the Chinese history of the Ming dynasty, as translated by Dr. Bretschneider, for the period immediately succeeding the reign of Khizir Khwája, and a few other alterations besides.

It is about this period that Mirza Haidar's chronicle is at its weakest; and it is also a period where some of the best of the Musulman authors fail us. The Rauzat us Safá of Mir Khwánd and the Zafar-Náma of Sharaf-ud-Din, both differ from the Tarikh-i-Rashidi, and the Ming history is at variance with all three. Thus between Khizir Khwája and Vais Khan, the Rauzat us Safá and the Zafar-Náma show two reigning Khans of Moghulistan, and the Tarikh-i-Rashidi also gives accounts of two only, though the names in the last-mentioned work are not the same as in the other two histories.41a But the Tarikh-i-Rashidi , in another place, relates that six Khans, including Khizir Khwája and Vais, were raised to the throne by the Dughlát Amir, Khudáidád, thus placing four between them. These Khans are—

Shama-i-Jahán,
Nakhsh-i-Jahán,
Muhammad,
Shir Muhammad,

and the author states them in this order; so that the three which correspond with the names of those given in the Chinese histories, do not fall in the same succession. Again none of the Musulman authors supply the date of succession for any of the intermediate Khans whom they mention. The Chinese annals show three Khans for the period between Khizir Khwája and Vais, and furnish the year of succession for each of them, besides giving dates of other contemporary occurrences, which indicate that a particular Khan was reigning at a particular time. The annals chiefly refer to tributary missions and appeals for assistance addressed to the Chinese Emperor, but it is precisely such occurrences as these that the Chinese chroniclers record with care and exactness. Their dynastic histories are believed to be not always trustworthy, but they are, at any rate, compilations, more or less methodical, from State documents and are not based merely on tradition, as are most of the Musulman histories. As mere records of events and dates, therefore, the Chinese accounts are likely to be the best guides; and I should be inclined to substitute their data, regarding this period, for those of Mirza Haidar. I have, however, shown both in amending Mr. Erskine's epitome, as will be seen (at p. 46). A full extract from Dr. Bretschneider's translation of the Chinese history is also appended immediately below.

The three lists just spoken of, stand as follows:—

(A.)—The Rauzat us Safá1 and the Zafar-Náma.2
(1.) Khizir Khwája died 1399
(2.) Muhammad Khán No date
(3.) Nakhsh-i-Jahán No date
(4.) Vais Khán No date
(B.)—The Chinese Annals of the Ming dynasty.3
(1.) Khizir Khwája died 1399
(2.) Shama-i-Jahán died 1408
(3.) Muhammad Khán died 1416
(4.) Nakhsh-i-Jahán died 1418
(5.) Vais Khán died 1428
(C.)—The Tarikh-i-Rashidi.
(1.) Khizir Khwája died 1420
(2.) Shama-i-Jahán No date
(3.) Nakhsh-i-Jahán No date
(4.) Muhammad Khán No date
(5.) Shir Muhammad No date
(6.) Vais Khán died 1428-9
42a

Of the two dates furnished by the Tarikh-i-Rashidi, the one indicating the year of Khizir Khwája's death is certainly incorrect, for there is evidence to show, in addition to the concurrence of the authorities named above, that this Khan did not reign up to the year 1420. The portion of the Matla' Asaadin, of Abdur Razzák, translated by Quatremère,42b though it contains no list of these Khans, makes mention of ambassadors having been sent to Shah Rukh, of Mávará-un-Nahr, in 819 H. (1416), by Nakhsh-i-Jahán, who is described as a son of Shama-i-Jahán of Moghulistan; thereby implying, it would seem, that Nakhsh-i-Jahán was reigning in that year in Moghul-istan. This date accords with the Chinese indication for the accession of Nakhsh-i-Jahán—or the year when he would most probably have despatched envoys to his neighbours. The same work43a mentions also that in 823 H. (1420) Shah Rukh's ambassadors, then on their way to China, learned that disorder prevailed in Moghulistan in consequence of Vais Khan, who was then reigning, having attacked Shir Muhammad Oghlán. This statement stands by itself; but it has some resemblance to that of Mirza Haidar, who relates that between Vais Khan and “Shir Muhammad Khan there arose great disputes.” It also appears, from the Matla' Asaadin, that in 1425 Shir Muhammad held powers of some kind in Moghulistan, though he may not have been the reigning Khan. It is stated, at any rate, that in that year Mirza Ulugh Beg, who was ruling in Mávará-un-Nahr, undertook an expedition into Moghulistan and defeated Shir Muhammad. Yet, according to the Chinese, Vais Khan was then reigning, he having slain Nakhsh-i-Jahán in 1418. On the subject of Shir Muhammad, therefore, the Matla' Asaadin and the Tarikh-i-Rashidi would seem to be at one, in so far that they both name him as living at a period immediately previous to the accession of Vais, though neither states precisely that he was a reigning Khan of the dynasty.

As I have placed in juxtaposition above, the lists of reigning Khans, according to the various authorities, it may be useful also to show how they vary in their statements regarding the sons of Khizir Khwája, some of whom reigned, though some did not.

Thus the Rauzat us Safá has—

(1.) Shama-i-Jahán,
(2.) Shir Ali,
(3.) Shah Jahán Oghlán.

The Zafar-Náma gives:—

(1.) Shama-i-Jahán,
(2.) Muhammad Oghlán,
(3.) Shir Ali,
(4.) Shah Jahán,

while the Tarikh-i-Rashidi mentions:—

(1.) Muhammad Khan,
(2.) Shama-i-Jahán,
(3.) Nakhsh-i-Jahán,

(3.) } “and others.”
(3.)

The passage taken from Dr. Bretschneider's version of the Ming history runs thus:44a —

“After Yung-lo acceded to the throne he sent an envoy with a letter and presents to the King of Bie-shi-ba-li.44b But at that time Hei-di-rh-ho-djo had died,44c and had been succeeded by his son Sha-mi-cha-gan. The latter sent in the next year an embassy to the emperor, offering as tribute a block of rude jade and fine horses. The envoy was well treated and rewarded. At that time it had happened that An-ko Tie-mu-rh, Prince of Hami, had been poisoned by Gui-li-chi, Khan of the Mongols, and Sha-mi-cha-gan made war on the latter. The emperor was thankful, and sent an envoy with presents to him, exhorting the King to be on good terms with To-to, the Prince of Hami.

“In 1406 Sha-mi-cha-gan sent tribute, and the emperor accordingly despatched Liu Tie-mu-rh, a high officer, with presents to Bie-shi-ba-li. In the year 1407 Sha-mi-cha-gan presented three times tribute. His envoys had been ordered to solicit the assistance of Chinese troops for reconquering Sa-ma-rh-han, which country, as they stated, had formerly belonged to Bie-shi-ba-li. The emperor sent his eunuchs, Pa Tai and Li Ta, together with Liu Tie-mu-rh, to Bie-shi-ba-li to inquire cautiously into the matter. The envoys presented silk stuffs to the King, and were well received. They returned home in the next year, and brought the intelligence that Sha-mi-chagan was deceased, and his younger brother, Ma-ha-ma, had succeeded him. The emperor then sent the same envoys once more to Bie-shi-ba-li, to offer a sacrifice in memory of the late King and bestow presents on Ma-ha-ma. When, in 1410, imperial envoys on their way to Sa-ma-rh-han passed through Bie-shi-ba-li, they were well treated by Ma-ha-ma, who in the next year despatched an embassy to the Chinese court, offering fine horses and a wen pao (leopard).

“When this embassy returned, they were accompanied by An, who carried gold embroidered silk stuffs for the King. At that time an envoy of the Wa-la (Oirats) complained that Ma-ha-ma was arming for making war on the Wa-la. The emperor sent to warn him. In 1413 Ma-ha-ma sent one of his generals with tribute to China. He reached Kan Su. Orders had been given to the civil and military authorities to receive him honourably.

“In the next year (1414) people returning from the Si-yu brought the intelligence that Ma-ha-ma's brother and another had both died in a short interval. The emperor sent again An to Bie-shi-ba-li, with a letter of condolence. When Ma-ha-ma died he left no son. His nephew, Na-hei-shi-dji-han, succeeded him, and in the spring of 1416 despatched an envoy to inform the emperor of his uncle's death. The emperor sent the eunuch Li Ta to offer a sacrifice in memory of the late King and confer the title of wang (King) on his successor. In 1417 Na-hei-shi-dji-han sent an embassy to inform the emperor that he was about to marry a princess from Sa-ma-rh-han,45a and solicited in exchange for horses, a bride's trousseau. Then 500 pieces of variegated and 500 of plain white silk stuff were bestowed on the King of Bie-shi-ba-li as wedding presents.

“In 1418 an envoy, by name Su-ko, arrived from Bie-shi-bali, reporting that his sovereign (Na-hei-shi-dji-han) had been slain by his cousin, Wai-sz, who then had declared himself King. At the same time Wai-sz with his people had transferred their abode to the west, changing the former name of the empire (Bie-shi-ba-li) into I-li-ba-li. The emperor said that it was not his custom to meddle with the internal affairs of foreign countries. He bestowed upon Su-ko the rank of tu tu ts'ien shi, and at the same time sent the eunuch Yang Chung with a mission to Wai-sz, conferring on the King, as presents, an arrow, a sword, a suit of armour, and silk stuffs. The chieftain Hu-dai-da45b and more than seventy other people of I-li-ba-li all received presents. Subsequently Wai-sz sent frequently tribute to the Chinese court,45c as did also his mother, So-lu-tan Ha-tun (Sultan Khatun).

“In 1428 Wai-sz died, and was succeeded by his son, Ye-sien bu-hua,46a who also sent repeatedly tribute to China. Tribute was also offered by Bu-sai-in, the son-in-law of the late King.

“Ye-sien bu-hua died in 1445, and was succeeded by Ye-mi-li-hu-djo .46b The latter sent camels as tribute, and also a block of rude jade weighing 3800 kin, but not of the best quality. The Chinese government returned for every two kin of jade one piece of white silk.

“In 1457 a Chinese envoy was sent to I-li-ba-li with presents for the King, and in 1456 again.46c It was then settled that I-li-ba-li was to send tribute every three or five years, and the number of the people in the suite of the envoy should not surpass ten men. Subsequently embassies from that country were seldom seen at the Chinese court.”

EPITOMISED ACCOUNT OF THE KHANS OF MOGHULISTAN. (Chiefly from Erskine.)

Isán Bugha Khán seems to have been called into Moghulistan about A.H. 721 (1321), and to have reigned till 730 (1330).

An Interregnum.

Tughluk Timur Khán, son of Isán Bugha, born about 730, began to reign 748 (1347), died 764 (1363).

Usurpation of Amir Kámar-ud-Din. It was against him that the expeditions of Timur into Moghulistan were directed —A.H. 768-94 (1367-1392).

{ Khizir Khwája Khán, son of Tughluk Timur, raised to the throne in 791, before Kámar-ud-Din's death. He reigned till 801 (1399), and was succeeded by his son,
Shama-i-Jahán, who was succeeded by his brother,
Nakhsh-i-Jahán, who was succeeded by his brother,
Muhammad Khán, who was succeeded by his son,
Shir Muhammad Khán, who was succeeded by his nephew,
Sultan Vais Khán, the son of Shir Ali Oghlán, the brother of Shir Muhammad. Sultan Vais was killed 832 (1428-9).4
46d

On the death of Vais there was a division among the Moghuls, some adhering to Yunus Khán, the eldest son of Vais, others to Isán Bugha II., the younger son.

West.

Yunus Khan, who was expelled 832 (1429), returned 860 (1456), and regained the western part of Moghulistan. Hostilities were maintained between the eastern and western Moghuls till the death of his grand-nephew, Kabak Sultan, when he reigned without a rival.

In the latter part of his life, the remoter tribes of the steppes, displeased with his fondness for towns, separated from him, and acknowledged his second son, Sultan Ahmad, or Alácha Khán, as their Khán—so that the kingdom was again divided into two during his lifetime. He died 892 H. (1487).

Sultan Mahmud Khan, Yunus' eldest son, succeeded his father in Tashkand and as chief of the western tribes. He was defeated by Shaibáni Khán in 908 (1502-3), lost Tash-kand and Sairám, and was finally put to death by Shaibáni in 914 H. (1508-9).

East.

Isán Bugha II., raised to the throne in 832 H. (1429), and through life supported by the eastern Moghuls, died 866 (1462),47a was succeeded by his son

Dust Muhammad Khán, who ruled in the eastern districts (Uighuristán, etc.), died 873 (1468-9).

Kabak Sultan Oghlán, his son, ruled for a time about Turfán, or Uighuristán, where he was murdered.

Sultan Ahmad Khán, second son of Yunus, governed the eastern Moghuls in Aksu and Uighuristán. He was generally known as Alácha Khán—“the slaughtering Khán.” He was bent on making himself absolute ruler of the steppes, destroyed the chiefs, and curtailed the power of many of the tribes. Defeated by Shaibáni Khán in 908 (1502-3), he died of grief in 909 (1503-4).

The death of Sultan Ahmad was followed by many civil wars and much anarchy in Moghulistan. His elder brother, Sultan Mahmud, invaded his dominions from the west. Sultan Ahmad's numerous sons contended with one another. Several sections of the people, and among others the Kirghiz, separated from the main body. The anarchy and civil wars lasted some years. The country was overrun by Abá Bakr (a Dughlát) of Kashghar, by the Kalmáks and the Kazáks. The whole of the tribes of Moghulistan never again united under one head. Two Khanates and the confederation of the Kirghiz-Kazáks seem to have arisen out of the ruins of the Khanate of the Moghuls. Sultan Mansur, the eldest son of Sultan Ahmad, established himself in Aksu, Turfán, etc., and a new Khanate arose in Kashghar and the western provinces.

West.

Sultan Said Khan, third son of Sultan Ahmad, in Rajab 920 (Sept. 1514), or eleven years after his father's death, seized Kashghar, and expelled Abá Bakr Mirza. He died 16 Zilhajah 939 (9 July, 1533); and was succeeded by his son, Abdur Rashid Khan, who died 973 (1565-6); and was succeeded by his son, Abdul Karim.

East.

Mansur Khan, Sultan Ahmad's eldest son, was acknowledged and ruled in Turfán and the eastern provinces—i.e., Uighuristán. He died in 950 (1543-4), having reigned two years along with his father, and forty more by himself; he was succeeded by his son, Sháh Khán.

Meanwhile in the steppes of Moghulistan, the Kirghiz established themselves under Khans of their own, and in process of time, formed a kind of federative union with the Kazák Uzbegs, which has, in some degree, lasted to the present day, and has been called “the three hordes of Kirghiz.”

AMIRS OF KASHGHAR, OR ALTI SHAHR, WHO WERE CONTEMPORARY WITH THE KHANS OF MOGHULISTAN.

Amir Tulik, Ulusbegi (or chief of the tribe) of the Moghul Khans, contemporary with Isán Bugha I., succeeded by

Amir Bulaji, his brother; raised Tughluk Timur to the throne; succeeded by his son,

Amir Khudáidád, who is said to have reigned about ninety years in Kashghar. He succeeded his father, probably soon after the year 748 H. (1347). In his time Amir Kamar-ud-Din, his uncle, usurped the Khanship of the Moghuls, and for a time also (it would appear) that of the greater part of Alti Shahr. The chronology of Amir Khudáidád's life is very uncertain. He was succeeded by

Amir Sayyid Ali, grandson of Khudáidád (by his son Amir Sayyid Ahmad). Sayyid Ali reigned about twenty-four years—838 to 861 H. (1435 to 1457)—and was succeeded by his sons,

Sániz Mirza, in Yarkand, who expelled his brother from Kashghar, and reigned seven years. He died 868 H. (1463-4).

Muhammad Haidar Mirza in Kash-ghar, whence he was expelled by his brother.

Muhammad Haidar Mirza, on his brother's death, succeeded. He is said to have reigned twenty-four years in all, or eight years with imperfect authority and sixteen years with full authority. In 885 H. (1480) he was expelled by his nephew and stepson, Abá Bakr.

Abá Bakr Mirza, son of Sániz, reigned in all forty-eight years. The years of his reign are probably reckoned from the date of his taking possession of Yarkand, about 873 H. (1468-9). He was finally defeated and expelled by Sultan Said Khan, the third son of Sultan Ahmad Khan (Alácha Khan), who changed the dynasty. See Khans of Moghulistan, above. Abá Bakr was murdered 920 H.

It may perhaps help to make matters clear as regards the dates, if I append here, a list of the western branch of the line of Chaghatai Khans (those of Mávará-un-Nahr or Trans-oxiana), extracted from Mr. Stanley Lane Poole's Muhammadan Dynasties (p. 242).

A.H. A.D.
1. Chaghatai Began to reign 624 = 1227
2. Kara Huláku Began to reign 639 = 1242
3. Isu Mangu Began to reign 645 = 1247
Kara Huláku (restored) Began to reign 650 = 1252
4. Orgánah Khátun Began to reign 650 = 1252
5. Algu Began to reign 659 = 1261
6. Mubárak Shah Began to reign 664 = 1266
7. Barák Khan Began to reign 664 = 1266
8. Nikpai Began to reign 668 = 1270
9. Tuka Timur Began to reign 670 = 1272
10. Davá Khan Began to reign c 672 = c 1274
11. Kunjuk Khan Began to reign 706 = 1306
12. Taliku Began to reign 708 = 1308
13. Kabak Khan Began to reign 709 = 1309
14. Isán Bugha Began to reign 709 = 1309
Kabak Khan (restored) Began to reign c 718 = 1318
15. Ilchikadi Began to reign 721 = 1321
16. Davá Timur Began to reign 721 = 1321
17. Tarmashirin Began to reign 722 = 1322
Sanjar? Began to reign 730-4? = 1330-4?
18. Jinkishai Began to reign 734 = 1334
19. Buzun Began to reign c 735 = c 1335
20. Isun Timur Began to reign c 739 = c 1339
Ali (of Oktai stock) Began to reign c 741 = c 1340
21. Muhammad Began to reign c 743 = c 1342
22. Kazán Began to reign 744 = 1343
Danishmanja (of Oktai stock) Began to reign 747 = 1346
23. Buyan Kuli Began to reign 749 = 1348
—760 —1358
Anarchy and rival chiefs until the supremacy of Timur in 771 A.H. = 1370 A.D.
GENEALOGICAL TABLE OF THE DUGHLAT AMIRS.

>genealogy<

BÁBDÁGHÁN
Urtubu
An un-named Amir
Tulik Bulaji Kamar-ud-Din Shams-ud-Din Shaikh Daulat
Khudaidád
Muhammad Shah Sayyid Ahmad Others
Sayyid Ali
Sániz Mirza Muhamd. Haidar Mirza
Muhamd. Husain
Omar Mirza Abá Bakr Sayyid Muhamd.
Jahángir Turángir Bustángir Sultán Muhamd. Others Muhamd. Haidar (The Author) Abdulla Mirza Muhamd. Shah

>graphic<

NOTE.—The early part of this Table (down to Tughluk Timur) is compiled chiefly from that of Sir H. Howorth, as published in Mr. S. Lane Poole's Muhammadan Dynasties, facing p. 242. The latter part is from the Tarikh-i-Rashidi, as explained in Sect. II. of the Introduction.

The numbers (where not in parentheses) indicate the reigning Khans of the line of Mávara-un-Nahr, as shown in the list at p. 49, Sect. II. of the Introduction.

>graphic<

NOTE.—This Table is almost entirely from Prof. Blochmann's Ain-i-Akbari—but abridged.

SECTION III.
THE LAND OF THE MOGHULS.

His eye might there command wherever stood
City of old or modern fame, the seat
Of mightiest Empire, from the destined walls
Of Cambalu, seat of Cathaian Can,
And Samarchand by Oxus, Temur's throne,
To Paquin of Sinæan Kings; and thence
To Agra and Lahor of great Mogul…

—Paradise Lost, Bk. XI.

THE area over which Mirza Haidar's history extends is a wide one. Expressed in the geographical terms of our times, it may be said to deal with Western Turkistan, Bokhara, Farghána, the Russian province of Semirechensk (or the seven rivers), the Chinese province of Ili (or Zungaria), Eastern Turkistan, Tibet, Ladak, Baltistan, Gilgit and the neighbouring states, Chitral, Wákhán, Badakhshán, Afghanistan, Kashmir, and Northern India; while references are frequently made to countries lying even beyond these regions. But it is a history, especially, of the eastern branch of the Chaghatais—i.e., the Moghuls proper —and, therefore, the chief scene of action lies in and immediately around their home-land. The situation and extent of this region are not difficult to describe, but it is far from easy to give a name to it as a whole.

Its limits were not very clearly defined at any period, and were seldom the same for twenty years at a time, while even the names of “Jatah” and “Moghulistan,” by which a portion of it was known, are now not only obsolete, but have hitherto been subject to some doubt regarding the exact locality to which they were applied. Moreover, there was at no time any one name in use, which served to designate the entire Khanate. Mirza Haidar usually speaks of ‘Moghulistan’ and ‘Kashghar,’ but it is not always clear whether, by ‘Kashghar,’ he means only the city and district of that name, or the entire province of Alti-Shahr—the Six Cities51a of Eastern Turkistan—a region which, he tells us more than once, was, when combined with Farghána, termed Mangalai Suyah or “Facing the Sun.”52a This territory would almost exactly correspond to the provinces of Farghána and the Chinese Turkistan of modern times, less the districts of Karashahr, Turfán and Hami in the extreme east; or, in other words, to Farghána and Alti-Shahr. But even if we were to give the entire country the double name of “Moghulistan and Mangalai Suyah,” there would still remain some difficulties of definition. At first sight it would appear that the author describes the limits very exactly; but this is not quite the case, and for two reasons. In the first place, he sets forth the provinces that composed it on several occasions, but does not always make them the same: the other is that, in common with all Asiatics who attempt to describe an area, he names a district or a geographical feature as a boundary, but does not mention whether it should be included or excluded— whether the limiting district, range or lake lay beyond or within the area he is describing. In addition to these uncertainties there is also the inconsistency that Farghána, as a whole, was seldom included within the actual possessions of the Khans of Moghulistan. They always regarded it as theirs by right, but they rarely held more than a few positions, or districts, within its limits, and even these they were usually unable to keep for any length of time. Practically, therefore, Farghána can scarcely be held to have formed a part of their dominions, although it may have been comprised in the geographical term “Mangalai Suyah.” With this reservation, however, and in order to show what the author describes, it would seem as well that Farghána should be included nominally with Moghulistan and Alti-Shahr; so that, after making due allowance for the fluctuations that occurred at different periods, the following may be regarded (as nearly as possible) as a statement of the extent of the dominions of the Moghul Khans, from about the middle of the fourteenth century to the middle of the sixteenth.

There was no central division, but the province of Moghulis-tan proper—or Jatah, as it was also called during the early part of that period—being a “steppe” or pastoral country, and the homeland of the dominant tribe, was therefore the principal division. Its western boundary marched with the province of Shásh, the modern Táshkand, which seems to have contained the whole of the lowlands of the valley of the Sir, from a little above Khojand to about the Arys tributary, and included such towns as Sháhrukhia, Táshkand and Sairám. Immediately to the east of this level agricultural stretch, rise the hills which separate it from the valley of the Upper Tálás, and it was this line of hills, or uplands, which seems to have stood usually, and in a general way, for the boundary of the Moghuls. To the north of Shásh lay the province of Turkistan, with the Káratau hills between it and the Lower Tálás, and here again the hills appear to have been the western limit of the nomad tribes. Turning towards the north-west, a line drawn from the Káratau to the southern extremity of Lake Balkásh, and continued again from its other extremity to the Tárbágatai mountains, may be taken roughly to have been the frontier in that direction. We hear, at any rate, of no transactions of the Moghuls, as a tribe, anywhere to the north-west of the Balkásh; nor do we trace them anywhere to the north of the Imil river, which is fed from the Tárbágatai mountains, except when flying before Timur's avenging army in 1389 and 1390, they crossed the range into the valley of the Irtish. But this was an occasion when danger led them to seek refuge beyond the bounds of their own country. From the Tárbágatai range, the limiting line would probably bend south-eastward to some point at the northern foot of the Tian Shan, near the present Urumtsi; but this is somewhat uncertain. All that is clear is that the tract now known as “Zungaria” (or the land of the Zungár, or Jungár, Kalmáks) formed a part of the Moghul dominion, but how far precisely, “Zungária” extended towards the east, there is nothing to show. Probably it included Lakes Ebi Nor and Ayar Nor, and had for its central feature the upper course of the Ili river. On the south, the main range of the Tian Shan, as far west as about the head of the Nárin river, divided Moghulistan from Kuchar, Aksu, etc., while westward, again, the water-parting ranges between the Nárin and Lake Issigh-Kul, continued up to the heads of the Tálás, would seem, approximately, to have been the line of separation from Kash-ghar and Farghána.

The boundaries of Alti-Shahr were better defined by natural features than Moghulistan. It may be said, generally, to have embraced the whole of the system of the Tarim, together with some of the upper waters of the Sir. On the north it marched with the southern limit of Moghulistan, as described above. On the east it included the town and district of Kuchar (which was usually a dependency of Aksu), and probably the region of Lake Lob; while it excluded Karashahr—then known as Chálish— and all to the east of it, which constituted, as we shall see, a province that bore the ancient name of ‘Uighuristán.’ On the south, along the whole length of the country, the mountains forming the scarp of the Tibetan highlands—the Kuen-lun and the Altyn Tágh—shut it off from all beyond. Towards the west the Pamirs, generally speaking, constituted its extreme limit, till these abut northward on the southern confines of the valley of the river Sir; for these uplands, then as now, seem to have divided the Kashghar district from Farghána. What the precise limits in the Pamir region were, there is nothing to indicate, but in speaking of Sárigh-Kul, Mirza Haidar implies that that district, at least, lay within the province of Alti-Shahr, and for a time also, we find Wakhán and Shighnan described as territory dependent on Kashghar, though this was not usually the case.

But if these were approximately and usually the limits, it does not follow that they were, on the one hand, never overstepped, or on the other, that the area they included was always held intact. As a matter of fact, they varied considerably from time to time. Before the rise of Timur, for instance, invasions, by the Moghuls, of Shásh, Turkistan and even Mávará-un-Nahr were of common occurrence, while at times in their later history, they extended their sway over districts in the east which did not properly belong to Alti-Shahr. In the same way, when the affairs of their neighbours were in the hands of strong rulers, portions of Moghulistan were cut off for a time, and numbers of the inhabitants seem to have had no scruple in joining the service of the successful conqueror of the time being.

The section known as Moghulistan differed widely, in most respects, from its companion province on the south. It was a land of mountains, streams and lakes, of upland pastures and steppes, of wooded valleys and even forests; for while it lay north of the regions which can only become productive if reached by the monsoon from the southern seas, or if irrigated by the art of its inhabitants, it was yet far enough from the blighting snows and sunless days of Siberia, to be in most parts clothed with natural verdure of some kind. Its altitudes were moderate, and its climate, therefore, as Mirza Haidar describes it, cool and invigorating, though to Europeans, accustomed to live within the modifying influence of the sea, it would appear to be subject to extremes of temperature. Deserts in the proper sense of the word—sandy or stony wastes, with little or no vegetation or water—nowhere existed, except on the extreme north-western confines, and wherever the word ‘desert’ occurs in the text, when referring to Moghulistan, it is because the author has used the Persian or Turki equivalent, though the real meaning would be ‘the open country,’ or the ‘country devoid of towns and cultivation’—the ‘steppe’—a feature which no English word will describe.

However this may be, it was a land in every way suited to the habits and customs of a sparse population of nomadic graziers and shepherds, and it accordingly evolved, or at least attracted, a race whose requirements it fulfilled. But the peaceable pursuits of raising flocks and attending herds were not the only avocations of a people with the traditions of the Moghuls. Perhaps their chief requirement was a land whence they might raid on their settled and more wealthy neighbours, and whither, if beaten, they could retire and find a refuge—a land, in short, so inaccessible and unproductive to all but themselves, that it formed, at once, a base for their own description of warfare, a secure retreat, and an inhospitable waste for the pursuing enemy; for where they moved, the whole resources of the country—the food supplies, the transport, the shelter— moved with them, and were used to meet their wants alone. There could have been no forts or towns or immovable property, worthy of the name, for an invader to destroy, and no stationary population, left undefended, upon whom he might wreak his vengeance; for the women and children and the aged all formed part of the expedition, and were doubtless employed or disposed of, in much the same way while the tribe was on the march, as while at home in their own encampment. In times of peace—or rather of inactivity—they probably bred, besides the camels and sheep, which were their principal food-producers, large numbers of ponies, for it was on these that all depended, when wars or forays were on hand. Mobility must have been the quality they relied on more than any other, both in attack and retreat, and we find them baffling their enemies more by their movements than by their fighting power. Indeed, fighting in its proper sense must have been with them, as with most of their neighbours, a pursuit very sparingly indulged in. We read, it is true, of armies counted by hundreds of thousands, and of pitched battles when thousands were killed on either side, but apart from the facts that populations such as those in question could not have put such masses of fighting men in the field, and that numbers among Orientals are at all times used as mere figures of speech, it is remarkable that where a particular battle or other special incident is described in detail, there are usually indications that the numbers engaged were very small indeed.

This must have been more especially the case with the tribe of Moghuls and the other nomads who allied themselves with them, after the first quarter of the sixteenth century. During Amir Timur's reign, the Moghuls under Kamar-ud-Din, one of their best leaders, seem to have been always beaten when met by the Amir's troops, yet they were never thoroughly repressed until the great conqueror had put forth all his strength and resources in following them up, in separate bodies, to the farthest confines of their territory. His problem was not how to beat the Moghuls in battle or to invade their country, but how to catch their mobile forces in sufficient numbers, to make an impression on the nation at large; while, on their part, the Moghuls never seem to have attempted an incursion into Timur's dominions, except when he and his troops were engaged in prosecuting a war elsewhere. Later, the same difficulty occurred to Ulugh Beg Mirza, who only succeeded in dealing them a heavy blow, through the accident of a piece of treachery on the part of one of their own people, by which he was afforded an unlooked-for opportunity. And later again—within the sixteenth century—when the Kirghiz and Kazáks had to a great extent supplanted the Moghuls in what had been the latter's own land, and the nominal Khans of the country (Sultan Said and his successor) had their headquarters at Kashghar, it seems evident, though Mirza Haidar says little about it, that the tactics of the nomads left them practically masters of the situation. Yet even in those days, when brought to battle, they are said usually to have been beaten. Perhaps the only power which the Moghuls stood in fear of, after the days of Timur, was that of the Uzbegs, when these were first rising to power. Under Shaibáni Khan the confederated tribes of Uzbegs still possessed the characteristics and qualities of nomadic nations, and it is not a little remarkable that the Moghuls, so far from dealing with them as they were accustomed to do with others in the low countries, enlisted under Shaibáni in large numbers, and assisted him against the more civilised forces of Baber and the Khorasáni Mirzas. They seem to have feared to measure themselves with those who could use their own tactics against them, or fight them, indeed, with their own weapons.

In many places in Mirza Haidar's history, as well as in the Zafar-Náma and other books, mention is made of the ‘cities’ or ‘towns’ of Moghulistan; but as the same words must necessarily be used when speaking of the settled countries of Mávará-un-Nahr, Turkistan, and Alti-Shahr, they are somewhat misleading terms to apply to the auls, or encampments, of a nomadic people. One native writer, whose book dates from the first half of the fourteenth century, presents, in a few words, a telling picture of Moghulistan in his day—or part of Turkistan as it was then still called. “Since the region has been devastated by the arms of the Tatars,” he writes, “it is inhabited only by a scanty population. According to what I have been assured by a man who has travelled through the country, there is nothing to be seen in Turkistan but ruins, and more or less obliterated remains. From a distance one sees a well-built village, the environs of which are covered with beautiful verdure; but on approaching, in the hope of meeting with some inhabitants, there are found only houses completely deserted. The population is composed entirely of nomads—that is, of shepherds and graziers who never occupy themselves with cultivating the land or sowing crops. There is no other verdure but that of the steppes, which grows naturally.”57a That towns, in the true sense of the word, had existed in the land is thus correct, but they had been built when others possessed and governed it, and before it had become the home of the Mongolian nomads. The Uighurs, a Turki tribe of considerable cultivation by comparison, had owned the greater part, if not the whole, of the country up to less than a century prior to the rise of the Mongols, and were probably the founders of several towns of more or less importance; while the whole of Moghul-istan had, during the interval, been occupied by the Kara Khitai, whose people, although perhaps much mixed with nomad tribesmen, seem also to have been capable of building cities and carrying on cultivation. The advent of the Mongolian hordes, however, under Chingiz and his successors, put an end to all such practices, and from that time till the date when Mirza Haidar's history closes (and probably for long after also), the country reverted to a purely pastoral condition. When, therefore, we read of the cities of Taráz, Bálásaghun, Aimal, Bishbálik, Almáligh, etc., within the Moghul period, it can hardly be that Moghul cities are intended, but rather encampments—some of them, perhaps, central in situation and well inhabited—standing on or near the sites of the remains of these places.

In the more advanced of the countries conquered by the Mongolian armies—in Persia, Mávará-un-Nahr, Turkistan, etc. —no obliteration or even systematic destruction of towns (except in the course of the wars), and no reversion to a nomadic level, seems to have taken place; but the difference in the case of Moghulistan was that, in that country, the nomadic tribesmen of the steppes immediately to the eastward —the true Mongolia—pressed in, and appropriating the land for their own habitation, took root, while in the lower countries they settled as rulers only. Those of the Mongols who, after the first invasion, stayed in the conquered countries with their governing Khans or chiefs, probably intermarried, after a time, with the settled population, and were soon absorbed; while in what became known—and partly for this very reason—as ‘Moghulistan,’ or the ‘land of the Mongols,’ the invaders found a suitable home, and establishing themselves as one of the nations of the soil, became, for a time at least, the dominant one. As generations passed, they tended, no doubt, to lose their identity by intermarrying with other races already sparsely inhabiting the region, but in this instance their absorption would be a slow process, as compared with the few left among the overwhelming populations of the lower countries in the west. The aul was probably a tribal community, and the number of the Moghuls was perhaps greater than that of their neighbours, while the life of the steppes rendered a certain degree of isolation inevitable. All these circumstances would combine to retard a fusion of races, though it may not, as far as the evidence goes, have obviated it in the end.

Here, then, no cities sprang up, while those already in existence soon fell to ruin. But the Musulmán writers, who constantly confuse the words for ‘city’ and ‘country,’ and even ‘nation,’ would be unlikely to draw any distinction between a built and permanent town, and an encampment of felt tents—an urdu or an aul, as the Turki words are. In several cases Mirza Haidar mentions towns of Moghulistan as existing in the form of ruins only, and he is explicit on this point. But he nowhere describes one as an inhabited centre at his own time, though it is only reasonable to suppose that he would, at least, have made some mention of them had they existed, in the same way that he speaks of, and even describes, those of Alti-Shahr. The aul, or collection of felt tents, pitched without order or any view to permanency, near the banks of a stream, and in the centre of some district where pasture was near at hand, was probably the nearest approach to a town at the period our history belongs to. Here, possibly, a square or oblong shed of brown mud bricks, ornamented with yaks' tails, antelopes' heads, and rows of small, coloured flags, may have stood to represent the urdu proper, or reception-room and court-house of the chief; while round it were scattered the dome-shaped tents of willow laths, covered with sheets of felt—all grimy and greasy—and ready at any moment to be taken down by the women of the tribe, and packed, with the rest of their domestic belongings, on the backs of the camels. Of forts, walls, or streets there could have been no sign. In the daytime, the ground on which the encampment stood would have been black with the dried droppings of sheep, a foot in depth, which, whirled into the air by the west wind, would pervade, with its pungent smell, the valley for a mile round, and cover everything, even the surface of the river, with a film of black. By the evening, this unsavoury carpet would be overlaid by thousands of sheep, driven in from the neighbouring glens and packed close, in scarcely separated flocks, for the night, while outside these, long rows of camels would kneel at their tethering-ropes, and groups of shaggy ponies stand fastened to the doors of their masters' tents. Near at hand, it may be, some ruined walls or weather-worn mounds pointed to the remains of an Uighur town, or fort, destroyed hundreds of years ago, and having no more connection with the life of the people of the aul than have the ruins of an Elizabethan castle, or a Norman keep, with the inhabitants of a neighbouring county town in England at the present day.

Encampments such as these would not only leave no trace of where they stood, but even their names would be unlikely to endure in history. Such were, no doubt, At-Báshi, Kuchkar, Jumgál, Jud Kuzi, and others, so often spoken of in the Second Part of the Tarikh-i-Rashidi, and several more that are mentioned in the Zafar-Náma and the Tarikh-i-Jahán Kushai, now impossible to identify. They were typical of the Moghuls as a race—of a nation devoid of constructive instincts, destined only to fallow the land and then make place for others.

The period subsequent to the conquest of Chingiz's successors was one when disorder and intolerance prevented European travellers, who might have left a description behind them, from traversing the country of the Moghuls; but a side-light is shed on the subject by a brief mention in Rubruk's narrative of his visit to Mangu Kaán (Chingiz's grandson) at Karakorum in the year 1253, and consequently only just at the outset of the establishment of the Mongols in the region in question. Kara-korum was then the Mongol capital: it numbered among its inhabitants many Chinese, Uighurs, and other comparatively cultivated people, and was, presumably, if not the only permanent Mongolian town, at any rate by far the best of them. Yet the walls only measured about a mile in circumference, and Rubruk relates of it: “You must understand that if you set aside the Kaán's own palace, it is not as good as the borough of St. Dennis; and as for the palace, the abbey of St. Dennis is worth ten of it! There are two streets in the town, one of which is occupied by the Saracens, and in that is the marketplace. The other street is occupied by the Cathayans, who are all craftsmen … There are also twelve idol temples belonging to different nations, two Mahummeries, in which the law of Mahomet is preached, and one Church of the Christians at the extremity of the town. The town is enclosed by a mud wall and has four gates.”60a The Chinese travellers of the thirteenth century give no description of the inhabited centres of Moghul-istan which they passed through, though one of them, Chang Té (who seems to have had an eye for irrigation) mentions briefly that at Almáligh there were reservoirs in the marketplaces, “connected by running water.” Farther westward also, in the valley of the Chu, he remarks that the country was intersected in all directions by canals which irrigated the fields, while numerous ancient walls and other ruins were seen which he attributed to the days of the Kitan or the Kara Khitai.60b But all these marks of civilisation had been swept away in Mirza Haidar's time, as he himself implies in his description of the antiquities of that part of the Khanate which, he says, was formerly known as ‘Kara Khitai.’

In attempting to make clear the condition of Moghulistan and the neighbouring regions of Central Asia, perhaps the chief perplexity is experienced in unravelling the nomenclature of places and people. The names of countries and towns not only changed with time, but different nations applied, frequently, a different designation to one and the same place. Thus, names often arose at a certain period, were employed by writers for a time, and again fell out of use. The Mongols, for instance, during their ascendency, gave names of their own to many places which, after the decline of their power, became obsolete. In the same way, the conquests of Timur seem to have given birth to names that are peculiar to that period alone, and were perhaps only in vogue among those connected with the conqueror's court or his armies. This circumstance, in addition to the habit of applying nicknames to tribes and nations, may account for many of the difficulties that surround the identification of names mentioned by various authors, and should act as a warning, in the case of the tribes, not to attach too readily a racial significance to every name that is met with.

To the Chaghatais of Mávará-un-Nahr and the west, Moghul-istan was known, in the 13th and 14th centuries, by the name of Jatah, and though this was only a term of depreciation, or a nickname (as will be explained below), it is employed in the gravest way by several Persian authors of the Timuri period, whose works have become standards of historical reference. What is perhaps more curious to remark is, that the name of Bishbálik, which so often occurs in mediæval histories and travels, and in the Chinese historical annals, is that by which the Chinese knew the Khanate of Moghulistan, during the earlier part of the period over which Mirza Haidar's history extends. This name had originally no connection with the Moghuls or their dominion, but was a survival from the days when the region had belonged to the Uighurs. Properly it was the name of a city only, which had been built by the Uighurs, and, having become their capital, had lent its name to the whole kingdom. The meaning, in Turki, is ‘Five Cities,’ and seems, possibly, to have indicated the capital of the five divisions, or provinces, into which the country of the Uighurs, at that time, (about the middle of the ninth century) was divided; or otherwise, it may have meant that the tribe was divided into five sections, or the town (as one authority has it) into five quarters.62a However this may be, the Chinese knew the country by its Turki name (which they sometimes translated into its Chinese equivalent—Wu-chêng), while they gave the city itself the Chinese style of Pei-ting, or ‘Northern Court’; and subsequently (early in the fifteenth century) changed that of the whole country from ‘Bishbálik’ into ‘Ili-bálik.’

The town of Bishbálik was situated on, or near, the site of the modern Urumtsi, and the country of which it was the chief place, extended to the westward and north-westward, as well as beyond the southern slopes of the Tian Shan. Like the rest of this part of Asia, it fell into the empire of Chingiz Khan, and, after his death, passed to his son Chaghatai. Later again, in the time of the Chinese Mings, the official historians of that dynasty described the limits of the region in such a way, as to leave no doubt that the country they termed Bishbálik was, indeed, Moghulistan. “Bie-shi-ba-li,” says the Ming Shi,62b “is a great empire in the Si Yü [countries of the west]. It is bordered on the south by Yü-tien [Khotan], on the north by the country of the Wa-la [the Oirát Kalmáks], on the west by Sa-ma-rh-han [Samarkand], and to the east it is contiguous with Huo-chou [Kara Khoja]. It is distant [probably the urdu of the Khan is meant] from Kia-Yü-Kuan in the southeast, 3700 li. It is believed that Bie-shi-ba-li occupies the same tracts as, in ancient times, Yenki or Kui-tsz.”62c As a description of the land and people, the Ming history adds:— “The country of Ili-ba-li is surrounded by deserts. It extends 3000 li from east to west and 2000 li from north to south. There are no cities or palace buildings. The people are nomads living in felt tents, and exchanging their abode, together with their herds, in accordance with the existence of water and pasture land. They are of a fierce appearance. Their common food is flesh and kumis. They are dressed in the same fashion as the Wa-la.”

Many embassies are recorded in the Ming Shi as having passed between Bishbálik, or Ili-bálik, and the Chinese capital, which make it appear that the Khans of Moghulistan and the Dughlát Amirs paid tribute to China. Whether the position of tributaries was imposed upon them by superior force, or whether, as is far more probable, the missions were sent to cultivate the friendship of a powerful neighbour, and to profit by an exchange of presents, is nowhere intimated; but the result remains, that from the time of Khizir Khwája, about the year 1391, down to the reign of Isan Bugha II. in 1456, each successive Khan (as we have seen in Section II.) sent one or more tribute-bearing missions to the Ming court. After the latter date, it appears to have been settled that ‘Ili-bali’ was to send tribute every three years, but no further mention is made of any special mission, and it is possible that not long afterwards, the growing weakness of the Mings caused the custom to fall into disuse.

It may be thought strange, perhaps, that Mirza Haidar's history nowhere speaks of intercourse with China, or mentions that the Moghul Khans performed these acts of homage to her Emperors. Whether he omitted any allusion to them, from a feeling that the payment of tribute was derogatory to his ancestors, or whether he thought the subject not worth recording, must remain a matter of conjecture. In all likelihood the latter was the reason, as we shall see, further on, when referring to similar missions from Uighuristán. The proceeding was, presumably, looked upon as a mere form, or indeed a farce, and therefore attracted no attention on the part of the historian. Still, his silence on the point cannot be taken to disprove the statements of the Chinese, for these are explicit and persistent, and can hardly be otherwise than correct as records of bare facts. What is remarkable, however, is that the same Khans and Amirs who were bowing the knee to China, whether in good faith or otherwise, had no hesitation in measuring their strength with so great a soldier as Timur. The fact that his power was near and visible did not inspire them with respect, or deter them from raiding into his territory and otherwise provoking his vengeance. But the Chinese, then as now, seem to have possessed the art of attracting the outward forms of submission from distant States, though they had no power to exact the reality.

Passing now across the mountains to the south-east, an entirely different land and people present themselves, in the province that may be most appropriately and correctly called Alti-Shahr, or the ‘Six Cities’ of Eastern Turkistan. Here the low ranges and open valleys of the steppes, are changed for gigantic mountains on the one hand, and sandy deserts on the other; the aul of felt tents for the town of brown mud-bricks and close-packed bazars; the grazing grounds and hill-side torrents for cultivated fields and irrigation canals; while, above all, the thriftless, irresponsible nomad is replaced by the cultivator and artisan, with all the elements of stability that their industry confers upon a people. Though the area is large, the culturable and habitable spots in it are, out of all proportion, small. One modern traveller describes it as a huge desert fringed by a few small patches of cultivation. Another tells us that a bird's-eye view of the country would show a huge bare desert, surrounded on three sides by barren mountains, along the bases of which would be seen some vivid green spots, showing out sharp and distinct like streaks of green paint on a sepia picture. At the western end, the cultivation is of greater extent and more continuous than in the eastern half, where the oases are small and separated from each other by stretches of desert, which increase in length as the traveller passes eastward; while the eastern extremity is desert pure and simple. The oases, however, are fertile enough in themselves, for every drop of the water brought down by the streams from the mountains, is drawn off into irrigating canals, and made to reach as far as possible toward the desert, for agricultural purposes.

All except the shifting sands of the central waste, appears to require only water to render the ground fertile; but water is precisely the boon that is withheld. Though the monsoon clouds roll in every summer across the mountain masses on the south, they seldom do more than tantalise the cultivator, who watches them in the hope of rain. Indeed, rain but rarely falls, and a Chinese traveller of ancient days64a has recorded the incredulity of the people, when told that water for cultivation fell from heaven, onto the favoured soil of his country, and rendered it independent of melted snow from the mountains. They laughed, and cried: “How can heaven provide enough for all?”64b Snow may be less of a rarity, but so dry is the atmosphere, that when a fall occurs, it evaporates after a few hours, and leaves the surface of the ground scarcely moistened.

That a land of this nature should support only a small population, and be too poor, as Mirza Haidar tells us, to maintain an army on its own produce, is not surprising. Whether its weakness as a State is owing to this or to whatever other cause, it has always been an easy prey to invaders, and has seldom had a native ruler within historic times. Its population has been a Turki one for ages past, and the Uighur branch of that race may be regarded (as far as historic times are concerned) as the original owners of the soil, and the parent stock of the bulk of the present inhabitants.65a That in later times, at least, they were not an aggressive race appears evident from the little we hear of them, and that they had some capacity for crafts and literature seems also to be established. No doubt the tendency of such a people would be to live peaceably under any government strong enough to repel external enemies; so that when Mirza Haidar tells us that Alti-Shahr was “free from the discord of men and the trampling of hoofs, and became an asylum for the contented and the prosperous,” he is probably drawing a picture of the country not only true of his own time, but one that serves for several centuries both before and after it.

During the periods that the Dughlát Amirs and Moghul Khans held sway, we hear of expeditions being sent to overrun Badakhshán, Ladak, and other weak States, but these were evidently undertaken by foreign rulers with their foreign troops, and not by the people of the country; indeed, we come much more frequently upon records of invasions which they themselves underwent at the hands of various enemies, such as the Arabs, the Mongols, the Kara Khitai, and even the Kalmáks. In the raids of the Moghuls into Western Turkistan and Mávará-un-Nahr, in their wars with Timur and Ulugh Beg, and their long campaigns with the Uzbegs, it is probable that the natives of Alti-Shahr took little part, for they are never mentioned as combatants. They had, in short (and have still), all the attributes of a lowland and unwarlike people, whose wealth excites the cupidity of aggressive neighbours, but the nature of whose country and customs prevent them from becoming themselves aggressive.

It would be interesting to learn what the armies were composed of, that invaded, in the reigns of Abá Bakr and Sultan Said, Badakhshán, Chitral, etc., Ladak, Tibet and Kashmir. In all likelihood the numbers were very small—to be counted in some instances by hundreds rather than by thousands—while most of the men were probably mercenaries from countries other than Alti-Shahr. Mirza Haidar nowhere specifies the races which furnished the rank and file of these forces. When entering on the conquest of Kashghar, in 1514, he gives an analysis of the chiefs of Sultan Said's army, nearly all of whom were Moghuls of various clans, or members of tribes who had long previously thrown in their lot with the Moghuls, and the number of tribal followers that each chief brought with him is specified in each case. If the figures given are correct—and as they are not mere round numbers, they appear as if intended to be exact—it is evident that the tribal following which each chief could muster was a mere handful, for the total of the tribesmen mentioned does not approach that of the entire army of 4700 men, as he states it.66a The remainder must have been mercenaries and adventurers who were, no doubt, to be found in abundance all over Central Asia in those times, in the persons of Kipcháks, Turkomans, Afghans, Kárluks and what not. On this occasion, too, a great effort was being made and a prize worth winning was at stake; the army was raised, moreover, in Farghána and Moghulistan, and not in peaceful Alti-Shahr. Thus it was probably a much more numerous one than those afterwards employed on distant expeditions beyond the mountains, though it may be fairly conjectured that the composition was very similar in all cases. In the expedition of Sultan Said against Ladak, Kashmir and Tibet in 1532, the author puts the total of the army at the round figure of 5000 men, but in this instance he gives none of the minute particulars that he records with regard to the 4700 and their supports, who invaded Kashghar. The round number is likely, therefore, to be one of the many similar exaggerations in which his book abounds; for it is improbable that as large a force would have been thought necessary for this enterprise as for the wresting of Kashghar and the whole of Alti-Shahr from so formidable an enemy as Mirza Abá Bakr. He tells us, it is true, that Ladak was incapable of supporting the Khan's army, but this might have been the case with even half 5000 men and their complement of horses.

Perhaps the most noteworthy feature of this land of the Six Cities, and the one that has chiefly struck the imagination of both ancient and modern writers, is the central desert with its moving sands and buried towns. It is referred to in Chinese writings of more than 2000 years old, by travellers who gave the region the name of Liu Sha, or ‘Moving Sands,’ from its chief characteristic and most obvious peculiarity;67a and it was made known to Europeans through the graphic accounts of it which Marco Polo left on record. The phenomenon of the shifting sands could hardly have escaped Mirza Haidar, and the story he tells of the overwhelming of Katak, with its mosque and minaret, is one of the best pieces of description in his book. It is almost an exact counterpart of that told by Hiuen Tsang in the eighth century, of a town between Khotan and Pima (Pain?) which was said to have been overwhelmed by the same agency, some hundreds of years previously. In this case, neglect in the proper worship of a Buddhist idol was the cause, while in the later one the Musulmans detected the wrath of God. The earlier calamity too, is said to have been predicted by a pious Arhát seven days before it occurred. At first a great storm of wind arose, which carried sand and soil before it, while “on the seventh day,” continues the narrative, “in the evening, just after the division of the night, it rained sand and earth and filled the city … The town of Ho-lo-lo Kia is now a great sand mound. The kings of neighbouring countries, and persons in power from distant spots, have, many times, wished to excavate the mound and take away the precious things buried there; but as soon as they have arrived at the borders of the place, a furious wind has sprung up, dark clouds have gathered together from the four quarters of heaven, and they have become lost.”67b

Similar stories are in the mouth of nearly every native of the country down to the present time, and several have been recorded by Dr. Bellew and Sir Douglas Forsyth. These travellers themselves visited some of the sand-buried ruins in the neighbourhood of Yangi Hisár. One of them was the fort of a Uighur chief called Tokhta Rashid, which had been destroyed about the eleventh century by Arsalan Khan, and afterwards overwhelmed by the sand. Another was the Mazár, or shrine, of one Hazrat Begum, which had been first swallowed up, and again, at a later date, left free by the receding dunes. The neighbourhood of the latter ruin is described as “a perfect sea of loose sand, advancing in regular wave lines from north-west to south-east. The sand dunes are mostly from ten to twenty feet high, but some are seen, like little hills, full a hundred feet high, and in some spots higher. They cover the plain, of which the hard clay is seen between their rows, with numberless chains of two or three or more together in a line, and follow in successive rows one behind the other, just like the marks left by wave ripples on a sandy beach, only on a large scale. Towards the south-east these sand dunes all present a steep bank in the shape of a crescent, the horns of which slope forwards and downwards, in points, to the ground …” The process of submergence, Dr. Bellew found to be usually a very gradual one, until the symmetry of the dune, becoming broken by an obstructing object, its loose materials subside, and thus overwhelm the obstruction. In the instance of one of the buildings inspected, it was found that “a chain of three crescentic dunes, side by side, had advanced in line across the plain, till one of the outer crescents had struck the walls of the court of the tenement, and growing up, had, in time, overtopped, and thus overflowed and filled its area by its downfall; whilst the other two crescents at its side, continuing their unobstructed course, maintained their proper form uninjured.”68a The rate of progression the writer was unable to determine, as it depends on the varying force of the propelling power, the slope of the land, and the obstructions on its surface. The operation, however, is the same as in the well-known instance of Eccles church, on the coast of Norfolk, only on a larger scale. By 1839 the whole of the church, except a portion of the tower, had been buried; by 1862 the tower had nearly emerged again, while in 1892 the whole building rose free from the level of the strand, the dunes having passed to its landward side.

The phenomenon thus seen in operation, explains how the town of Katak, and others mentioned by Mirza Haidar, became engulfed, and confirms the stories still current in Eastern Turkistan of ruined towns, or buildings, now and then appearing for a while and being again submerged.68b In the extreme east of the country, the sandy desert is found at its worst, and it is in connection with this quarter that most of the tales of weird horrors have their origin. How deeply the superstitious mind of the Asiatic may be impressed by these wastes of moving sands, and how little reason there is to wonder at the stories of ghosts, demons, and visions with which he has invested the region, may be judged by General Prejevalski's vivid description of it. “The effect of these bare yellow hillocks,” he writes, “is most dreary and depressing when you are among them, and can see nothing but the sky and the sand; not a plant, not an animal is visible, with the single exception of the yellowish-grey lizards (Phrynocephalus Sp.) which trail their bodies over the loose soil and mark it with the patterns of their tracks. A dull heaviness oppresses the senses in this inanimate sea of sand. No sounds are heard, not even the chirping of the grasshopper; the silence of the tomb surrounds you.”69a

Hiuen Tsang's description scarcely varies from that of the Russian traveller. “These sands,” he says, “extend like a drifting flood for a great distance, piled up or scattered before the wind. There is no trace left behind by travellers, and oftentimes the way is lost, and so they wander hither and thither quite bewildered, without any guide or direction. So travellers pile up the bones of animals as beacons. There is neither water nor herbage to be found, and hot winds frequently blow. When these winds rise, both man and beast become confused and forgetful, and then they remain perfectly disabled. At times, sad and plaintive notes are heard and piteous cries, so that between the sights and sounds of this desert, men get confused and know not whither they go. Hence there are so many who perish on the journey. But it is all the work of demons and evil spirits.”69b

And if the superstition of the Asiatic is moved by the mystic scenes of the desert, his cupidity is also stirred by the legends of buried riches which the submerged cities are supposed to contain. Traditions lose nothing from age or from being often repeated, and no doubt, the stories of hidden treasures are now —and, indeed, were in Mirza Haidar's time—ancient enough to acquire a very strong influence on numbers of the population. From time to time ornaments, vessels, images, and coins of great curiosity are unearthed, but their value to the finders, whose only interest lies in the worth of the metal they are made of, can scarcely be great. Perhaps the only systematic exploitation of the ancient sites, ever undertaken, is that of Mirza Abá Bakr, Amir of Kashghar, so fully described by our author. It may be dated about the end of the fifteenth and beginning of the sixteenth century, and we may infer that nearly everything of intrinsic value was brought to light, while much that was of antiquarian interest was destroyed, so that when, at some future time, civilised explorers come to investigate the ruins, and find little to reward their labours, they may feel themselves indebted to the cupidity of Mirza Abá Bakr for their disappointment. The tales which the author tells of the riches accumulated by the Mirza, may safely be regarded as, in a great measure, fabulous; but it is precisely tales such as these that have given rise to the inflated estimates of buried wealth so common in the country, even at the present day.

Here and there valuable records of the past may still be forthcoming from the submerged towns, like those obtained in 1874, by Sir D. Forsyth, who enumerates a figure of Buddha of the tenth century, a clay figure of the Hindu monkey-god Hanuman, and Hindu women's ornaments, all pointing to that close intercourse with India which we know, from other sources, to have existed in times before Muhammadanism prevailed and crushed it. He also obtained several Greek coins of great antiquity and interest. Among these is mentioned especially one of Antimachus, dating about 140 B.C., and another, of Menander, from about the year 126 B.C., while a third, an iron one of Hermæus, might, it was thought, prove even older than either of these. But it is not necessarily among the ruins buried by the shifting sands, that relics of remote ages will be found. Very ancient remains are known already to exist at various points along the southern spurs of the Tian Shan, though nothing has yet been ascertained as to the age they belong to. It was near the town of Kuchar—the ancient Kuitze of the Chinese—that Captain Bower found the famous birch-bark manuscript, written in Sanskrit and dating from the fifth century, while he also points to ruins of cities which, though buried beneath the present level of the country, have no connection with the shifting sands.71a

But it is time to turn from the land of the man to the man of the land.

SECTION IV.
THE PEOPLE—MOGHUL, TURK, AND UIGHUR.1
72a

Men from the regions near the Volga's mouth,
Mixed with the rude, black archers of the South;
… Chiefs of the Uzbek race,
Waving their heron crests with martial grace;
Turkomans, countless as their flocks, led forth
From th' aromatic pastures of the North;
Wild warriors of the turquoise hills,—and those
Who dwell beyond the everlasting snows
Of Hindoo Kosh, in stormy freedom bred, …

—Veiled Prophet of Khorasan.

IN the foregoing Section, it has been found convenient to use the word Moghulistan for the region occupied by the descendants of the Mongols, subsequent to the time of Chaghatai Khan, though it has been necessary, when speaking of the people or their language from a racial point of view, to employ, occasionally, the terms Mongol and Mongolian rather than Moghul. The distinction may not be a very satisfactory one, and need not be carried farther than is absolutely needed to differentiate between the earlier racial attributes, and the later national, or political, aspects of the land and people. It is not easy, however, to distinguish, nominally, between the Mongols of Mongolia proper, before they spread to the westward under Chingiz Khan, and the same people when, at a later date, having separated from the land of their ancestors, they had come to close quarters with the Musulman inhabitants of the western states of Central Asia. These neighbours mispronounced the name of the new-comers' original nation and, afterwards becoming their historians, handed it down to posterity under what appears to be an altered form. Fortunately it was not greatly changed by either Persian or Turki writers, yet the slight modification they made has led, in modern times, to doubts whether the terms Mongol and Moghul were intended for the same word, and whether they denoted one people or two. We may be satisfied that the two forms, as also the Mo-al of some of the earlier transliterators from the Chinese, are intended for one and the same.73a

With the name of the land it was somewhat different. The Mongols themselves have perhaps never had a general name for the whole of the countries inhabited by their tribes—that is, for the region known to Europeans as ‘Mongolia’ in its most extended sense. At the time of Chingiz Khan, probably whatever country was vaguely regarded by Turki and Persian writers as being in the original occupation of the Mongols, or Moghuls, was called simply Moghulistan; but later, when a specific region, bordering on some of the most advanced and thickly peopled countries of the Turks and Tájiks, became the home of Mongol tribesmen, who made their presence felt in a manner none too agreeable, they absorbed the attention of their neighbours and came to be spoken of as the Moghuls in a special sense, and their land as Moghulistan. The rest of the race fell out of sight: their territory was far away and probably seldom heard of, while taking into consideration the loose ideas prevalent among Asiatics on such subjects, it is not in the least unlikely that the smaller, but better known, region, should have acquired for itself the name which, by strict right, should have been applied to the whole.

That the original population of this smaller region was composed of various nations, previous to its becoming the home of Mongol tribesmen, we have seen already. Abul Gházi tells us that it was inhabited by many tribes—some that were of Mongol race and others that were not—and D'Ohsson and Howorth amply demonstrate the same thing. It contained Uighurs, who were a tribe of Turki descent; Kara Khitai, whose origin was chiefly Manchu (and therefore of a Tungusic root), though probably much mixed with Mongol blood; also Naimans and Karluks, and perhaps some original Kirghiz, all of Turki ancestry; and, moreover, there were Kalmáks, who must be regarded as a branch of the Mongol race.73b But when, during the time of the Mongol ascendency, large numbers of that people settled in the country and became, from a military point of view, the dominant race, it is scarcely surprising that the western foreigners should have given the whole of the region the name of Moghulistan,74a just as they had previously, when the Kara Khitai were supreme there, called the same territory Kara Khitai. It was the name that the Mongols themselves affected and were (at that time, at any rate) proud of, while it was also that with which their fame and their most cherished traditions were associated. Their mode of procedure, and the result they unconsciously attained, are paralleled in European history by the instance of the Franks in Gaul. During the third century, the Franks were still a loose confederacy of Germanic tribes living beyond the right bank of the Rhine. By degrees, under the Merovingians, they began to invade the country on the left bank. As the Roman power declined, their own increased till, in the fifth century, they had extended it over the whole of northern Gaul. Here they adapted themselves to the conditions of their new territory, and gradually spread over the entire surface of what is now France. Their numbers were so small that they were overlaid by the large Gallic population, yet the new-comers succeeded eventually in imposing their name on the larger nation, and originated the names of France and French, which entirely displaced those of the ancient inhabitants.

But Moghulistan was not the only name the new land of the Mongols acquired, for in many books of the fourteenth and fifteenth centuries, we find both country and people alluded to under the name of Jatah—a name that, in translating, has been made to assume several unnecessary forms. Thus Pétis de la Croix, who put the Zafar-Náma into French, as far back as the end of the seventeenth century, transliterated the word Geta, and many subsequent authors followed his example. From the name mis-spelled in this way, much speculation arose among European writers, some of whom were able to derive from it the designation of the Jats of India, and others to recognise the Getæ, or Masagetæ, of classical authors. It is fair to say that most modern Orientalists have hesitated to accept these speculative conjectures, though the meaning and origin of the name have been hidden from them. Mirza Haidar now (and he is the first to do so) clears the matter up by informing his readers, parenthetically, in a number of places, that Moghulistan and Jatah were one and the same country. In the passages from the Zafar-Náma , which he cites in the First Part of his history, he interpolates this definition repeatedly, while in the closing chapter of that Part, he adds the further explanation that the Chaghatais called the Moghuls Jatah, on account of their enmity towards them, and by way of depreciation. Thus it was merely a nickname—a term of contempt or reproach—and when, with this clue, the word is sought in a Mongol dictionary, it is found to mean a ‘worthless person,’ a ‘ne'er-do-well,’ or ‘rascal.’75a It has therefore no racial significance, but like such names as Kazák, Kalmák, etc., was probably applied to the Moghuls by their more cultivated neighbours, on account of their barbarous manners, lawless character, and unsettled habits generally.75b This being the sense, it need not be used except in translating from the texts; explained once for all, the Jatahs who have haunted the works of historians and commentators for two hundred years, fall into their right place and need be heard of no more.

But the anomalies of nomenclature did not stop here, for our author further implies that the Moghuls retorted on the Chag-hatais with the reproachful name of Karáwánás. Unfortunately he does not, in this instance, give any clue to the meaning of the word, and neither Turki dictionaries nor the transliterated Mongol dictionaries (as far as I am able to use them) throw any light upon it. Indeed, I know of nothing to point to the word being a term of depreciation, except the inference to be drawn from this one statement of Mirza Haidar's; but, taking into consideration the connection in which he introduces it, and the common practice over the greater part of Asia, of one nation calling another by a reproachful nickname, this single instance is probably sufficient. The name, under one variant or another, has been found by translators in several Oriental works, and appears in many cases to be applied to a tribe or community: thus Quatremère cites the Tarikh-i-Wassáf to the effect that the army of the “Karavenas” resembled monkeys rather than men, but that they were the bravest “among the Mongols”; also Mirkhwánd, who is represented as describing them in precisely the same way; Rashid-ud-Din, who also speaks of their bravery; and several others who, however, only make mention of the name. Not one of these authors assists us in assigning a meaning to the word, or in tracing the origin of its application to the Chaghatais as a people. None of them do more than represent the Karáwánás to have been a sub-tribe of Mongols who entered Khorasán and Persia under Hulaku, or very shortly after him.

It appears from Wassáf that there was, indeed, a tribe among the Mongols named Kuránas76a towards the end of the twelfth century, though the name is not traceable in Rashid-ud-Din's lists, unless we are prepared to recognise it in that which Dr. Erdmann transliterates “Ckaranut” (where the final t is only the Mongol plural) or “Ckurulás.”76b In any case, the form Kuránas is said to have afterwards become modified in Persia, into Karáwanás, which, but for the absence of an accent on the third a, is the same spelling as Mirza Haidar's. But the fact that a tribe, or sub-tribe, bearing this name existed in the twelfth or thirteenth centuries, in no way accounts for its having been applied, as a general term of contempt, to the Chaghatais as a people: there must have been some other reason and origin. The name itself was found, by Quatremère, never to appear previous to the Mongol invasions of the west, or subsequent to the date of the Zafar-Náma—viz., 1424.77a Marco Polo was one of the earliest to mention it, and he gives it the form Caraonas. He relates that he met with the Caraonas at Kirmán and, apparently also, at other places in Persia farther north, and describes them as a robber tribe who were “the sons of Indian mothers by Tartar fathers.” Probably the word “Indian” may have been employed by him in a very broad sense, or it may, as Sir H. Yule has suggested, perhaps stand for Biluchi; but in any case, Marco Polo refers to them as a race of half-breeds, and states that the name of Caraonas had been given them on account of their mixed parentage.77b Dr. Erdmann, again, alludes to the Karawinah, or Karawinas, stationed in Khorasán about the same period, and explains, on the authority of Wassáf, that they were the artillerists (Feuerwerker) of the Chaghatai army.77c These are the only two instances known to me, where meanings for the term are suggested by original contemporary authors; but there seems no reason to suppose that the name was specially given to any such classes as half-caste robbers or artillerymen. It was imposed, Mirza Haidar tells us, on the Chaghatais generally, and therefore is far more likely to have had its origin in something quite unconnected with either the banditti of Kirmán or the gunners of the army in Khorasán, for both these classes may have inherited a right to the distinction with their Chaghatai relationship:77d the lesser would be contained in the greater.

But under whatever name the Moghuls were known to their neighbours, one of the most noteworthy circumstances connected with them, during the period to which Mirza Haidar's history refers, was that they were rapidly declining in power and in numbers. With the introduction among them of the Musulman religion, they seem to have tended gradually to lose their national characteristics and to merge more and more into the tribes or nations—for the most part of Turki descent—by whom they were surrounded. From the time of the Mongol conquests down to the first half of the sixteenth century, nearly three hundred years had elapsed. In so long a period, it is only reasonable to conclude that some changes may have taken place in a politically weak and unstable people like the Mongols, and who, in addition, were pressed upon from the west and south by alien nations much superior to themselves in numbers. It is not, however, necessary to assume, as some writers have done, that the mass of the Moghuls, even in the latest years of this period, were of Turki blood, or that they used the Turki language as their own.78a The circumstances that appear rather to have given rise to this view are: (1) the glimpses that are occasionally obtained in history of the Moghul Khans and chiefs (almost the only persons ever noticed individually by historians) who had become to all intents and purposes Turks, at a period following pretty closely on that of the Mongol ascendency—a matter that affects only the Moghuls of Moghulistan; and (2) the use made by Musulmán authors of the word Turk, when designating, sometimes all nomad and steppe-dwelling, or pastoral, tribes, and sometimes a specific race. This dual use of the word Turk underlies the whole of the ethnography of Central Asia, as it has come down to us through the writings of Oriental authors. It has been my object to avoid, if possible, all discussion of this much-debated question, but in order that some of our author's statements may not be wrongly interpreted, it is necessary to make some brief remarks upon it.

One instance which touches phase (1) is that of the racial characteristics of the family of Baber, which gave to India the so-called ‘Moghul’ line of kings. It will hardly be disputed that not alone Baber himself, but some of his more immediate ancestors, were to all intents and purposes Turks; and this was the case not only in the acquisition of language and manners, but by intermixture of blood; while his successors, whose portraits, painted in India, are extant at the present day, show no trace in their features of descent from a Mongoloid race. It is said that Baber's grandfather (Sultan Abu Said of Khorasan, 1452-67) was described by a Khivan contemporary, who visited him, as a very handsome man with a full beard and unlike a Moghul. Another, and perhaps more perfect, instance of the same thing is the description given in the Tárikh-i-Rashidi of the personal appearance of Yunus, Khan of Moghulistan, in 1456, or some two centuries only after the death of Chaghatai Khan—who was certainly a pure Mongol. Yunus is reported, by one who says that he expected to see a beardless man, “like any other Turk of the desert,” to have had a full beard and Tájik (i.e., Aryan) features;79a and brief though this description is, it tells so significant a tale of a changed race, that it is probably as trustworthy a record, as a portrait painted by even a superior artist to those of Hindustan. In the case of the few families of the chiefs, there would be a tendency to change much more rapidly than in that of the bulk of the people. Their custom was to give their relations in marriage to the friendly rulers of foreign countries, and, in exchange, to take to wife a member of those rulers' families; if one Khan subjugated another, he usually demanded a daughter or a sister in marriage; while it was no doubt possible, and perhaps fashionable, for the governing classes to add foreign wives to their harems, in the same way that Musul-máns of means and position have loved to do at all periods and in most countries.

In these circumstances, the physical characteristics of the original race would soon pass away among the families of the chiefs, and with them would go the language and the customs. But with the mass of the tribes-people it would be otherwise. There appears to be no description of them indicating a resemblance to the Turks; on the contrary, the description of Yunus implies a difference between him and the mass of his people. Moreover, we may assume that the rank and file of the Moghuls would not have the same opportunities for rapidly connecting themselves in blood relationship with their neighbours; consequently the distinctive features of their race would take longer to undermine. As already observed, the life of the steppes and the comparative isolation of the aul, would tend rather to preserve the purity of the race. It may not be possible to form an estimate of the length of time that would be needed to bring about a change of type by gradual intermarriage, but we know, at any rate, of one instance where this same Mongol people, from living in more or less isolated positions, and mixing with neighbouring races only to a very slight extent, have preserved all the physical characteristics of their original type, as well as the language, down to our own day—or some six and a half centuries from the date of their transplantation, during the era of the Mongol conquests. I refer to the Hazáras of Afghanistan, most of whom are still as unmistakably Mongol in feature and build as the inhabitants of Mongolia itself. According to the most trustworthy accounts of them, they descend from the remnants of the army of Nikudar Oghlán, a son of Hulaku,80a who invaded the region in which they dwell now, about the latter half of the thirteenth century; while Professor von der Gabelentz has shown that, in spite of a slight mixture of Persian words, their language is still strictly Mongolian, or more particularly, West Mongolian—i.e., Kalmák.80b

On the general question of the rise and decay of languages, enough is known of the process which a nation has to go through before it can completely change its tongue, to justify the belief that a very long period is needed for the transfer to become finally accomplished. The first step is that the people should become bi-lingual—that the mass of them (not a few of the chiefs) should come to use both the old and the new language with equal facility—and this alone is a process requiring many generations. The next step is that the old language should fall into disuse and be forgotten. The second stage may, perhaps, take less time to work itself out than the first; but it must, nevertheless, require a period measured in generations. Thus, when we consider that a century (according to the usual computation) embraces only about three generations, it must be regarded as improbable that the tribes which were pure Mongols at the end of the thirteenth century should have become the pure Turks they are sometimes represented, at the period dealt with by our author. The Russian savant Gmelin, who travelled in Central Asia in the last century, is emphatic in stating his belief in the permanency of the Mongol race in general, as far as physical attributes are concerned. He affirms that, in spite of all mixtures of blood by their wars in distant countries, the Mongol tribes have not only preserved their characteristic type of features, but have even impressed it on other races with whom they have come in contact—such as the Kirghiz and others.81a This statement perhaps hardly affords a proof on the subject in question, but it goes towards showing that the eradication of the Mongol type is not a simple matter, or one that is likely to have been accomplished in a space of barely two hundred years.

Amir Khusru, the poet of mediæval India, draws—or perhaps overdraws—a picture of the Moghuls who invaded Northern India towards the end of the thirteenth century, in a manner which leaves no doubt that he is attempting to describe a Mongoloid race. He had previously fallen into their hands as a prisoner, and, according to his own account, had been badly treated by them; as he was no doubt burning with dread and resentment, his description must be taken to be somewhat tinged by his feelings. However, omitting some offensive details, he writes thus: “There were more than a thousand Tatar infidels and warriors of other tribes, riding on camels, great commanders in battle, all with steel-like bodies clothed in cotton; with faces like fire, with caps of sheepskin, with heads shorn. Their eyes were so narrow and piercing that they might have bored a hole in a brazen vessel… Their faces were set on their bodies as if they had no neck. Their cheeks resembled soft leathern bottles, full of wrinkles and knots. Their noses extended from cheek to cheek, and their mouths from cheek bone to cheek bone… Their moustaches were of extravagant length. They had but scanty beards about their chins… They looked like so many white demons, and the people fled from them everywhere in affright.”82a Is it possible that a race which would call forth such a description as this, from even a terrified poet, could have become, in the mass, men like Yunus or Baber between the end of the thirteenth century and the latter half of the fifteenth?

Thus, although it might appear at first sight that, with the change taking place in the families of the Khans, with the advance of the Musulman religion and the growing use of the Turki language, it would be impossible to distinguish a true Moghul people, still evidence is not wanting to show that even up to the first half of the sixteenth century, the Moghuls of Moghul-istan—the Moghul Ulus of Mirza Haidar—were in fact a separate people from the Turks. During the period 1514 to 1533, the Mirza constantly alludes to a distinct tribe or community of Moghuls—however reduced in numbers—in exactly the same terms as he refers to them at a period dating two hundred years before. They were neither Kirghiz, nor Uzbegs, nor Kalmáks, but were the natural enemies of all three; they were of the Ulus (or clan) of the Khans descended from Chaghatai; they preserved Mongol customs and, from occasional incidental references which he makes to Mongol terms and phrases, must have retained something, at least, of the original language of their nation, though they had no literature in which it could become fixed. This being the case, the bulk of them must have preserved their Mongol type to the last, and it may perhaps be fairly conjectured that whatever change they had undergone, was due less to the fusion of blood than to the conversion of the people to Islam. The spread of the Musulman religion tends always to the modification of manners and customs, and to the use of the Arabic, Turki or Persian language; but in spite of all, racial characteristics remain, until very gradually expunged by a course of inter-breeding, that must extend over many centuries. Several parallel cases (besides that of the Hazáras) might be cited among Asiatic nations; but one, having no relation to the Mongol tribes, will suffice. The Baltis of Baltistan, or Little Tibet, formed originally a section of the ordinary population of Tibet, were of the same religion, and used the same language. Some three centuries or more ago, they were converted to the Musulman faith, and began gradually to change their manners. At present the written language of Tibet is unknown among them, Persian having replaced it; their chiefs, through intermarriage with neighbouring Musulman peoples, have changed so greatly, even in type, that usually no trace of the Tibetan is left; but the mass of the nation, though practising Musulman social customs and wearing a Musulman costume, have not lost the Tibetan spoken language, and are, in feature and other personal attributes, as thoroughly Tibetan as ever they were. Had the Baltis occupied an open country, and been constantly engaged in wars and invasions, there might have been a greater and more rapid change. Their secluded mountainous home (like that of the Hazáras) has mitigated this, and has helped to preserve them as a race: but the principle is the same as with the Moghuls.

With regard to the misleading employment of the word Turk, alluded to above, it must be explained that, among Asiatic authors, it is constantly met with as the definition of a race or people distinguished from the Tartars and the Moghuls, on the one hand, and from Tájiks, or Táziks, on the other. But in the same writings, and often on the same page, it is used to denote all nomads and inhabitants of the steppes, irrespective of race or origin, and merely to distinguish such people from those who dwelt in towns, and who cultivated the settled districts —or from the Tájiks generally. The first may be regarded as its ethnological sense: the second as sociological only, and as about synonymous with the adopted English word nomad. In this second sense it included, as we shall see, all Mongoloid and Tartar races. In dictionaries we find among its many meanings those of barbarian, robber, vagabond, wanderer, etc. It is also, in poetry, applied to the planet Mars as “a Wanderer of the sky,” and to the sun as “the Turk of China,” that is of the East; or “the Turk of midday”—viz., the South; or “the Turk of the Spheres.” All who lived in the steppes and ranges, outside the pale of what was regarded as civilisation, and led a pastoral or unsettled life, but who were not distinctively mountaineers, were deemed a separate class (irrespective of race) and required a separate name to denote them. To this class the name of Turk attached itself throughout Central Asia. In Europe and in India the word Turk was not used in this sense. By Europeans, and perhaps Western Asiatics also, the word Tatar, or Tartar, was usually in vogue, down to quite modern times, to indicate the nomadic nations of the interior of Asia, without reference to any racial considerations; 84a while in India the name Moghul came to be applied (in times subsequent to the rise of the Mongols, at any rate) in a very similar way, to these same races.

Abul Gházi, the historian Khan of Khiva, himself a Turk by nationality, though of remote Mongol descent, constantly uses the word Turk in its sociological sense, and applies it indiscriminately to all the nomad and steppe-dwelling tribes, when he requires a name for the whole of them; but, when referring to their descent or language, or when in any way particularising between them, I do not know of a single instance of his alluding to the Moghuls as connected by blood with the Turki tribes. In other words, although he employs the name Turk to describe certain nations—among them the Moghuls—for whom he knows no other general designation, he never applies it in the particular instances where a racial consideration is involved, except to those among them whom he regards as, in reality, Turks by race. He writes, for instance: “Of all the Turk tribes who inhabited those countries at that period, the Tatars were the most numerous …”; and again: “We have … recounted what we know of the other branches of the race of Turks. Now, we will speak of the branches of Mongol race.”84b It is in the same non-racial sense that Mirza Haidar uses the word Turk, when putting the remark (alluded to above) about Yunus Khan, into the mouth of Maulana Muhammad Kázi: “I had heard that Yunus Khan was a Moghul,” says the Maulana, “and I concluded that he was a beardless man, with the ways and manners of any other Turk of the desert; but when I saw him, I found that he was a person of elegant deportment, with a full beard and a Tájik face.”85a That is, the speaker knew that Yunus was a Moghul by descent, and expected to see a man with Mongolian features, but he classed him with other Turks of the steppes.

D'Ohsson became conscious, from the extensive use he had made of Asiatic historians, that these writers constantly employed the word Turk to signify the nomad and pastoral tribes, known in Europe as ‘Tatars.’ In one passage he writes: “The Mongols gave the name of Tájik, or Tázik, to the Muham-madans, and in the historical works of this period it will be found that they employed this word in opposition to that of ‘Turk.’ The first served to designate the Muhammadan inhabitants of towns and cultivated lands, whether they were of Turki, Persian, or Arab origin mattered not; while under the name of ‘Turk’ were comprised the nomad nations of Turki and Tatar race. It was in this general acceptation that Chingiz Khan and the Mongols styled themselves ‘Turks’; they rejected, on the other hand, the name of ‘Tatar.’”85b In another passage, when speaking of the Tatars proper, previous to the rise of the Mongols, D'Ohsson quotes Rashid-ud-Din as follows: “They made themselves so powerful and formidable, that other nations of Turks passed themselves off as Tatars, and regarded the name as an honour.”85c

Again, Major Raverty, in his translation of the Tabákát-i-Násiri , notes the headings of the first four sections of Rashid-ud-Din's history, the second, third, and fourth of which contain the following:—“2nd Section. Account of the Turk tribes whom they designate by the name of Mughals, but every one of which, in ancient times, bore distinct and particular surnames… 3rd Section. Account of the Turk tribes, every one of which have had Badshahs and chiefs, but who bore no relationship to the tribes mentioned in the preceding sections. 4th Section. Account of the tribes of Turks, whose surname, from time immemorial, was Mughal…”85d These brief extracts are sufficient to show the sense in which Rashid-ud-Din, one of the best of the Musulman authors of the Mongol period, used the work Turk, and how, though he was able to distinguish specifically between real Turks and other tribes, when ethnological considerations were in question, still used the word in a non-ethnic sense, to denote a group of tribes who had to be distinguished from the Tájiks.

Other Asiatic authors wrote on these subjects in the same way. Thus, Minháj-ud-Din, the author of the Tabákát-i-Násiri, frequently uses the word Turk to designate the nomadic group generally, and, like Rashid-ud-Din, even brings the name Tatar into the same category. The following is an instance taken from three consecutive paragraphs:—“In this same year the Chingiz Khan, the Mughal, rose up in the Kingdom of Chin and Tamghaj, and commenced to rebel; in all books it is written that the first signs of the end of time are the outbreak of the Turks… The name of the father of this Chingiz Khan, the accursed, was the Tatar, Timurchi, and he was the mihtar [chief] of the Mughal tribes, and ruler over his people … Among the tribes of the Mughal was another Turk of importance, a ruler and leader, and greatly venerated; and the whole of the tribes of the Mughals were under the rule of these two persons… All the tracts of the Turk tribes, at the hand of their iniquity and sedition were reduced to misery…”86a

Juvaini, the author of the Jahán Kushai, applies to the Mongols the passage from the Koran: “Beware of provoking the Turks, for they are formidable.”86b Abul-feda quotes an Arab author to the effect that the Russians are a people of Turkish race,86c when pointing to them as belonging to the group of non-Musulman and non-Tájik inhabitants of what were regarded as civilised countries. Ibn Haukal, touching on the question from a geographical point of view, writes: “Tiráz [Táráz] is on the extreme frontier between the country of the Turks and that of the Musulmans”;86d yet the Musulmans, in this case, were, to a great degree, of Turki race. And, again, Minháj-ud-Din mentions an invasion of Tibet (from Upper Bengal apparently) and says: “All the people [of Tibet] were Turks, archers, and [furnished with] long bows.”86e Idrisi, also, in speaking of Tibet, says: “This is the country of the Tibetan Turks”; and afterwards: “This intervening space is covered with pastures, forests, and strong castles belonging to the Tibetan Turks.” Further on again, he tells us: “There are Turks of very diverse races” (de races très diverses); and he proceeds to detail, among others, the Tibetans and the Kalmáks. The names of the remaining tribes he mentions in this passage, are spelled in so unintelligible a manner, that I can recognise none but the Kirghiz and Kipcháks, with whom he thus classes the Tibetans and the Kalmáks as, all alike, Turks!87a

The poet Khusru, in the passage cited above, calls the people he describes, by the name of Tatar, though a little lower down (on the same page) he says they were “Turks of Kai;” while elsewhere, he frequently speaks of the same people as Moghuls.87b Further, the late Mr. R. B. Shaw has explained, with regard to the word Tájik, that it stands in opposition to Turk, just as Arab stands to Ajam,87c and thus is not necessarily a race name.

Many other instances might be given of this non-ethnic use of the word Turk, and with them might be included also some relating to a similar employment of the term Tatar.87d But the above will suffice to make it clear that, though the Moghuls of Moghulistan were often called Turks, during the period including the thirteenth to sixteenth centuries, it need not be assumed that they were actually of Turkish race, either by origin or by subsequent fusion of blood. There was, however, another and very important circumstance that complicated this question of nomenclature still further. It was, it seems, the desire of all the tribes and nations of Central Asia, to identify themselves with the race which happened to be in the ascendant at any particular time. They endeavoured to adopt its name, and to pass themselves off as members of the nation in supremacy, regardless of racial affinities. Rashid-ud-Din has laid special stress on this point in his great work on the Mongols, and has explained the matter in one place as follows: “They [the Tatars] made themselves so powerful and formidable, that the other nations of Turks passed themselves off as Tatars, and regarded as an honour this name, under which they had become famous; just as at the present day88a the Jalair, Tatar, Uirát, Ungut, Karait, Naimán, Tangut, and others, find glory in the name of Mongol, made illustrious by that of Chingiz Khán and his descendants—a name which, at an earlier date, they would have disdained. The young people of all these nations believe, even now, that their ancestors have always borne the style of Mongol; but it was not so, for formerly the Mongols were only one of the nations of Turks… This name has been extended to such a degree, that nowadays the people of Khitai (Northern China) and of Nan-gyass (Southern China), as well as the Churchi, the Uighur, the Kipchák, the Turkoman, and the Karluk; also the Captives and the Táziks (Muham-madans), who have been brought up among the Mongols are [all of them] called Mongols; and they are all interested in passing for Mongols, in order that they may gain consideration. Previous to this period it was the same with the Tatars, on account of their power, and this is the reason why the Mongols are still called Tatars in China and in India, by the Kirghiz, the Báshgirds, in the Kipchák country, in the north of Asia, in Arabia, in Syria, in Egypt, and in Africa.”88b

It has been observed above, that in India the word Moghul was employed, subsequent to the days of Chingiz, in the same way as the word Turk in Central Asia, and Tatar in Europe, and on this subject Mr. H. G. Keene has come to conclusions which coincide with the teachings of Rashid-ud-Din. It denoted, in the first place, the group of tribes or nations who composed the armies of the northern invaders, with little or no reference to their racial origin; and secondly, at the time of Baber, it was regarded as something scarcely better than a term of contempt. But later, when the so-called Moghul dynasty came to be looked up to as the supreme power, the name assumed a different and more respectful significance. Mr. Keene writes: “Under Akbar, when the empire had become a firm result of successful war, the word [Moghul] recovered its prestige and—like the name of ‘Goth’ in Spain—came to indicate ‘a noble conqueror,’ or the descendant of one”;89a and in support of this view he cites a valuable passage from Kháfi Khan (for which he acknowledges his indebtedness to the late Professor Blochmann, who may be inferred to have translated it), which runs as follows: “The flourishing condition of Mugholistan commenced with Mughol Khan, who was a great king. Although from the time of Akbar the word Mughol has been applied to the Turks and Tajiks of Irán (Persia) to such an extent that even the Sayyids of Khorasán were called Mughols, yet in reality the word is the proper term for those Turks who belong to the descendants and house of Mughol Khan; and it was used in this sense in the time of the earlier (Moslem) kings of Delhi …” Here Kháfi Khan uses Turk in the same sociological sense as Rashid-ud-Din, Minháj-ud-Din, Mirza Haidar, and the rest.89b

Mr. Denzil Ibbetson, too, furnishes some instructive remarks, in his Report on the Punjab census, on the way the words Turk and Moghul have come to be used in modern times in the north of India. A Turk is there regarded as a native of Turkistan and a man of Mongolian race. “In the Delhi territory, indeed,” writes Mr. Ibbetson, “the villagers, accustomed to describe the Mughals of the Empire as Turks, use the word as synonymous with ‘official’; and I have heard my Hindu clerks, of Kayath caste, described as Turks merely because they were in Government employ. On the Biloch frontier, also, the word Turk is commonly used as synonymous with Mughal.”90a

But though Oriental writers make use of the tribal name of Turk to denote a nomadic people, similar inconsistencies are not wanting in European languages. The way in which the French apply the word Bohémien to the gipsies is a parallel instance. The gipsies, though in no way belonging to the same race as the natives of Bohemia, acquired their name in France, on account of certain social habits and customs which they were believed to have brought with them from Bohemia, and because they were known to wander into France from that country.90b An almost similar instance, though not precisely parallel, was the use in English of the word Indian, during the seventeenth and eighteenth centuries, to define the aborigines of North America, the Caribbean, and many other islands. In this case it was not the social condition and proclivities of the inhabitants that caused the misapplication of name, but their colour, the climate and products of their countries, and other circumstances, which reminded those who came into contact with them, of the India of the East. The process and result, however, are much the same. But if we leave out of consideration the fact that Turk happened also to be a race-name, its employment to designate the pastoral tribes of unsettled abodes becomes no more anomalous than such appellations as Kohi-stani, Baduin, etc., in Asia, or the familiar Mountaineer, Islander, etc., in Europe.

Misapplication, or change in the application, of race-names is a practice so commonly met with, that it is almost superfluous to mention it here. It may, however, be briefly pointed out, in regard to the names we are dealing with, that the term Tájik has been made, in one instance, to take exactly the opposite meaning to that which it usually bears. Mr. A. G. Ellis, of the British Museum, informs me that while early Armenian writers applied it to the Arabs,90c modern Armenians have imposed it on the Turks and the Turkish Empire, and even on Musulmans in general. In this case it seems that the word is used to imply a ‘stranger,’ or ‘barbarian’;91a but it is a curious example of the length to which misapplication can go, for it constitutes an absolute reversal of the usual and original sense of the word. In the Tarikh-i-Rashidi, among other books, we find Hazára used for ‘hill-men,’ or ‘mountaineers,’ without reference to its original meaning or to any racial consideration, while in modern times the term has become the name of a specific race or people. Hazára meant simply “a thousand,” and was the name, it appears, which was given to a particular section of cavalry or other troops, who were perhaps the original settlers in the hill districts in question.91b What Mr. Ibbetson has told us above, of the employment of the words Turk and Moghul in the Punjab, is another instance of mere misapplication or irrelevent nomenclature; but we need hardly go far from home to find a telling example of the same thing. From Earle's Philology of the English Tongue91c we learn, with regard to the Cymraeg, or British language now spoken in Wales, that “the Anglo-Saxons called it Wylse, and the people who spoke it they called Walas, which we have modernised into Wales and Welsh. So the Germans of the Continent called the Italians and their language Welsch. The word simply means foreign or strange. At various points on the frontiers of our race we find them affixing the name on the conterminous Romance speaking people … The French … in the reign of Edward the Confessor, are called, by the contemporary [Anglo-Saxon] annalist, tha Welisce men, by which was meant ‘the foreigners.’”91d

Thus, the evidence on this subject (apart from that of nicknames or terms of contempt) points to three distinct conclusions. The first is that, in reading the histories of Musul-man authors, the tribal names they use must not always be taken to have a racial significance; or, in other words, it is necessary in every case where either the term Turk or Tatar occurs, to see whether the writer is applying it in its general and sociological acceptation, or in a specific and discriminating ethnic sense. The second conclusion is that the word Moghul, even where it is used in an ethnic sense, is frequently misapplied, and so extended, at certain periods in history, as to comprise many tribes of real Turki race (among others), until large numbers of people who were not of Moghul race came to be called Moghuls. This habit appears to have been prevalent first in the time of Chingiz and his immediate successors, and subsequently during the ascendency of the Chaghatai (or so-called Moghul) dynasty in India. The third conclusion is that the application and significance of all three names—Turk, Tatar, and Moghul—varied at different times and in different countries. It appears to me that a due appreciation of these three points will help to clear up much that has been regarded hitherto as inconsistent, and even contradictory, in the Musul-man histories, and has occasioned no little controversy among European writers. That the ethnographic nomenclature of Persian, Turki, and Arabic writers is anomalous, cannot but be granted; but in Asiatic nomenclature what is there that is not anomalous? They had no knowledge of the scientific ethnology that guides the modern European commentator on their works, but merely followed the common speech of the time, and employed the terms that had grown into use among the people around them. In reading their books, therefore, it is futile to look for systematic nomenclature; but if they are read with a due regard to date, locality, and other circumstances, they will seldom be found, I think, to contain actual contradictions; for loose and inaccurate though Asiatics are in some respects—such as in figures, measurements, geographical details, etc.—they are usually remarkably clear on such subjects as blood relationship, family lineage, and racial descent.

But here we must leave the Moghuls, and glance briefly at those original Turks, or Uighurs, who may be regarded as the immediate ancestors of the population of Alti-Shahr (and indeed all Eastern Turkistan) and the main stock of their race. Who the Uighurs were in remote times, and what was their origin, are speculative questions which need not be investigated here. The best notices of them during early historic times point to their home-land as lying in north-western Mongolia; but in the ninth century they are recorded, in the Chinese annals,93a to have been displaced from that region and to have been driven southward by the Kirghiz,93b who were themselves, at that time, beginning to rise to power, and tending, like other Turki tribes, to press towards the south and west. In early times there seem to have been at least two confederacies of Uighurs in the further east: one living in the region now known as Zungaria, and called the Naimán Uighur, or “Eight Uighurs,” while the other inhabited the country watered by the Orkhon and the Tula, and were known as the Toghuz Uighur, or “Nine Uighurs.”93c When the latter were driven to the south and west, the former remained in their old country, where they are found at the time of Chingiz Khan. The Toghuz Uighur settled in the eastern ranges of the Tian Shan, and gradually built up a new kingdom, extending over all the eastern portion of that chain. Here one of their states seems to have been established on the south of the mountains, and subsequently another on the north. The first had for its chief town the representative of the modern Kara-Khoja (called at different periods Si-Chao, Ho-Chao, and Kao-Chang), and embraced, at some periods at least, the modern district of Kuchar, then known as Kui-tze; while the capital of the second was Bishbálik (the Five Towns), which stood on, or near, the site of the present Urumtsi. Very little is known of even these later Uighur kingdoms, although the date when they flourished is not a very remote one. It is chiefly from the Chinese chronicles that any knowledge of their history is to be gathered, but even these do not appear to have been compiled with completeness, nor to have embraced the entire Uighur nation, which must have been a large and influential one for a long period.

In addition to these Uighurs, always so named, and living in the Eastern Tian Shan, there was a third section of the race dwelling farther west. They are called sometimes the ‘Kar-lughi,’ and their seat of power was originally at Ili-bálik and on the head waters of the Chu. During the eleventh and twelfth centuries, they appear to have dominated Western Turkistan and perhaps the whole of Alti-Shahr, while one of their chief towns was Kashghar, then known as Urdu-Kand. Their rulers were the so-called ‘Ilak-Khans,’ or ‘Kara-Khans,’ whose history is more or less known through the works of Arab and Persian authors, since the conversion of one of the line—a certain Sátuk Kara Khan—to Islám, in the first half of the tenth century. That the state and dynasty of the Ilak Khans were in reality Uighur, there seems to be sufficient evidence to prove, although the name of Uighur was not used by Musulmán authors till a much later date. They seem to have been known by the name of Ta-gaz-gaz94a until the thirteenth century, when they begin to appear under that of Uighur in Western annals, though the Ilak Khans were then no more. From these same Musulman historians we learn that, during parts of the tenth and eleventh centuries, the kingdom of the Ilak Khans extended from Khorasán to China, which is perhaps scarcely to be taken literally, but is only another way of saying that it extended a long way to the east; for the Chinese, in their chronicles of the same period, speak of transactions between their Emperors and the Khans of Kao-Chang and Bishbálik, as if these were independent chiefs.94b

We come to surer ground about the year 1124, when Yeliu Taishi, the Gurkhán of the Kara Khitai, overran the whole of Eastern Turkistan and captured Balasághun, together with much of the country to the northward, which was then under the sway of the Ilak Khans. This invasion put an end to the kingdom of the Western Uighurs—the Kárluks, or Karakháni— while the Eastern Uighurs became tributary to the conquerors. But it was a conquest that probably had little influence on the people by whom the land was inhabited. It is uncertain what tribes the army of the Gurkhán was composed of; in all probability it was much mixed in race, while in any case, it was a mere army of invasion and by no means constituted the migration of a people. The dominion of the Kara Khitai, moreover, lasted for less than a hundred years, so that the Uighurs, as a nation, must have formed too solid a mass to have been in any degree changed in race by this conquest.

Thus, it may be said generally, that for several centuries previous to the rise of the Mongols, certain Turki-Uighur peoples (they may, in future, be called simply Uighurs), under whatever line of kings, had overspread the whole of the province of Alti-Shahr and the districts to the east of it, while at some periods they held sway in Zungaria and extended their dominion westward into Transoxiana. While exercising independent rule, and even subsequently, when allied with Chingiz Khan against the Kara Khitai and other enemies,95a they appear to have shown warlike qualities, but at later dates the impression we receive of them is that of a peace-loving, cultivated race, of settled habits, and forming as great a contrast as possible to their Moghul neighbours. Their taste for literature must have been a strong one; in fact, they were the only literate people at that time in existence between China in the east, and Trans-oxiana in the west. They are credited with having been the first to reduce the Turki language to writing, by borrowing the Syriac written character from the Nestorian missions which, in the Middle Ages, were spread over Central Asia; while the writing, thus founded by the Uighurs, became, at a later period, the origin of the systems still in use among the Mongols and the Manchus.95b Many books were written by them, and both Rashid-ud-Din and Abul Gházi point to their services being in request as administrators, accountants and writers of the Turki language. The latter author especially bears witness to their capabilities in these pursuits. He says: “During the reign of the grandsons of Chingiz Khan the accountants and chief officers of government in Mávará-un-Nahr, in Khorasán and in Irák, were all Uighurs. Similarly, it was the Uighurs who filled these posts in Khitai during the reign of the sons of Chingiz Khan. Oktai Kaán, son and successor of Chingiz Khan, entrusted Khorasán, Mazandarán and Gilán to a Uighur named Kurguz, who was well versed in keeping accounts and knew thoroughly how to levy, in these provinces, the taxes, which he remitted regularly, each year, to Oktai Kaán.”95c They occupied, indeed, a very similar position to that of the Bengali and Marathi Hindus in the administrations of the Chaghatai Emperors of India.

Though the Arabs, during their invasions of Eastern Tur-kistan in the eighth century, had done their best to impose the Musulman religion on the old Uighur population, it seems that they met only with very partial success, as far as the bulk of the people was concerned. They no doubt converted the Kara-Khani, as is shown by the coinage, and it is probable that from the eleventh century onwards, the population in the western districts was largely Muhammadan. In the central and eastern parts, however, the Uighurs continued to be Buddhists and belonged to the red sect of that religion; but Nestorian Christianity must also have been fairly prevalent among them. They are spoken of very generally as Tarsi, and according to some authorities, this should be taken to indicate that they were Christians; but as regards the exact meaning of the word Tarsi, there are differences of opinion. In many cases it was, no doubt, applied to the Nestorians in various parts of Asia, but it was also applied to the Buddhists, the Zoroastrians, and was even used to denote idolators.96a

Strangely enough, the only two European accounts we have of the Uighurs in the Middle Ages (the thirteenth century) differ on this subject: Plano Carpini stating positively that they were Nestorian Christians, while William Rubruk, only eight years later, pronounces them, with equal certainty, to have been idolators, and he adds that they dwelt in towns together with Nestorians and others. It is possible that Rubruk may have regarded most of those he saw as Buddhists, and that he classed all Buddhists with idolators; if so, he would only have been following the practice of many of the Musulmán writers, who drew no very clear distinction between religions that were foreign to their own. But however uncertain this may be, the name of Tarsi frequently included the Nestorians, though it was ordinarily used, during the thirteenth and fourteenth centuries, to indicate the Uighurs as a nation—or more particularly the Uighurs of the eastern Tian Shan. It is in this latter sense that Friar John of Montecorvino, at the beginning of the fourteenth century, speaks of the Tarsi tongue, for he could not have meant a Buddhist tongue. About the same period, too, the Armenian author Hayton, Prince of Gorigos, in his account of the kingdoms of Asia, expressly applies the name of Tarsi to the country of the “Yogurs” or Uighurs.97a Mirza Haidar, writing in the sixteenth century, makes no mention of Tarsi, or even of Uighurs generally, as being the inhabitants of Eastern Turkistan,97b and it may be inferred that, by his time, the bulk of the people having become Musulmans, had ceased to be distinguished by their race-name of Uighur. He speaks only of the ‘Sárigh,’ or ‘Yellow,’ Uighurs, who appear to have been a small community occupying a territory to the east, or north-east, of Khotan, and to have been, according to his view, idolators.97c These may quite possibly have been merely a section of the original inhabitants who had retained their old religion—Christianity or Buddhism—and had found a refuge from the converting Musulmans in the secluded region bordering on the eastern desert. In this case they would have been Turks, like the rest of the population, in race and language.

Besides the Uighurs, the only people that are heard of in Alti-Shahr, at the period of the Tárikh-i-Rashidi, are the Kal-máks, as they had begun then to be called by Musulman writers.97d To the Mongols and the Chinese they were known as Oirat, and this was probably their real name.97e They must have been few in number, and were, of course, Mongolian, and not Turki, in race. Their home was among the eastern ranges of the Tian Shan, and therefore only partially within the limits of Alti-Shahr: thus they were more properly borderers of the “Eastern Khanate,” or Uighuristán, and indeed occupied very much the same localities in which they are found at the present day. In this region, like in Moghul-istan, there were no towns or cultivated districts: the people were tent-dwellers, and owners of flocks, and their religion was, no doubt, Buddhism then, as it is now. During the period of the Moghul Khans, they appear to have played but a small part in the history of the country, and to have exercised little influence over the course of its affairs; though after the disappearance of the Moghuls, and with the opening of the eighteenth century, they began to rise to very considerable power, and, in connection with the Tibetans of Lassa, entered into intrigues and wars that resulted in their own country, together with all Eastern Turkistan and the Ili region, falling into the possession of China.

In Alti-Shahr there could not have been many Moghuls, for with the exception of some few valleys among the southern slopes of the western Tian Shan, the country could, in no way, have been suited to their mode of life. When Sultan Said Khan conquered Kashghar in 1514, perhaps a certain proportion of them may have followed him, but at that date their numbers, even in Moghulistan, must have become much reduced from what they had previously been. Therefore, when a few years later (1525-6), he withdrew the remnant of them from their own country to the hills near Kashghar, in order to rescue them from the hostility of the Kirghiz, they would have formed too small a body to have been accounted part of the population of Alti-Shahr. By that date the Moghul Ulus had become a mere band of refugees; and though afterwards, for a short time, at fitful intervals, their Khans sallied forth from Kashghar and gained some successes over the Kirghiz, the middle of the sixteenth century may be said, approximately, to have seen their practical extinction as a nation.98a

SECTION V.
THE EASTERN KHANATE, OR UIGHURISTAN.

Their inward thought is that their houses shall continue for ever, and their dwelling places to all generations; they call their lands after their own names. Nevertheless man being in honour abideth not; …—Ps. xlix., 11-12.

THE province called by Mirza Haidar, ‘Mangalai Suyah,’ extended, as we have seen, from the western limit of Farghána as far east as the modern Kara Shahr, a town and district that, in his day, bore the name of Chálish, and more anciently that of ‘Yanki’ or ‘Yen-Ki.’ This district, and the larger one of Turfán, that lay beyond it to the eastward, formed, during the two centuries (or the greater part of them) that the Tárikh-i-Rashidi embraces, a Moghul principality which had an entirely separate government from that of the chief Moghul Khanate. During the latter half of the fourteenth century and the first quarter of the fifteenth, while the Dughlát Amirs were in power in the provinces of Kashghar, Aksu, Khotan, etc.—that is, in the whole of Alti-Shahr—there is nothing in the Tárikh-i-Rashidi, or in the work of any Musulman author that I am acquainted with, to indicate who were the rulers of these eastern districts, except Mirza Haidar's mention of their temporary conquest by Khizir Khwája. It seems probable, from what may be learned from the side of China, that the region was regarded as more or less under the power of the Moghul Khans, and the author of the Zafar-Náma, in narrating the wars between Timur and the Moghuls, seems also to imply that this was the case, as has been seen above. Later, again, towards the middle of the fifteenth century, when a division in the Moghul Ulus had taken place, Isán Bugha II., with the support of one section, set himself up in Chálish and Turfán, and there established a separate principality, or Khanate, which lasted down to, and even beyond, the date when Mirza Haidar's history closes.

Our author is found, as will be found in the course of his narrative, of using copulate names, and therefore generally applies to this eastern Khanate, the form Chálish-Turfán, or ‘Chálish and Turfán,’ from its two central and principal districts. There were times, however, as he relates, when the province of Aksu also fell under the rule of the eastern Khan, though it belonged properly to Alti-Shahr. But on two occasions he mentions a country or province of Uighuristán, and in one passage, when describing the boundaries of ‘Mangalai Suyah,’ says that it marched, on the east, with the province of Uighuristán. It would appear, therefore, that the small eastern Khanate really bore that name down to the sixteenth century; and if this is the case, the survival is an interesting one.

Within the district of Turfán, and only some twenty-seven miles to the south-east of it, stands the little known, but ancient, town of Kara-Khoja, which has borne also, in the course of its history, several other names, the chief of them having come to us, through the Chinese, in the forms of Kao-Chang and Ho-Chao. The Chinese annals of the Sung and Yuan dynasties100a mention this place frequently, and make it clear that from the ninth century to within the twelfth, Kao-Chang was the capital of a Uighur kingdom which bordered on the north with another Uighur state, called Bishbálik (the modern Urumtsi), and on the west with a third known, anciently, as Kui-tze, Kus, etc., and now as Kuchar.100b These States, collectively, appear to have been the home and centre of the Uighur race, until a much later date than when, in the twelfth century, they lost their political independence and became subject to the Kara-Khitai. It would not be improbable, therefore, that the region having become known to neighbouring nations on the west as Uighur-istán , when independent, should have retained that name long afterwards, though subject to foreign rulers.

On the partition of the empire of Chingiz Khan among his sons, we read of Uighuristán falling to the appanage of Chag-hatai Khan, and we also learn, from Mirza Haidar, of Chaghatai having entrusted the province called ‘Mangalai Suyah,’ as far east as Chálish, to the care of the Dughláts, but not a word is said regarding the disposal of the districts to the eastward of Chálish. Referring to a later date—about 1320—Abul Gházi mentions Uighuristán as one of the countries, the inhabitants of which, being without a Khan at that time, summoned Isán Bugha I. from Mávará-un-Nahr to reign over them. But although a region is often mentioned by this name subsequent to the time of Chingiz, no indication, as far as I am aware, is given of its situation, until we come to Mirza Haidar's incidental statement that it constituted the eastern neighbour of ‘Mangalai Suyah,’ and was, consequently, identical with the Khanate of ‘Chálish and Turfán.’ On the other hand, though the Khanate is mentioned by Erskine, he does not connect it with the Uighuristán of Asiatic authors, but speaks of it always as “the Eastern districts”—presumably of the Moghul Khanate in general.

Mirza Haidar, unfortunately, omits to apprise his readers of the extent of the Khanate of Uighuristán. At periods when Aksu was not comprised within its limits, it could not have been large. On the east it did not include Kumul (Hami) till as late as 1513, when Mansur Khan annexed that State and joined it on to Turfán,101a as we learn from Chinese sources of information. On the south it may have stretched to a considerable distance, but if so it could have enclosed, in that direction, only the sands of the desert. Northward, among the ranges of the Tian Shan, and along the valley of the Yulduz river, the inhabitants in the sixteenth century, at all events, and probably long before, appear to have been the Oirát or Kalmáks, but whether the Khans of Uighuristán counted these people among their subjects is, from the Tárikh-i-Rashidi, not clear. It is possible that they may have done so at some periods, if not always, and in this case their State may have extended to the upper waters of the Yulduz and to the northern slopes of the Tian Shan. In the days of Khizir Khwája of Moghulistan (about 1383 to 1399), the country of the Kalmáks would appear to have formed part of that Khan's possessions, and, for this reason evidently, was invaded by Timur in his expedition of 1388.101b According to Klaproth (who does not name his authorities in this instance) the region, thus limited, is almost exactly that which was occupied by the Uighurs at the latest period of their existence as a people, though this was long past the time when they had ceased to constitute self-contained or independent states. Indeed, he assigns to them this position until beyond the date of Timur, or within the fifteenth century, and speaks of them as a group of small but not independent principalities.102a In all probability the independence, or otherwise, of these Uighur communities, had no influence on the name which their country went by among neighbouring nations; it seems merely to have acquired the race-name of the inhabitants, as is often the case elsewhere, and (what chiefly concerns us here) to have preserved that name for some two hundred years, after a new and foreign principality had sprung up on its soil.

The only consecutive account of the history of Turfán, from the days of Chingiz and the Uighur chiefs onwards, would seem to be that contained in the Chinese chronicles of the Ming dynasty, and we are indebted to Dr. Bretschneider for an epitomised translation of them.102b The companion province of Chálish is not mentioned in the epitome, and for this reason, we may assume that no notice of it is contained in the Ming-Shi . Possibly the Chinese annalists may have regarded it as part of Turfán, and if this was the case, their account of that province may be taken to embrace the whole of the eastern Khanate of Uighuristán. The Ming record begins very shortly after the opening dates of the Tárikh-i-Rashidi, by relating how the prince of Tu-lu-fan (or Turfán), having repeatedly plundered foreign embassies proceeding through his dominion towards China, the Emperor, in 1377, despatched an army to punish him and ravage his territory—a task that seems to have been accomplished with success. No name is mentioned for this prince. The date would correspond with the reign, in Moghulistan, of Kamar-ud-Din, but I know of nothing that points to Uighuristán forming a part of Kamar-ud-Din's territory, unless perhaps the fact that Timur, shortly after the date in question, when overruning Moghulistan in the course of a punitive expedition, sent one of his columns as far east as Kara-Khoja, which lay well within Uighuristán. On the other hand, a few years later, on the death of Khizir Khwája, Timur's army, under Mirza Iskandar, laid waste the country only as far east as Kuchar, and then (for what reason is not stated) drew off towards Khotan.103a Yet Khizir Khwája is known, from Mirza Haidar's narrative, to have made at least a temporary conquest of Turfán and Kara-Khoja.

These events occurred during the best days of the Moghul power, when raiding and general lawlessness flourished, and it is to be inferred from what little we know of the history of those times, that even if Kamar-ud-Din sometimes held sway in Uighuristán, he was not necessarily the recognised chief of the State. But, whoever was the chief, he seems to have been subdued by the Ming army, for we read of Turfán, in 1406, sending a mission of homage to Peking, while two years after that date another is recorded to have been despatched by the ruling Khan, this time under the leadership of a Buddhist priest. In 1422 a chief of Turfán, whose name is given as In-ghi-rh-cha, is reported to have been expelled from his government by Vais Khan of Bishbálik (i.e., Moghulistan), and to have personally carried his appeal for redress before the Emperor, who caused Vais Khan to restore In-ghi-rh-cha to his possessions. What means the Chinese Emperor took to compel the Moghul to perform this act of restitution is not stated, but the Ming-Shi goes on to relate that in 1425 and 1426 In-ghi-rh-cha appeared a second and third time at Peking, “at the head of his tribe,” to present tribute. In 1428, shortly after his return home, he died.

The next reigning chief mentioned is one Ba-la-ma-rh, on whom the Ming Emperor bestowed presents in 1441, on the occasion of the Egyptian envoy passing through Turfán on his way homeward from Peking. It was about this time—the middle of the fifteenth century—that the Turfán chief, one Ye-mi-li Huo-jo (Imil Khwája?) took possession of Kara-Khoja and Lu-ko-tsin and assumed the title of Wang, or ‘Prince.’ Previous to this, says the Ming historian, Turfán was of little account, but it now became powerful, and appears to have extended its territory, for he incidentally mentions that it was bordered on one side by Moghulistan, and on another by Khotan. The rise in power of the Turfán chiefs did not prevent them from continuing to send tribute to China, and it was shortly afterwards (in 1465) settled that a mission should be despatched regularly once every five years.

The particulars of these missions, the demands they made at the Ming court, and the concessions granted from time to time by the Emperor, need not be followed here. One of them which appeared at Peking in 1469 reported that the Turfán chief had taken the title of ‘Sultan,’ and the name of this personage is recorded to have been Ali.104a In the Tárikh-i-Rashidi no mention is made of the name of Ali, in connection with Uighuristán. The date points to Kabak Sultan, as well as the title; but as Ali is represented further on in the Chinese history to have been the father of Ahmad, we can hardly assume Kabak to be the Sultan indicated. The father of Ahmad was Yunus, who nowhere appears under the name of Ali, while Kabak was grand-nephew of Yunus. That Sultan Ahmad (or Aláchá Khan)—and no other Ahmad—is the personage pointed to by the Chinese annals, seems more than probable, seeing that the dates of his succession and death agree very nearly with those given in the Tárikh-i-Rashidi, and that he is said to be the father of Mansur. But this is not the only reason to suspect inaccuracy in this matter, on the part of the Chinese chroniclers. Even if Ahmad were to be regarded as chief of Turfán, in the sense of being suzerain over the local prince, he could scarcely have played the part they attribute to him, without Mirza Haidar making some mention of his deeds. They represent him, for example, as having proceeded in person against Hami in 1488, as having captured the town, and put to death the local chief104b —a series of important events about which the Tárikh-i-Rashidi is silent. We find there only a brief statement that his son, Mansur, carried on several wars against Khitai, or China.

To proceed, however. In 1473 this Sultan Ali is said to have attacked and captured Hami, together with some tracts to the eastward, proceedings which called forth an expedition from China to recover these places from him. The Chinese had to retire unsuccessful; the Sultan retained Hami, but the tribute missions went on as before. About the same year that he annexed Hami, it appears that Sultan Ali also captured more than 10,000 of the tribe of Oirát, or Kalmáks, and in general he seems to have been a chief of warlike tendencies. He had in his hands the road by which all the tribute missions from the western countries were in the habit of coming and going, and he made the Emperor feel that it was well to be on good terms with him.

In 1478 Ali died, and his son A-hei-ma (Ahmad) succeeded him as Sultan of Turfán. He also was generally successful in holding Hami against the Chinese; if he lost it at one time, he regained it shortly afterwards, and he made the governor nominated by the Chinese, a prisoner. During the period 1478 to 1493 he was nearly always at war with the Chinese, yet he seems to have been ever ready with his tribute, and several missions, carrying lions and other presents, are recorded to have been despatched during these years. At length, however (in 1493) his mission, consisting of 172 men, was stopped and imprisoned near the Chinese border. This event, occurring at a time when the Kalmáks on his northern frontier were assuming a threatening attitude towards him,105a decided Ahmad to abandon Hami and finally peace was established with the Chinese in 1499. Five years later (1504) Ahmad died, and a struggle for the succession to the Khanate took place among his sons. The eldest, by name Man-su-rh (Mansur), got the upper hand, declared himself Sultan, and began at once to despatch tribute to Peking. In 1513 the subordinate Prince of Hami, Bai-ya-dsi by name, made over his province to Mansur, who soon afterwards began to make incursions on Chinese territory proper, by invading Su-chou and Kan-chou. Whether he obtained any but a mere temporary hold on these districts is not apparent, but he is related to have had dissensions with the Chinese, on subjects connected with Hami, till his death in 1545. He was succeeded by his son, Sha—i.e., Shah Khan.

This is a brief outline of Dr. Bretschneider's epitome of the chapters in the Ming history which relate to Turfán, or Uighur-istán. It shows, briefly, the course of the history of the province according to the Chinese view; but when we come to compare the names and dates with the same story as gathered from the Tárikh-i-Rashidi, the two accounts are found not to agree. In the summary, or discursive table, given in Section II. of this Introduction, some of the Khans of Uighuristán have been mentioned, with the dates of their reigns (as far as obtainable), from Mirza Haidar's statements. They may be placed here in juxtaposition with those of the Ming-Shi, for purposes of comparison, as follows:—

Ming-Shi. Tárikh-i-Rashidi.
1. In-ghi-rh-cha died 1428 1. Vais Khan died 1428
2. Manku Timur ? 2. Isán Bugha II died 1462
3. Ba-la-ma-rh was reigning 1442 3. Dust Muhamd died 1468
4. Ye-mi-li Huo-jo was reigning 1450 4. Kabak Sultan ?
5. Sultan Ali died 1478 5. Ahmad died 1504
6. Ahmad died 1504 6. Mansur died 1543
7. Mansur died 1545 7. Shah Khan { was reigning at close of history.
8. Shah Khan died 1570

From this, it appears that none of the rulers mentioned by the Chinese are the same as those given in the Tárikh-i-Rashidi, till the name of Ahmad Khan is reached, while the date of the death of his successor, Mansur Khan, differs by two years in the two accounts. The allusion to Vais Khan accords fairly satisfactorily as to date; but here all accordance ends. The first and third names on the Chinese list would appear to be of Mongol origin; the second is certainly Mongol, while the fourth and fifth, though Musulman, are in no way to be traced among the Moghul Khans whom we know of. It is, perhaps, possible that the earlier Moghul chiefs, while Islam had only partially spread among them, bore Mongol as well as Musulman names, and that the Chinese found it more convenient to use the former, in reducing them to their own phonetics; but against this conjecture for solving the difficulty, it must be considered that the number of Khans, previous to Ahmad, is too great, and that the dates do not correspond sufficiently to admit of the assumption that the Mongol names point to Khans of Moghulistan. A more probable explanation, perhaps, may be that during the reigns of Isán Bugha II. and Dust Muhammad, there were also Moghul Amirs who (like the Dughlát Amirs in Alti Shahr), if they did not reign, at all events held some kind of hereditary position as local chiefs, and that it was they who sent the tribute missions, and carried on intercourse, with the Chinese court. Thus, though not supreme in the Khanate, they might have been the chiefs best known to the Chinese. The possibility of this suggestion derives some support, I think, from the accounts the Chinese furnish of the towns of Kara-Khoja and Lu-ko-tsin (more anciently Liu-Chêng). During the first half of the fifteenth century, both these towns, though situated close to Turfán, were reckoned independent, and sent their own tribute, separately, to Peking; and it was only when Turfán became powerful, after the middle of the century, that they were annexed to their more important neighbour.107a This would have been only very shortly before the commencement of the reign of Sultan Ahmad, or when we come to corresponding names and dates in the two lists. At this time, it may be, the custom was changed, and the reigning Khan may have begun to send the tribute missions in his own name; while the names—especially the non-Musulman ones—of the subordinate chiefs, would have tended soon to fall into oblivion and remain unnoticed by Muhammadan writers. This, however, is only a suggestion—a possible explanation of the discrepancies.

Unfortunately, it is not the only puzzle connected with this eastern Khanate. In his Mémoires concernant les … Chinois ,107b Père Amyot has published several Chinese documents relating to Turfán, one of which is a rescript by the Emperor Shun-Chi (the first of the present dynasty), dated 1647, where notice is taken of the fact that Turfán had not sent to tender homage to China for more than 280 years—i.e., since some date previous to the year 1367, or the commencement of the Ming epoch! So direct a contradiction is this of all that the Ming history has recorded, that it would appear almost hopeless to attempt to reconcile the two statements. It would be tempting to put the Tsing Emperor's direct assertion into the same side of the scales with Mirza Haidar's silence on the subject, and to suspect the veracity of the Ming chronicles; but my impression is that these records contain too much internal evidence of truth, and are too circumstantial in their facts, to admit of the matter being disposed of in so summary a manner. The Emperor Shun-Chi, it must be remembered, had only come to the throne in 1644. He was a mere child of nine years of age in 1647, while his elder relations, who were presumably his advisers, were Manchus, who had been deeply engaged in the wars which had won for him the Empire of China. They probably knew little of the affairs of the country, or of the history of the dynasty that had just been crushed by them and their people. The dynastic history of the Mings, moreover, was not written till many years later,107c while events connected with an insignificant Khanate in Central Asia would scarcely have been in the minds of the courtiers and secretaries, when the Emperor was made to pen, or to approve, the rescript in question; or if it was known to them that Turfán had sent tribute regularly— rather effusively—they probably sought to please him by concealing the fact from his knowledge. The rescript is obviously intended to convey the idea that Shun-Chi is flattered by the homage paid him by the Sultan of Turfán, whose predecessors had never rendered so great an honour to the Emperors of the late dynasty; indeed, the whole document appears to be, more than anything else, a display of exultation on the part of the Emperor, intended to reflect on his Chinese predecessors. The occasion which brought about its promulgation, was the arrival of an envoy from the Turfán Sultan of the time, who is therein called “Ablun-Mouhan”—a corruption not easy to identify with any Musulman name. “Le Sultan,” runs the French translation, “qui règne aujourd'hui sur le Tourfan, descend en droit ligne de Tchahatai, un des fils de Tsinkiskan, fondateur de la dynastie des Yuen ou Mongoux. Ces prédécesseurs, depuis plus de deux cens quatre-vingts ans n'avaient point envoyé d'ambassade solemnelle pour rendre hommage à la Chine, et lui apporter le tribut. Le Sultan Ablun-Mouhan, ayant appris que j'étais sur le trône de l'Empire Chinois, m'envoie des ambassadeurs… Une telle conduite mérite quelque attention de ma part…” And the venerable Amyot adds significantly:—“Ten years afterwards, that is to say in the year 1657, the King of Tourfan again despatched ambassadors carrying tribute, which means in plain French, that he sent people to trade and to receive presents from the Emperor. Yet His Imperial Majesty was greatly flattered by this new mission.”

A still more inexplicable statement is contained in a letter written by Amyot from Peking some time subsequently.108a Referring to Turfán, he says the country was so broken up in the early part of the sixteenth century, that in the year 1533 there were seventy-five small independent States, all the chiefs of which called themselves king. Here, all that can be said is that Amyot must have fallen into some error. He was living at Peking as far back as the middle of the eighteenth century, and may be assumed to have had good sources of information on historical as well as other subjects, but on this occasion he does not mention the authority for the statement he makes. The Ming-Shi, as we have just seen, refers to the two towns of Kara-Khoja and Lu-ko-tsin, as having been thought, by the Chinese, to be independent of Turfán, about a century before the date spoken of by Amyot, but during this interval the tendency of events in Uighuristán was towards consolidation of the kingdom, and centralisation of the power of the Khan. The date 1533 falls within the reign of Mansur Khan, who, we see from the histories of Mirza Haidar and that of the Ming dynasty, was the most powerful and prosperous ruler that the Khanate had had, and it cannot be regarded as likely that, during his reign, the country should have been split up into more independent divisions than there were towns in it, or perhaps into almost as many as there were villages. Had any disintegration been going on, Mirza Haidar could hardly have failed to notice it, and moreover, Sultan Said, then Khan of Moghulistan and Alti-Shahr (Mansur's brother) would scarcely have submitted (as Mirza Haidar reports him to have done in 1516) to a ruler whose kingdom had broken up into small States. In this instance it is far more likely that Père Amyot made use of some imperfect information, than that both the official history of the Ming dynasty and the independent one of our author, should be wrong. What we find from the latter to have been the case is, that after the death of Ahmad, and with the succession of Mansur, Uighur-istán obtained a great increase of strength. Mansur had been chief of Aksu, which province had been invaded and conquered by Mirza Abá Bakr of Kashghar, and the chief had migrated to Turfán with the whole of his tribe and family. The number of the tribe is not stated, but the advent of a large body of Moghuls, together with the Khan, can hardly have failed to prove a source of increased strength to the Khanate, and would point rather to unification than the reverse.

Perhaps if any explanation of so curious a discrepancy may be hazarded, it might be found in the abuse of the tribute missions. As the Ming dynasty declined and approached its fall, the practice of encouraging counterfeit missions seems to have become common; and towards the end of the sixteenth century, and at the beginning of the seventeenth, they came much into vogue among the States bordering on the west of China. This fact stands out with special clearness in the narrative of Benedict Goës, who travelled from Lahore to China in the years 1603-1604, and who died at the frontier town of Suchou, in Kansu, after passing through Yarkand, Aksu, Turfán and Kumul. The account of his journey is, indeed, a meagre one, for the greater part of his journal was lost at the time of his death. Some fragments, however, were recovered and passed into the hands of one of the ablest of the Jesuit missionaries then at Peking—Father Matthew Ricci—who compiled from them the story of Goës' adventures. In this way much of the narrative that has come down to us, is from the pen of a man specially well informed and qualified to expose the real state of affairs, on such a subject as the missions of homage from the west. He tell us that the tribute brought to the capital was merely nominal in value, but that the Emperor, considering it beneath his dignity to receive presents from foreigners without making a return, not only entertained the tribute-bearers on a handsome scale, but paid highly for the objects presented to him in the shape of return gifts, so that every man pocketed “a piece of gold daily, over and above his necessary expenses.” For this reason, the privilege of carrying offerings to China was keenly competed for among merchants and others, who paid highly for a nomination to the post of tribute-bearer. When the time came for setting out, these so-called ambassadors, says Ricci, forged letters in the name of the kings they professed to represent, in which the Emperor of China was addressed in obsequious terms. “The Chinese,” he continues, “receive embassies of a similar character from various other kingdoms, such as Cochin-China, Siam, Leu-Chieu, Corea, and some of the petty Tatar kings, the whole causing incredible charges on the public treasury. The Chinese themselves are quite aware of the imposture, but they allow their Emperor to be befooled in this manner, as if to persuade him that the whole world is tributary to the Chinese; the fact being, rather, that China pays tribute to those kingdoms.”110a

This account may be somewhat overdrawn in respect of the comparisons made with such States as Cochin-China, Siam, Korea, etc., for in these cases it is well known that there was no question of the Chinese winking at an imposture, and allowing themselves to be befooled. Tribute from these States meant political subjection; the exaction of it at regular periods was a serious affair, and one of the cardinal points of Chinese foreign policy. But where the small States of Central Asia were concerned, it was apparently not regarded as so important a matter, and there can be no doubt of the fact that, at the period in question, the custom of sending tribute-bearing missions to China had degenerated, in the Khanates of Eastern Turkistan, to mere trading adventures, and that the Chinese must have been aware of the abuse the custom had undergone.111a Even one of the circumstances that gave rise to Goës' mission, hinged upon a fraudulent embassy of this kind. A Musulman merchant, on his return to Lahore from China, gave the Jesuits there, information regarding the road to ‘Cathay,’ which appears to have had much influence in deciding them to send forward Benedict Goës. The man, on appearing at Akbar's court, and on being asked by the Emperor how he obtained admission to the Chinese capital, replied with frankness, that he had gone in the character of an ambassador from the King of Kashghar.

It may, therefore, be possible that spurious tribute-missions arrived at Peking from so many petty chiefs, or governors of towns, that the Chinese had actually recorded as large a number as seventy-five for the Turfán region, at the time Père Amyot speaks of; though this would in no way demonstrate that the State of Turfán, or Uighuristán, had, in reality, been split up into small divisions.

Though a separate and self-contained State, the Khanate of Uighuristán was in no way disconnected, physically, from the rest of Eastern Turkistan, or Alti-Shahr. No range of mountains or great river divided the two States, and even their people, in race and language, must have been practically one. No doubt there were slight variations in type and dialect, as is the case at the present day, between the natives of Turfán and those of Kashghar and Khotan; but all were of the Uighur stock, and those of the eastern Khanate, occupying, as they did, one of the ancient seats of the nation, perhaps retained the characteristics of the race in greater purity than the communities of the more western provinces. They lived, as it were, on the ruins of ancient Uighuria, and were less accessible than the communities further west to foreign influences, except perhaps, to those emanating from China—which must, however, have been slight. Their land, placed as it is, in the very centre of Asia, is less known, even nowadays, than almost any other part of the continent; the few modern travellers who have visited it having furnished only a meagre description of it. A Chinese author of the last century says that the whole population of the province, in his time, could be estimated at no more than 3000 families, and these were, for the greater part, so poor that they were scarcely able to provide for themselves. In the summer the heat was excessive, and the blaze of the sun on the barren ridges in the neighbourhood of the town, insupportable—wherefore the people had named them “the fire mountains.”112a

One of its distinctive features is the depression, to some 150 or 200 feet below the level of the sea, of the central districts of Turfán and Kara-Khoja. This is one of the driest as well as one of the hottest portions of Eastern Turkistan, and the one where the greatest ingenuity of the inhabitants, both ancient and modern, has been displayed in irrigating the land so as to render it habitable. Mirza Haidar relates the personal exertions of Vais Khan (though these were not particularly ingenious) to provide water for the cultivation of the land; but possibly the tradition regarding Vais Khan's manual labour is not intended to be taken literally. The attention of modern travellers has been attracted by the remains of aqueducts and systems of wells, showing how dependent the population was, and is, on artificial irrigation. Thus Dr. Regel mentions the reservoirs where water from the mountains is stored, and the underground canals that lead it to the town, and serve also as dwelling-places for the inhabitants, during the fierce heat of summer.112b Captain F. E. Younghusband found the modern city of Turfán surrounded by lines of pits upwards of a hundred feet in depth—the lines extending for several miles into the desert.112c

In contrast to the low-lying group of oases in the burning desert, and among the “fire hills,” there rise immediately to the north, the eastern ranges of the Tian Shan, with summits reaching to 12,000 or 14,000 feet above the sea, and capped with eternal snow. One of these is the famous Bogdo-Ula of the Mongols and Kalmáks, or the Tengri-Tágh of the Kirghiz; a mountain that, for ages past, has been held sacred by the pastoral tribes that have inhabited the regions around, and whose people have venerated it, no doubt, because it is the central and most commanding feature of their landscape, and the parent of many of the streams that bring them life.

Yet, in spite of its natural drawbacks of heat and drought, the country appears to have supported, at times during its history, a fairly large population, and to have been one of the chief centres of the Buddhists in the earlier centuries of the Middle Ages; for these communities have left many relics behind them, not only in the shape of buildings, but also of inscriptions and objects of art. The Russian traveller Grijmailo speaks of a place called Singim, lying to the south of Lu-ko-tsin (the old Liu-Chêng),113a where “leaflets enclosed in horn and wooden boxes,” and bearing ancient writings in a language now unknown, are still, from time to time, unearthed;113b while Dr. Regel, again, tells us of vast ruins at a short distance to the south-east of modern Kara-Khoja (the Ho-Chao of the Chinese), to which he gives the name of ‘Old Turfán,’ but which are more likely to be those of ancient Kara-Khoja. These remains are described as covering a large tract of ground, with massive walls, gates and bastions, besides underground passages, vaulted and arched; the whole bearing witness to a high development of architectural knowledge. He mentions also other ruins of a similar kind, lying to the south of the town of Turfán.113c From the Ming history too, we learn that to the east of Ho-Chao there stand the ruins of a city of the past, which are regarded as remains of the ancient Uighur capital, Kao-Chang, and with regard to the aspect of the place in the days of the Mings, the author adds that there were in Ho-Chao more Buddhist temples than dwelling-houses of the people.113d

With the gradual break up of the power of the Moghuls towards the end of the sixteenth century, and the rise of the Manchu dynasty in China in the first half of the seventeenth, the Khanate of Uighuristán fell more and more under the influence of China. For a time, during the eighteenth century, the Kalmáks, with the help of the Tibetans, obtained a hold over it, but this was of short duration, and on their final subjugation by the Manchus, about 1755, the whole country became Chinese territory. In the intervals, however, several petty principalities arose within its limits, and some of these appear to have had for their chiefs, Musulman Khans who claimed descent from the Moghuls. It was probably to one of these that the Manchu emperor Shun-Chi alluded, when in his rescript of 1644 (mentioned above) he spoke of his tributary as a descendant of ‘Cha-ha-tai.’

SECTION VI.
THE “TÁRIKH-I-RASHIDI” AND AFTER.

Kingdoms are shrunk to provinces, and chains
Clank over sceptred cities; nations melt
From power's high pinnacle, when they have felt
The sunshine for a while, and downward go,
Like lauwine loosened from the mountain's belt.

—Childe Harold iv., 12.

WHAT is chiefly wanting to throw light on Mirza Haidar's history, is the narrative of some judicious European traveller— a contemporary, or nearly so—who might have afforded an outside view of the state of Central Asia at the period in question, and thus have brought some of our author's statements into touch with Western aspects of history. The Tárikh-i-Rashidi refers, for the most part, to the darkest times in the annals of the inner Asiatic States: when strife and disorder prevailed, and no commanding personality or stable dynasty existed in any quarter, to check confusion and form a centre of security. In the days of Chingiz and his immediate successors, Mongol rule was supreme over the greater part of Central Asia and China. The Khans were in most respects uncouth and uncivilised, but their government was a vigorous and consistent one while it lasted. They had confidence in their strength, and were, for that reason probably, liberal and tolerant in their general policy, when dealing with the many foreign nations with whom they came in contact. They knew, also, how to ensure order in their own possessions, and thus attracted envoys, merchants, and missionaries, who have been the means (whatever it may be worth) of handing them down in history with perhaps their best side foremost.

The decay of Mongol authority and the rise of Musulman influence, changed all this in the more westerly regions, while, on the side of China, the accession of an unwarlike dynasty tended to weakness at the extremities of the empire, and laid open large tracts of the interior of the continent to the misrule of unstable and lawless tribes, whose chiefs, while unable to gain permanency for themselves, repelled all intercourse with civilised nations, and were the means only of intensifying the barbarism of their people. For a time, towards the end of the fourteenth century and the early part of the fifteenth, the ascendency of Timur and his immediate descendants proved, to some extent, an agency for the preservation of order, and perhaps prevented the tide of nomad misrule from overwhelming the whole of the best parts of Central Asia. Except for this check, it is probable that the relapse into barbarism would have been even more lasting than it was, and would have had more far-reaching results. But the times of Timur and Ulugh Beg were stormy ones, and had little of the steadying influences of those of the Mongols. Being Musulman rulers, the advance of Islam, and the intolerance that always goes hand in hand with that system of religion and government, was encouraged, so that as soon as the secular authority of the Timuri began to weaken, the religious element grew stronger and came to the front. Saints and religious pretenders increased in numbers, and nothing is more clear in Mirza Haidar's history than the influence they gained in all political affairs. Each Khan and Chief, besides many of the leading Amirs, he tells us, retained at their headquarters one or more of these advisers; and he shows how in his own case, and in that of his master, Said Khan, they gained an altogether inordinate degree of control over their patrons. Even such barbarous tyrants as Abá Bakr of Kashghar, and the most blood-thirsty of the Uzbeg chiefs, seem to have honoured them with superstitious reverence, and to have accepted their guidance. It was in deference, apparently, to the teachings of this class, and under the pretence of religious zeal, that all the worst deeds of these potentates were done—that plundering expeditions assumed the name of holy wars, that murders, prompted in reality by fear or revenge, were committed under priestly sanction, and that wholesale slavery was carried on as a meritorious measure of conversion from infidelity.

Under such conditions as these Central Asia must have been impenetrable to European travellers, whether missionaries or merchants, while it is impossible to imagine that any European monarch would depute envoys to such rulers as Shaibani Khan or Mirza Abá Bakr, as they had done to the Mongol Khákáns and to Timur. Even when these personages had disappeared, Uzbegs, Uzbeg-Kazáks, and Kirghiz, acting under chiefs whose names are scarcely known in history (but who were to the full as rude and lawless), were always at war with each other or with their neighbours. They kept the whole of the country north of the Sir and the Tian Shan in a state of tumult, and consequently closed to all foreign intercourse; whilst they were, besides, the means of weakening the governments—such as they were—of Khorasán, Transoxiana, and Alti-Shahr, and assisted in cutting them off from the West. In the days of the grandsons and early successors of Chingiz Khan, we find envoys like Plano Carpini and Rubruk traversing Asia with safety from the Ural to the northern confines of Mongolia, and there finding Europeans in the service of the Khákáns; the Polos could march backwards and forwards from the Mediterranean and the Persian Gulf, to China, and carry with them their wares in security; while preaching friars and missionaries, such as Odoric of Pordenone, John of Marignolli, William of Modena, and their companions, were tolerated not only as travellers, but as propagandists.

These are only a few among those whose names happen to have been preserved in documents which they, or their friends, left behind them, and which have survived till modern times. But for one who committed his experiences to writing, there must have been many of the same class who attempted nothing in the shape of a record, and as many more whose journals, letters, or what not, have been lost during the intervening ages, or which have not yet come to light. In short, all that we know of the early part of the Mongol period, or from the middle of the thirteenth century to nearly the middle of the fourteenth, points to order and security, and thus to a constant intercourse with the West and Europe. But for the whole of what may be called the authentic period of Mirza Haidar's history—i.e., from the second half of the fourteenth century until it closes in the middle of the sixteenth—not a single instance can be mentioned of a European having visited any of the regions of Central Asia, east of Samarkand.

If any there were, no vestige of them has survived; indeed, the party of missionaries, twenty in number, with six lay companions, who had been sent forth from Avignon in 1333 under Friar Nicholas, as Bishop of Cambulu (Khan Báligh), can only be traced as far as Almáligh, and seems never to have been heard of later than 1338.117a The latter date would fall within the reign of the Chaghatai Khan, Buzun, and at a time when no Khan was reigning in Moghulistan. As far as can be gathered from the imperfect chronology of those times, as furnished by Mirza Haidar's history, Isán Bugha, the first Moghul Khan, was already dead, and the second, Tughluk Timur, had not yet succeeded him. Probably Amir Bulaji, the Dughlát, was the Ulusbegi, or chief of the tribe, and he, as we are told, was a Musulman of very recent date. Whether the disappearance of the friars had any connection with the rise of Islam in the country at that time, or with the general disorder that prevailed, can only be a matter of conjecture. All that is certain is that no other European is heard of in Central Asia till the embassy of Ruy Gonzalez Clavijo from Henry III. of Spain to the Court of Timur, which reached Samarkand in 1404, or about a year before Timur's death. The narrative of this embassy, however, does not relate to the part of Central Asia now alluded to, but to the centre of the kingdoms, mentioned above, as forming a barrier against the misrule of the barbarous nomads farther east. Don Ruy's narrative therefore cannot be utilised to throw light on the obscurities of Mirza Haidar's history, for all that the Tárikh-i-Rashidi relates concerning Transoxiana is amply elucidated by other Musulman chronicles, and among them some of the best. More properly it should be said that from the middle of the fourteenth century no European is heard of in eastern Central Asia till some fifty and odd years after the death of Mirza Haidar, and when the kingdom of the Moghul Khans, having split up into a number of small States, was, to all intents and purposes, at the end of its existence.

And if there were no European spectators to review what was passing in eastern Central Asia, neither does there appear to have been any Musulman annalist contemporary, or even nearly so, with our author, who devoted attention to the Moghul Khanates during this dark period. At any rate, I have met with no writer who has done more than allude to them casually. Perhaps the book which casts the most light on the country and the times, is the Zafar-Náma of Sharaf-ud-Din Ali, Yazdi. As one of the historians of Timur's reign, and the chronicler of his campaigns in Moghulistan, Sharaf-ud-Din has necessarily become an authority on the period ending with the date of Timur's death, although he had never set himself the special task of writing a history of Moghulistan and its Khans. He merely speaks of those against whom his hero, Timur, carried on campaigns or had other direct dealings with, but he in no way professes to write the story of the Moghuls for any period. Thus, his narrative ends about a hundred and twenty years before Mirza Haidar was of an age to begin collecting the traditions, which constitute the groundwork of much of the early part of his own book; and for this interval, as well as for the subsequent quarter of a century (about) over which his life extended, it may be said, I think, that he is the sole Musulman authority for the history of the Moghuls. What the Chinese have recorded is brief and incidental only, as we have seen. Where, however, Sharaf-ud-Din occupied himself with Moghulistan and events connected with it in the neighbouring regions, Mirza Haidar has given no account of his own—he trusted entirely to the Yazdi author, and has simply copied his work. The brief period that falls between the opening date of the Tárikh-i-Rashidi, and the point where the Zafar-Náma takes up the narrative, is dealt with to some slight extent by other Musulman authors, though Mirza Haidar gives his own version of it as founded on the traditions of his ancestors.

It may be regarded, therefore, that his history is the only work we have, which deals with the period subsequent to the accounts furnished by the Zafar-Náma—or from the early years of the fifteenth century to the middle of the sixteenth; while for this epoch Mirza Haidar's evidence is unsupported by any European witness, and only very partially attested to by the Chinese annalists. This solitary, individual character of the book may perhaps enhance its value as a history, and render it indispensable as a reference, for the interval where it stands alone; but it must be admitted that it would have had a still higher value had it been illustrated by outside commentary, and had it been connected with Western countries and events by a link of foreign testimony. If, in other words, some European spectator, regarding matters from a different point of view from that of Mirza Haidar, had done for him what Plano Carpini and Rubruk chanced to do for the Jahán Kushai of Juvaini, or Marco Polo for the field covered by authors who treat of the various countries of Asia in the thirteenth and fourteenth centuries, the history of the times might have been worked out to better purpose than is the case now, and fewer doubtful points left unelucidated.

The sequel to the Tárikh-i-Rashidi is, perhaps, scarcely a subject which should encumber this Introduction, yet it may be worth while to sketch very briefly an outline of what took place in Moghulistan and Eastern Turkistan after the last pages of the book were written. At that time the author had been some six years regent of Kashmir, and had already been absent from the kingdom of the Moghuls for about fourteen years, but he continued, it would seem, to keep up communication with his friends in Kashghar till the end, and evidently took a deep interest in all that was happening there. So much was this the case, that in the last recorded chapters of his book,120a though he omits much that might have been worthy of notice regarding the events that were passing around him in Kashmir, he gives some particulars of the course of affairs in what may be called his own country.

At the time when he left it, to conduct Said Khan's expedition into Ladak, Tibet and Kashmir, the Kirghiz and the Shaibán Uzbegs, who were the most inveterate enemies of his people, had been so far checked as to admit of the Khan turning his attention to other quarters. Still they were only checked and by no means subdued: in fact, their power was increasing as that of the Moghuls declined, and very shortly after Said Khan's eldest son, Rashid Sultan, came into possession of his father's kingdom, wars broke out afresh with the Kirghiz, and this time also with the Kazák Uzbegs. Again the Khan is said to have been victorious, and is described as defeating the Uzbegs in more than one great battle; but these victories, like the earlier ones, were mere checks to the enemy, and it seems evident that during Rashid's reign they gained in strength and became practically masters of the greater part, if not the whole, of Moghulistan; while the territory of the Khanate became almost entirely confined to the districts of Alti-Shahr.

This Rashid Sultan (otherwise Abdur Rashid Khan) succeeded his father in 1533, and long outlasted our author, for the length of his reign is given by Amin Ahmad Rázi, in the Haft Iklim,120b as thirty-three hajra years, which would bring the date of his death to 973 H., or 1565-6 A.D. As Ahmad Rázi's account of the dynasty, though exceedingly brief, is the only one that approaches a consecutive story, it may be followed here. He tells us that Rashid had thirteen sons, the eldest of whom was named Abdul Latif. This prince is extolled for his bravery, and is said to have been sent several times, by his father, into Moghulistan, to oppose the Kirghiz and the Kazáks, and that, though he was always victorious over his enemies, he lost his life during the wars.121a His brother Abdul Karim, who was reigning in 1593, when Ahmad Rázi wrote, is also praised for his courage and accomplishments, after the manner of Asiatic writers. Abdul Rahim, the third son, is stated to have left the country without his father's consent and to have led an expedition into Tibet, where he was killed; while the fourth, named Abdul Aziz, died a natural death at the age of sixteen. The fifth son's name was Adham Sultan, but he was known as Sufi Sultan. He had been made governor of Kashghar, by his father, and retained the post for sixteen years, but he survived the latter only for a short time. He appears to have been succeeded at Kashghar by his brother, Muhammad Sultan, the sixth son of Rashid, who was governor of that place at the date of the completion of the Haft Iklim.121b The seventh was called Muhammad Báki, but nothing is recorded of him. The eighth was Koraish Sultan, who had dissensions with his brother Abdul Karim, and retired to India, where he was received with every honour, presumably by the Chaghatais. He left two children, who were still alive when Ahmad Rázi wrote his history. Of the five remaining sons of Rashid Sultan nothing is related; the names of three only are mentioned, as Ulus Sultan, Arif Sultan, and Adul Rahim Sultan.

From this meagre account, little can be gathered regarding the course of events during the forty-four years that followed on the close of Mirza Haidar's work.122a The only two points that seem clear are, that there was much contention with the Kirghiz and a tendency towards subdivision of the Khanate. At length, however, we come to a ray of light (though, alas, too late to be of great value) shed by a European traveller; for the next glimpse we get of the Moghuls and their State is from the narrative of the Portuguese missionary Benedict Goës, which was mentioned, in the last chapter, as having been partially rescued from oblivion by Father Matthew Ricci of the Jesuit mission at Peking.

Goës, in seeking a road to China, from Agra and Lahore, passed through Afghanistan and over the Pamirs, and reached Yarkand towards the end of 1603. Here he remained for about a year, paying, during that interval, a brief visit to Khotan. After this he proceeded, with many delays, eastward, through Aksu, Chálish (the modern Karashahr) Turfán and Kamul, to Suchou on the western frontier of China, where he died in April 1607. He speaks of Yarkand as the capital of the kingdom of Kashghar, and it was there that resided “the king” whose name was Muhammad Khan. How far this Khan's authority extended is nowhere stated, but the pass with which he furnished Goës' party, for their journey eastward, seems to have been respected, at any rate, as far as Kuchar. Aksu is particularly mentioned as “a town of the kingdom of Cascar” (Kashghar), and the chief there is described as a nephew of the king's, and only twelve years of age; but he is not named. The territory of “Cialis” (Chálish) was governed by an illegitimate son of the king of Kashghar; but here again the traveller furnishes no name, and gives no indication of whether the territory was a dependency, or not, of Muhammad Khan's. Similarly, when mentioning Khotan, he merely alludes to “the prince of Quotan,” but gives no name or other information regarding him. Thus the only personage whose name can be identified from Goës' narrative, is Muhammad Khan, who appears to be the ‘Muhammad Sultan’ of Ahmad Rázi's list, and the sixth son of Rashid Sultan. This, at any rate, seems possible as far as dates are concerned, though Ahmad Rázi states that Abdul Karim (the second son of Rashid) was the reigning Khan in 1593, and Muhammad Sultan only governor of Kashghar—meaning, presumably, the town and district of that name, but not the entire Khanate. Ten years, however, had passed between the date when Ahmad Rázi wrote and that of Goës' visit to the country. It is just possible, therefore, that Muhammad Sultan may have succeeded his elder brother during the interval, and in that case he would, according to the ordinary custom, have added the title of “Khan” to his name.

The only other name that occurs in the history of Eastern Turkistan as that of a ruler of Kashghar, is one Ismail Khan, who was apparently the last of all the Moghuls to fill that position, if indeed, he was a ruler, or ‘Khan,’ in the proper sense of the word. It would seem from Mr. Shaw's fragmentary papers, mentioned in note 2, p. 121, above, that he was a great-grandson of Rashid Sultan, and he is shown in this degree, in the genealogical table at the end of Section II. of this Introduction. He must have lived in the third quarter of the seventeenth century when the Khwájas held the real and practical authority in the State; while at a somewhat earlier date we hear of one Muhammad Khan as governor at Yarkand, Abdulla at Khotan, Khudabanda at Aksu, and a certain Abdur Rashid in the districts of Kuchar and Turfán.123a But how these personages were descended we are not told. It is probable that all were grandsons or great-grandsons of Rashid Sultan, but it cannot be so said for certain.

Of the Eastern Khanate, or Uighuristán, nothing is to be gleaned from any Musulman author accessible to me, subsequent to the date of Mirza Haidar's history. A short fragment regarding the succession of the Khans, however, is to be found in Dr. Bretschneider's extracts from the Chinese history of the Mings. It is related there that on Mansur Khan's death, in 1545, he designated his eldest son, Sha (Shah Khan), to be his successor; but Sha's brother Ma-hei-ma (Muhammad) laid claim to the throne, and though he did not succeed in obtaining it, took possession of a part of Hami—a province which was included in his brother's dominions.124a Afterwards he allied himself with the “Wa-la” (the Oirát or Kalmáks), and with their assistance attacked Shah Khan.

No date for this last event is given, nor is the result of the attack mentioned; it is not clear, therefore, whether he gained the throne by force, or by what means. All that is vouchsafed is that Shah Khan died in 1570, and was succeeded on “the throne of Tulufan” (Turfán) by Ma-hei-ma, when three other brothers revolted against him. One of these was named So-fei (Sufi), of whom it is recorded that he “aspired to the crown,” called himself Su-tan (Sultan), and that he sent an embassy to China.124b

As the Khans and their descendants tottered to their fall, the Kirghiz began to descend into the lowlands of Alti-Shahr and interfere, directly, in the affairs of their old opponents. They were, in some cases, the supporters of influential priests, or Khwájas, who were rapidly acquiring an influence that was to gain for them the sovereign power in the country; but without attempting here to follow all the gradual changes that brought about the establishment of these new rulers, it may be said generally, that before the middle of the seventeenth century, the priests and saintly teachers, spoken of above, had acquired so great an authority, that the governing power of the country was rapidly passing into their hands. Their ascendency was the direct result of the encouragement they had received, for some generations past, from the superstitious Khans and Amirs of all the surrounding countries, and it is hardly a matter for surprise that their power, as a class, should develop, or if, when the authority of the dynastic chiefs in Eastern Turkistan was decaying, they should take advantage of the situation to build up a government of their own. As Khwájas, or reputed descendants of the Prophet, their lineage was undeniable, and ranked, in the estimation of Musulman zealots, far in advance of that of any of the Khans or Sultans who held the secular power. They had no special nationality, but formed a class or brotherhood of devotees, banded together in aim and design, though wandering or dwelling, separately, in all the countries of Central Asia. They became expounders of the Musulman law, and the executive authority (such as it was) dare not oppose them; they were also workers of miracles and healers of the sick, and in these capacities obtained a hold over the minds of the mass of the people. “Their tombs,” Dr. Bellew tells us, “were converted into sacred shrines endowed with all sorts of munificent virtues. Rich grants of land were apportioned by successive Khans for the support of their establishments, whose presiding elders in return dispensed, in the name of their patron saint, endless favours and bounties to an illiterate and superstitious peasantry.”125a

The Khwájas, in short, were a class that had been evolved by all that had gone before, during the rule of the Moghul Khans —a rule that had begun with the raiding and lawlessness of irresponsible nomads, and had ended with the hypocrisy and fanaticism that usually mark a people incapable of attaining to any degree of civilisation. In the Khwájas they unconsciously raised up rivals who were to displace their house, while these, within little over a century, had, for much the same reasons as their predecessors, to quit the stage and make room for others. They had scarcely begun to wield the power that had fallen into their hands when, as is the case with most governments and dynasties of Asia, discord began to spring up among them, and their brotherhood was divided into two opposing camps. One of these was known as the party of the “White Mountain,” and the other as that of the “Black Mountain”—the Ak-tághlik and the Kara-tághlik. Their feuds were at first based on religious dissensions, but this rendered them none the less bitter: they soon developed into political strife, which would speedily have brought about the end of their rule, but for the support that both parties obtained from the Kirghiz. The White mountaineers summoned the nomad clans from Moghulistan, while the Black mountaineers called in those from the Pamir region; and though the White party, under the leadership of the celebrated saint, Khwája Hidáyat Ullah (better known as Hazrat Afák) obtained the upper hand for a time towards the end of the seventeenth century, their perpetual contentions resulted in the entire country falling first into the hands of the Kalmáks, and finally passing to the rule of the Manchu Emperors of China.

Thus the Kirghiz were amply avenged on their ancient enemies, and began to form the great confederacies that have endured to the present day.

They and their kinsmen, the Kazáks, not only prospered in their own way, but multiplied, so that at the present time they represent a large section of the population in the Russian Asiatic dominions. Both families are found spread over the whole of the provinces of Central Asia, north of the Sir and the western Tian Shan, in large, if somewhat scattered, communities. Thus, of the Kirghiz proper (the ‘Black,’ or ‘Hill,’ Kirghiz of the Russians), the estimates compiled by Mr. P. Lerch in 1873, from various sources, show a total of about 176,000 persons,126a while a good many more, for whom no numerical estimate is forthcoming, are known to exist in the Chinese provinces to the east of the Russian possessions, and in the hill tracts of Southern Farghána and the Pamirs. The Kazáks—the Uzbeg-Kazák of Mirza Haidar—are even more numerous. For those who are still nomadic in their mode of life, sufficiently ample statistics were available, about twenty years ago, to enable Mr. Lerch to sum up their total numbers, in Russian territory, as some 867,000 souls. But to this section also, some addition would have to be made for communities living in Chinese territory. Moreover, the figures furnished refer only to the nomads among both the Kazák and the so-called Kirghiz proper. There are, however, sections of settled Kazáks who are fairly numerous in the Zaráfshán valley, Kuráma, etc., but they are so much intermingled with the Uzbegs and Tájiks of those regions, that their strength was not (at the time Mr. Lerch wrote) to be ascertained with any degree of certainty.126b

At the same time the other tribal enemies of the Moghuls— the Uzbegs proper—who had become established in Trans-oxiana since the early part of the sixteenth century, continued their sway under the dynasty then founded, down to a date about coeval with the break up of the Moghul kingdom; while, indirectly and after many vicissitudes, they gave rise to the line of bokhara Khans now reigning. Mirza Haidar's own successors in Kashmir are, for some thirty-five years subsequent to his time, to be found among the members of the families, to whose weakness and incapacity he owed his own successful regency of nearly eleven years—a term not often reached, about that period, by any of the native chiefs. After his death, the same internal strife and disorder prevailed, that had been habitual for many years before his government began, so that no less than eight kings are recorded to have reigned between the years 1551 and 1587, when Akbar stepped in and finally annexed the country to the dominions of the Chaghatais in India.

A small residue of the Moghuls still exists among the Turki inhabitants of Eastern Turkistan. The number is trifling indeed, and they are scattered chiefly among the northern towns, where, however, they form no separate communities; on the contrary, they are so much mixed in blood that no one but their immediate neighbours and associates are aware of any difference in their origin to that of the people around them. Still, a difference is so far acknowledged that they are called, and call themselves, Moghuls. In this capacity it must be said, according to the testimony of Dr. Bellew, that they enjoy very little respect: rather they are given over to the meanest modes of life, and are looked down upon as an inferior people.127a It is possible that some may also exist in Western Turkistan, Farghána or Transoxiana, but I know of no mention of them in these countries. In the northern Hazára country, and on the Indian frontier of Afghanistan (among the divisions of the Afridis) we find sub-tribes still flourishing under the name of Mongol or Mangal, who, Sir H. Howorth believes, may very possibly be remnants of the Mongols, and may thus represent the Moghuls of a later date.127b Just as the Hazáras still form a people apart, having descended from Mongol invaders of the country they now inhabit, it may also be that the Mangals are a relic of some other Mongolian army which overran Afghanistan in the days of Chingiz or one of his successors. But whether the features and language of the Mangals show any trace of such an origin, I have no information.

Perhaps it may be in India that Moghuls, of one variety or another, are more numerously represented than elsewhere at the present day. In the course of the operations connected with the compilation of the census of the Punjab, in 1881, Mr. Denzil Ibbetson found large numbers of people claiming the name of Moghul, many of whom, though perhaps descended from the tribesmen who entered India at the time of Baber or Humayun, can scarcely owe their origin to the Moghuls of Moghulistan—the true Moghul Ulus of Mirza Haidar. Such as they are, however, they are chiefly to be found in the neighbourhood of Delhi, in the Rawal Pindi division, and on the routes that cross the northern frontiers of the province. In these localities they are divided into numerous sub-tribes, but of real Moghuls among them, only those calling themselves Chaghatai and Barlás seem to be numerously represented. For the former, Mr. Ibbetson gives 23,593 as the total number, and of the latter 12,137.128a But how far they have retained the characteristics of their race, or whether, in their changed condition, they would be recognised as the blood relations of the present Mongols of Mongolia, or even of the Hazáras of Afghanistan, there is nothing to show. Sill, something of the Mongoloid type must remain, it would seem, to support their individuality as a tribe.

On the frontiers of India, apparently, as in Eastern Turkistan, the descendants of the Moghuls do not bear a good name; but with the people of a tribe that has fallen from a position of supremacy, and one that at no time has had any very high qualities to recommend it, this is perhaps not surprising. The national character of a community would naturally degenerate with the loss of political and military power, and in the absence of a consciousness among its members, that they belonged to a ruling caste. The more remarkable circumstance is that the race, when transplanted to a foreign country as populous as India, should have endured at all, and that it should still show any signs of individuality. The fact that Moghuls of any variety should yet remain as a people, is one more piece of evidence which may be added to those mentioned in Section IV. above, that many hundreds of years are needed to eradicate the Mongol type, or to blot out its racial affinities, even when overlaid by the superior numbers of an alien nation.

From a note in the margin, it appears that he finished it on the 4th of January, 1841. The MS. is numbered at the British Museum, Add. 26,612.

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I may remark here, that since completing the present version, and indeed, within the last few weeks, I have been favoured by Capt. F. E. Young-husband, and others of Mr. Shaw's friends, with an opportunity of examining some of the papers which he left. Among these are several unpublished extracts from the Tarikh-i-Rashidi, as well as some more complete sections of a rare Turki work called the Tazkira-i-Khwájagán (‘The Memoirs of the Khwájas’) which forms—from a chronological point of view—a continuation of Mirza Haidar's history. The translations from the latter work were evidently intended, by Mr. Shaw, for early publication, but the fragments from the Tarikh-i-Rashidi appear only to have been preliminary studies destined to serve, at some future time, as a groundwork for a more complete translation.

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It may be said to consist of accentuating the a, in order to give the sound of that letter in father; while other vowels are expressed (as Mr. H. G. Keene has tersely put it) “by the English sounds in ‘ruminant’ and ‘obey’” (Orient. Biogr. Dict., p. vii.). It may be added that ordinarily used and well-known names have been spelled, in the Introduction and footnotes, as they are commonly met with in English writings; though in the text they stand as the author has written them. Thus in the text will be found, for instance, Babar, Dehli, Gang, etc.; while elsewhere these names occur as Baber, Delhi, Ganges, etc.

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It will be seen, lower down, that Mirza Haidar invariably speaks of the ruling house which we know as “the Moghuls of India,” by the name of Chaghatai, which is, of course, strictly correct. He reserves the name of Moghul to denote his own race—i.e., the descendants of the Moghuls (or Mongols) of Moghulistan. The subject will be explained farther on in this Introduction.

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Cathay and the Way Thither, p. 523.

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He sums up his sentiments regarding them in some verses, which are translated, as follows:—

If the Moghul race were a race of Angels, it is a bad race; And were the name Moghul written in gold, it would be odious. Take care not to pluck one ear of corn from a Moghul's harvest. The Moghul seed is such that whatever is sowed with it is execrable.

—(Memoirs, p. 93.)

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“You certainly do not excel in letter writing, and fail chiefly because you have a great desire to show your acquirements. For the future you should write unaffectedly, with clearness, using plain words, which would cost less trouble both to the writer and the reader.”—(Ib., p. 392.)

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Mr. Erskine has remarked that it forms a “valuable accompaniment to the Commentaries of Baber, which it illustrates in every page.”—(Hist. of India, i., p. 193.)

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Catalogue of the Persian MSS. in the British Museum, by Ch. Rieu, Ph.D., 1879, vol. i., p. 167. But I have only partially followed Dr. Rieu's analysis of the Tarikh-i-Rashidi.

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This should be borne in mind in reading the text, for in Part I. the author frequently alludes to what he has written in Part II.; while in Part II. he promises to make mention of certain events in Part I.

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As these two documents do not properly belong to the history, they have not been included in the translation.

↩

The year 905 H. began 8th August, 1499.

↩

See the genealogical table of the house of Chaghatai facing p. 49.

↩

Mirza Haidar, like all natives of Central Asia, used the name Tibet to signify Ladak, but he applies it also, on some occasions, to the territory ruled from Lassa, or Tibet proper, as understood in modern times. (See notes, pp. 135 and 136.)

↩

See Quatremère's extracts from this work, in the Notices et Extraits des Manuscrits de la Biblioth. du Roi, xiv., p. 484.

↩

17th May, 1540, or 10 Muharam, 947 H.

↩

Abul Fazl (according to Price) implies that Humayun, in person, commanded the centre, while the right and left wings were led by a brother and a nephew, respectively. (Muhamd. Hist. iii., p. 781.)

↩

The historian Jauhar mentions that during a brief halt made at Fattehpur Sikri, Humayun, while sitting in a garden, was shot at by some unseen person, and that “two attendants” having been sent in pursuit of the would-be assassin, both returned wounded. Mr. Erskine (following apparently the Akbar-Náma of Abul Fazl) mentions that one of the wounded “attendants” was Mirza Haidar. (See Jauhar's Tazkirát ul Wakiát, trans. by Stewart, p. 24; and Erskine's Hist. of India, ii., p. 194.)

↩

See for Abul Fazl, Price's Muham. Hist. iii., pp. 787-862; Jarrett's Ain-i-Akbari, p. 390; Erskine's Hist. ii., pp. 364-68. For Firishta, Briggs, iv., pp. 497 seq., and Mr. C. J. Rodgers' Extracts, in J.A.S.B., 1885, pp. 98 seq.

↩

The name appears in this form in the histories of both Abul Fazl and Firishta, but Mr. Rodgers informs us that all the coins bear Nádir in place of Názuk (p. 114).

↩

Price, iii., p. 825.

↩

These names are given elsewhere in Firishta as Kará Bahádur and Bhirpul. The latter stands probably for Bhimber below Nau Shahra.

↩

The Hajra year is 958, which began 9th January, 1551.

↩

Erskine, ii., pp. 366-7; on the authority of the Akbar-Náma.

↩

Probably the former date, but perhaps the latter; for there is some uncertainty about the third figure. See S. L. Poole, Cat. Coins of Muham. States of India, p. xlviii.

↩

The date of Humayun's recovery of Kabul varies somewhat in the accounts of different native authors, but Mr. Erskine adopted that of 10 Ramzán 952, or 15th November, 1545 (Hist. ii., p. 325), so that it is possible that these coins may have been struck, as Mr. S. L. Poole suggests, to commemorate that event. (Loc. cit.)

↩

The Tazkirát ul Wakiát, trans. by Major Ch. Stewart, 1832, mentioned on p. 17.

↩

See Elliot's Hist. India, iv., p. 497.

↩

Notices et Extr., etc., xiv., pp. 474-89.

↩

The Khan's name is occasionally written in this way, but it is incorrect. The word Abu is redundant.

↩

Hist. ii., p. 368.

↩

Vol. xx., New Series, pp. 72, seq.

↩

As the word Khákán will often be met with in the Tarikh-i-Rashidi, it may be explained, here, that the difference between it and the simple form of Khán was one of degree. Khákán was a form of Kaán which was, originally, the peculiar title of the supreme sovereign of the Mongols, while the subordinate princes of the Chaghatai, and other Chingizi lines, were styled only Khan. After a time the higher title degenerated, and was used by many besides the sovereign, as will be observed in the course of the Tarikh-i-Rashidi. Marco Polo always wrote Kaán, and applied the title to Kublai, the Mongol Emperor of China. The meaning of Khákán, Sir H. Yule considered to be “Khan of Khans,” or the equivalent of the modern Khán-Khánán. (See Marco Polo, Intro. pp. 9, 10; also Dr. Terrien de Lacouperie in Babylonian and Oriental Record for December, 1888.)

↩

I.e., the country of the Jungar, or Zungar—the left-hand—Kálmáks.

↩

Oliver, pp. 90, 91.

↩

Oliver, p. 96.

↩

This Wazir was brother of Ala-ud-Din Ata-Mulk, Javaini, the historian and author of the Tarikh-i-Jahán Kushai—a work that will be often alluded to farther on.

↩

Oliver, pp. 97, 98.

↩

Properly “Timur Uljaitu;” the Tie-mu-urh, or Ching Tsung, of the Chinese.

↩

Hai Shan, or Wu Tsung, in the Chinese annals.

↩

Oliver, p. 105.

↩

See Abul Gházi's Hist. des Mongols, transl. by Desmaisons, pp. 164-5, and Khwándamir's Habib us Siyár, transl. by Defrémery in Journal Asiat. 4me Série, tom xix., pp. 270 and 280.

↩

Erskine notes (Hist. i., p. 37) that in the Tarikh-i-Rashidi he is called Ais or Isán Bugha; in the Shajrat, p. 378, and by Price (Muham. Hist., vol. iii., p. 7), following the Khulásat-ul-Akbar, Il, or Ail, Khwája; by Sharaf-ud-Din (Pétis' transl. tom. i., p. 26), Aimal; and by Abul Gházi, “Aimal Khwája, who reigned in Mavara-un-Nahr under the title of Isán Bugha Khan.” As regards the name Ais, however, there is some mistake due to a misreading of the text by Erskine. The name nowhere occurs in this form.

↩

Desmaisons, p. 165.

↩

Vol. i., Appendix B.

↩

As the Haft Iklim copies from the Tarikh-i-Rashidi, and does not copy completely, it need not be referred to as an authority. (See Not. et Extraits, xiv., pp. 474 seq.)

↩

Price's Muham. Hist., iii., p. 300.

Pétis de la Croix, Hist. de Timur Bec, iii., p. 213.

Bretschneider, Med. Res., ii., pp. 231, 239.

↩

Notices et Extraits, vol. xiv., p. 296.

↩

Notices et Extraits, p. 388.

↩

Med. Researches, ii., pp. 239-42.

↩

Bishbálik: the Chinese name for Moghulistan, as will be seen lower down.—[Ed.]

↩

According to the Zafer-nameh, Khizir Khodja died in 1399…

↩

The Mohammedan authors do not record this marriage.

↩

This seems to be the Amir Khodaidád of Kashgar, a man of great influence in Moghulistan… The embassy of Shah Rok to China in 1420 met the Amir Khodaidad, who then enjoyed great authority in the country of Moghulistan.

↩

The embassy of Shah Rok saw an envoy of Awis Khan, by name Batu Timur Anka, in Peking, in 1421.

↩

Isan Buka II. of the Mohammedan authors…

↩

Imil Khodja. This Khan is not mentioned by the Mohammedan authors.

↩

The two dates should probably be reversed.—[ED.]

↩

According to Chinese annals, the portion of the list bracketed above, should stand:—

Khizir Khwája died 1399
Shama-i-Jahán died 1408
Muhammad Khán died 1416
Nakhsh-i-Jahán died 1418
Vais Khán died 1428

Each of these appears to have succeeded immediately on the death of his predecessor.

↩

According to the Chinese accounts Isán Bugha II. died in 1445, and was succeeded by one Ye-mi-li-hu-jo (Im-il Khwája), a personage who does not appear to be mentioned by any of the Musulman historians.

↩

The six cities were Kashghar, Yangi Hisar, Yarkand, Khotan, Ush-Turfán, and Aksu. Dr. Bellew informs us that Marálbashi was sometimes added to the list, when Alti Shahr became Yati Shahr, or seven cities. (Yarkand Report, p. 185.) The name is probably of Khokandi origin, and belongs to the present century.

↩

For some remarks on this name, see note, p. 7.

↩

See the Masálak-al-Absár of Shaháb-ud-Din, transl. by Quatremère in Not. et Extr. xiii., p. 257.

↩

See Yule's Marco Polo, i., p. 228.

↩

See Bretschneider, i., pp. 127, 129.

↩

See Bretschneider, i., p. 258. But Mr. Watters deriving his information, it seems, from Chinese sources, counts Bishbálik, or Urumtsi, as one of the “Five Cities,” and mentions Yenki (now Karashahr) and Kuitze (the present Kuchar) as two of the others. The remaining two he does not specify. (China Review, xix., No. 2, pp. 108, 112.)

↩

Bretschneider, ii., pp. 225 seq.

↩

These were two ancient kingdoms, explained by Dr. Bretschneider to have existed before the Christian era, and to be generally identified, by the Chinese, with the modern Karashahr and Kuchar.

↩

Sung Yun, in 518 A.D. See Beal's Si-Yü-Ki, i., p. xc.

↩

Sung Yun, in 518 A.D. See Beal's Si-Yü-Ki, i., p. xc.

↩

Comp. Klaproth, in Timkowski's Voy. à Peking, i., p. 392, and Radloff in Petermann's Mittheilungen, 1866, Heft. iii., p. 97.

↩

This force was, however, only the army actually operating against Kashghar, Yangi Hisar, etc., for the author mentions other troops that were guarding the road from Moghulistan, and the baggage; though as regards the number of these, he gives no indication.

↩

See Bretschneider, ii., pp. 18, 144.

↩

Beal's Si-Yü-Ki, ii., pp. 323-4.

↩

See Journ. Rl. Geo. Socy., 1877, pp. 9-11.

↩

Mirza Haidar and the Chinese traveller, referred to above, attribute these calamities to the showers of fine sand that frequently fall after violent storms of wind. It is, no doubt, a fact that a high wind carries quantities of impalpable dust into the air, and that much of this gradually falls to the ground again when the storm subsides. In this way the dust showers are formed which have been described by the Georgian traveller Danibeg, in 1795, and by Mr. W. H. Johnson, who visited Khotan in 1865. But these showers cannot be held to account for the disappearance of towns, or even buildings, in the sudden and calamitous manner described by Asiatic authors. Their action would be extremely gradual, and could only submerge a building after operating for centuries, while that of the sand-dunes can accomplish it in a few years. (See, for Danibeg, Geogr. Mag. 1876, p. 150. Johnson in J. R. G. S. 1867, p. 5. Also note, p. 11.)

↩

Prejevalski, Kulja to Lake Lob, pp. 163-4.

↩

Beal's Si-Yü-Ki ii., pp. 324-5.

↩

See Pros. R. A. S. B., Nov. 1890.

↩

This section was read, in MS., by Sir H. Howorth, who had the kindness to add some marginal notes. These I have distinguished by subscribing his initials.

↩

At the present day, it takes a sharp ear to distinguish the exact pronunciation, when the word is spoken by a true Mongol—as, for instance, a Khalka or a Chakhar. It sounds as often Mo-ghol or Mo-ol as Mongol; and sometimes even Monghol. But always with the vowel sound of o, and never that of ú. The latter vowel is, no doubt, a foreign introduction.

↩

The name Kalmák is a difficulty. It is unknown among the so-called Kalmáks, who treat it as a term of opprobrium, and it has been suspected to be a corruption of Kalpák. Kara-kalpáks—black hats—will be remembered as an appellation. I am quite convinced that the Naimáns and Karlughs were a branch of the Uighurs. Naimán means “eight,” and, by itself, is an impossible appellation. They were really called “Naimán-Uighurs,” or the “Eight Uighurs.” When the Mongol Empire broke up, the Naimáns joined the Kazák and Uzbeg confederacies, and the chief tribe of the Middle Horde is still called Naimán.—H. H.

↩

The late Professor Grigorief has explained that: “from the time of Timur the name Mongol, or Mogol, was given, by Musulman historians, not to the Mongols, but to the Turkish subjects of the Jaghatis who ruled in Zungaria and the western parts of what are now called the Kirghiz steppes.” (See Schuyler's Turkistan, i., p. 375.) The word “western” is probably a misprint for “eastern;” but Professor Grigorief can hardly mean that the name of Mongol, or Moghul, was applied only to those who were Turks, and consequently not Mongols, by race. My impression is that the confusion he has fallen into, will be sufficiently cleared up by observing the non-ethnic way in which Asiatic writers use the word Turk, but which the Professor seems to have taken in a strictly ethnical sense. This subject will be explained farther on in the present Section.

↩

My attention has been called to a Mongol word jété, chété, or chata, having the meanings of ‘margin,’ ‘border,’ or ‘a march;’ but these are significations which could scarcely have been applied as a term of reproach or depreciation.

↩

Quatremère, though unaware of the meaning of the word, sagaciously inferred, from the numerous authors he had read, that it was employed to designate a nation composed of Mongol tribes and others, and was not in reality a race name. He tells us also that the term Jatah is of very recent origin. It is not to be found in the works of authors previous to the fifteenth century, and is about contemporaneous with the birth of such denominations as Kazák, Sart, Sirr, Kalmák, and others. On the other hand, the word could not be traced by Quatremère in any book subsequent to that of Abdur Razzák (the Matla i Saadain), who died 1482. (See Not. et Extraits, xiii., p. 231.)

↩

It occurs in a list of thirty-nine tribes furnished by Wassáf, who compiled his list from a book called the Tarikh-i-Mogul. This information reaches me from Khan Bahádur Maula Bakhsh, H.M.'s Attaché at the Consulate General in Khorasán. (See also App. B.)

↩

In Erdmann's Temudschin de Unerschütterliche, p. 168.

↩

Not. et Extr. xiv. p. 282.

↩

Marco Polo, i., p. 99, and note.

↩

Temudschin, Introd. p. 183.

↩

It is not clear in what sense Marco Polo uses the word “Tartar,” but it may, I think, be assumed that with him, as with most Western writers, the Chaghatais would have come under that denomination.

For some further remarks by Mr. Maula Bakhsh on the Karáwánás in Persia, see App. B.

↩

In making this remark I am not alluding to the origin of the Mongol tribes. How Mongol, Turk, and Tatar arose in remote ages, is a subject with which Mirza Haidar's book has no concern, and which, therefore, need not occupy us here. Dr. Erdmann, in his learned work just cited, has thoroughly sifted the matter, and has shown how the Mongol was originally connected with the Turk. Sir H. Howorth has come to similar conclusions with regard to the common origin of the two people. I am dealing, here, with only the long subsequent period when Mongols and Turks had come to differ from one another, in feature and in language, to as great an extent as the Scandinavian and Latin races in Europe. What does concern this history is that that section of the Mongols, best known to their Western neighbours as the inhabitants of Moghulistan, were at the period in question still Mongol, in fact, though perhaps gradually tending to become Turkish by fusion of language and blood.

↩

See p. 97.

↩

More exactly, seventh son of Hulaku, who, becoming converted to Islam, towards the end of the thirteenth century, took the name of Ahmad, and reigned as Sultan Ahmad, in succession to his brother Abáká. The name, however, instead of Nikudar, should perhaps read Takudar. (See Howorth, iii., pp. 310 and 680.

↩

See H. C. von der Gabelentz, “Uber die Sprache der Hazaras und Aimaks,” in Zeitschrift Deutsch. Morgenland. Gesell. xx., pp. 326-35 (1866). According to Khanikoff, the Hazáras are the posterity of an army, or tribe, led into the hills they now inhabit, by Shah Rukh. (Ibid, p. 335.) If so, they must have been pure Mongols in type, while dwelling in the low countries, as late as the end of the fourteenth century; but the view given in the text above is the more probable. (See also Col. Jarrett's note in Ain-i-Akbari , ii., pp. 401-2, Calcutta, 1891.)

↩

Découvertes Russes, vol. iii., p. 209.

↩

Elliot's Hist. of India, iii., pp. 528-9.

↩

The name of Tatar, we are told by D'Ohsson, was applied to the Mongols by their Western neighbours, and became propagated, from nation to nation, to the extremities of Europe; although the Mongols themselves rejected it with disdain, as belonging to a hostile people whom they had exterminated. (Hist. des Mongols, i., p. 94.)

↩

Hist. des Mongols, etc., Desmaisons' transl., pp. 34 and 52-3. Abul Gházi's evidence on this point is not particularly satisfactory, but it has some value, because he was one of the latest of the Musulman historians. His book was only completed about 1664; and he was therefore aware of all the changes that had taken place among the Moghuls down to that time. If they had become the pure Turks they are sometimes represented, we should probably find the fact noticed by him, though not by earlier authors. The history of Rashid-ud-Din is often spoken of as the best and fullest, and no doubt this is the case, but it is some 350 years earlier in date than that of Abul Gházi, and consequently previous to the decadence of the Moghuls. Moreover, the latter knew the contents of Rashid-ud-Din's book, for he tells his readers that he had it before him when compiling his own, together with seventeen other historical works.

↩

See p. 97 of the text.

↩

D'Ohsson's Hist. des Mongols, i., p. 217.

↩

Ibid., p. 248.

↩

Raverty's Tabákát-i-Násiri, note, p. 891.

↩

Tabákát-i-Násiri, pp. 935-6.

↩

D'Ohsson, Introd. p. xxiii.

↩

Reinaud's Abul-feda, ii., pt. 1, p. 296.

↩

Thonnelier, Dict. Geogr., p. 48.

↩

Tabákát-i-Násiri, p. 566.

↩

Jaubert's Idrisi, pp. 494 and 498.

↩

His editor, Professor Dowson, in a foot-note, marvels that his author should “sometimes confound Turks and Mughals,” while “in some passages he discriminates very accurately between them.” Herein lies precisely the difficulty that has occurred to other translators and commentators. The solution, I venture to think, is as now pointed out.

↩

According to some authorities it might be said that Turk was used in opposition to Sart; but the application of the word Sart is subject to some variations. Mr. Shaw gives as a definition of Sart:—“A term applied by the nomads (Kirghiz, Kazzáks, etc.), to dwellers in settled habitations, whether Turks or Tájiks, i.e., whether Turanians or Iranians.” But, in some cases, the name Sart is used to denote only the settled Turks, and to differentiate them from the Tájiks. Moreover, in the works of Musulman authors referring to the period of the Tarikh-i-Rashidi, it is seldom found as an ordinary appellation, though Baber, it is true, employs it in describing Marghinán. In our own times it is not often heard in the eastern parts of Central Asia; though, to judge by Russian writings, it is perhaps more frequently used in Khiva and the adjoining regions of Russian Turkistan, etc. It is, however, an imperfect term to make comparisons with. (See Shaw, Sketch of Turki Language, Asiat. Socy., Bengal, pt. ii., 1880, pp. 61 and 116; Baber, p. 3; and Lerch in Russische Revue, 1872, Heft. i., p. 33. Also Shaw's High Tartary, p. 26, where he defines the Sarts as “a settled people, who include the Aryan Tajiks as well as the Tartar Oosbeks and others.”)

↩

The Hiung Nu of Chinese historians have often been described as a Turki race, yet it is significant that Professor de Lacouperie, on investigating the point, came to the conclusion that the Hiung Nu “seem to have been a political, not a racial, unity.” (See Western Origin of Chinese Civilisation, p. 223.)

↩

I.e., the early years of the fourteenth century.

↩

D'Ohsson, i., pp. 428-9.

↩

Turks in India, p. 24.

↩

I may take this opportunity of remarking that Mr. Keene must have referred to the old translation of the Swedish officers of Charles XII., when he states (p. 50) that Abul Gházi “is represented as saying that he wrote his book ‘in the Moghul or Turki language.’” I cannot find such a passage in Desmaisons' version. At p. 36 the author is made to write:—Afin de mettre cette histoire à la portée de toutes les classes, je l'ai écrite en Turc;” and I believe this to be the only allusion he makes to the subject. It is an additional instance of the dual mode of using the word Turk, for here Abul Gházi employs it to denote the language of the Turks proper, in an ethnic sense. He in no way classes the two tongues as one. He was, himself, a Turk of Khiva, and Mr. Erskine, who remarked the inconsistency in the old version of Abul Gházi's history, has well said:—“No Moghul or Turk would have confounded these two languages.” (Hist., i., p. 536, App.)

↩

Report on the Punjab Census for 1881. Calcutta, 1883, vol. i., p. 276.

↩

It is curious that the name Gypsey is a corruption of Egyptian. They are always called Egyptians in our early Acts of Parliament, and it is probable that they came to England first from Egypt, whither they had gone from the country of the Golden Horde, where we first meet with them.—H. H.

↩

Whence it came about that the Arabs are referred to as Ta-hi in early Chinese accounts of the West.—H. H.

↩

Professor Nöldeke has been good enough to inform Mr. Ross that Tájik (better Táchik) and Tázi are the same word, the former being merely the older form. Chik means “belonging to,” and in this case “belonging to the tribe of Tai.” In modern Persian Chik becomes Zi.

↩

It is quite possible that the name of the famous Turkish tribe of the Khazars is connected with the same word.—H. H.

↩

Page 23. I am indebted to Mr. Stephen Wheeler for this appropriate extract.

↩

In another way, the name of the specific tribe Alemanni, who lived nearest to Gaul of all the Germans, became the generic name of all Germany —Allemagne.—H. H.

↩

See Bretschneider, i., p. 236 seq. Also Klaproth, Tableaux Hist., p. 129.

↩

Or more properly, as Sir H. Howorth notes—“the people whom the Chinese call Hakas, and who are identified, in my paper on the Kerais, with the ancestors of that famous people—the subjects of Prester John—who, in the time of Chingiz, are found dominating the old Uighur country.”

↩

I owe this definition to Sir H. Howorth.

↩

This word is, no doubt, an Arab corruption of some Turki term, or a mis-reading due to copyists. Ta-gar-gar, Ba-gaz-gaz, etc., are other variants of the same word; and all lock as if they contained a corruption of Uighur, or possibly even of Toghuz-Uighur. In the geographical notices of the Arab, Yakuti (fifteenth century) the name occurs as Taghaz-ghaz—without any alif. He calls them a race of Turks. (Not. et Extr., ii., p. 531.)

↩

I have purposely omitted to mention the separate Uighur state which is said to have been established near Kan-chou and Su-chou, on the borders of China, as that lay beyond the range of the provinces in question in the Tarikh-i-Rashidi, and was probably a mere isolated state or community of very small importance.

↩

They submitted voluntarily to Chingiz in 1209.

↩

Yule's Cathay, pp. 205 and 264-5. Also Bretschneider, i., p. 262.

↩

Pages 41-2.

↩

See note, p. 290.

↩

See Yule's Cathay, p. 205.

↩

He notices only certain persons as Uighurs, and in the one passage where he mentions the word Tarsa, he is citing the Tarikh-i-Jahán Kushái. In his day the name was probably extinct.

↩

See p. 348, and note, p. 349.

↩

Professor Grigorief states that the name of Kalmák (or Kal-imák) only appears for the first time in the fifteenth century. (Schuyler, i., p. 369.)

↩

The Chinese corruption was Wa-la. They are the same people who became subsequently known as Eleuth or Olöt, and Zungar (Bretschneider, ii., p. 159); though it would perhaps be more correct to follow the Chinese traveller Chuan Yuan, of the last century, and say that the Zungars were a branch of the Eleuths. (See Gueluy, Chine Occid. in Le Muséon, 1887, p. 100.)

↩

See for some further remarks on this subject Sec. VI. of this Introduction.

↩

As translated by Dr. Bretschneider, i., pp. 238-50; and ii., pp. 198-202.

↩

This is the Chinese acceptation, but it is perhaps more probable that Kuitze or Kuchar did not form a third state; it may have been included in Kao-Chang. At an earlier period (seventh century) Kuitze or Ku-tze is believed by Mr. Watters to have been one of the five divisions, or five cities, of Bishbálik. (See note, p. 62 of Introduction).

↩

Kumul remained dependent on Turfán till the year 1669, when it became Chinese.

↩

See Pétis de la Croix, Hist. de Timur Bec, ii., p. 46.

↩

Tableaux Historiques, pp. 121-5.

↩

Most, but apparently not all, of what Dr. Bretschneider has translated is contained in De Mailla's Hist. de la Chine (vol. x.), but it is there much scattered and involved with the history of Hami. Dr. Bretschneider's version is therefore the more useful of the two. (See his Med. Researches, ii., pp. 193 seq.)

↩

Pétis de la Croix, iii., pp. 216-17.

↩

Klaproth says that in 1490 a rebel arose in Turfán, who took the title of Sultan; and he appears to be using some Chinese history as his authority. (Sprache u. Schrift d. Uiguren, p. 47.)

↩

Bretschneider, ii., p. 196; De Mailla, x., pp. 255, 257.

↩

De Mailla says the Oirát were perpetual enemies of the Musulmans of Turfán, and could put 50,000 men into the field. (Hist., x., p. 302.)

↩

Bretschneider, ii., pp. 185, 187.

↩

Vol. xiv., p. 15.

↩

The order for the compilation of the Ming Shî, Dr. Terrien de Lacouperie informed me, was passed in 1679. Fifty-eight scholars were appointed to engage in the work, which was not finished till 1724.

↩

Mém. Con. les Chin. xiv., p. 19. No date is traceable for this letter.

↩

Yule's Cathay, pp. 582-3.

↩

Sir H. Yule cites Abel Rémusat to show that the same thing had happened in the days of the Sung Emperors—i.e. the last native Chinese dynasty prior to the Mings. (Cathay, p. 583.)

↩

Bretschneider ii., p. 202.

↩

Petermann's Mittheilungen, 1880, p. 205.

↩

P. R. G. S., 1888, p. 498.

↩

In Dr. Regel's map this place is marked some thirty-six miles to the north-west of La-ko-tsin (Luktochin), an instance of how uncertain our information is regarding this region. (See map in Petermann, 1881, Band 27, No. X.)

↩

P. R. G. S., 1891, p. 223.

↩

Loc. cit., p. 207.

↩

Bretschneider, ii., p. 187.

↩

See Cathay, pp. 172 and 188-9.

↩

Viz., in Part I.

↩

For fragments of the Haft Iklim see Quatremère in Not. et Extraits, xiv., pp. 474, seq.

↩

Haidar Rázi, the author of the Zabdat-ut-Tavárikh, says that Abdul Latif was killed at the age of twenty-nine in a fight with “Tou Nazar Khan, sovereign of the Kazáks and Kirghiz.” The date is quite uncertain; but for some years ending in 1580 the Kazák-Kirghiz (or White Horde) were ruled by one Ak Nazar, who is perhaps the personage intended by “Tou Nazar.” (See Not. et Extraits, xiv., p. 511, and Howorth, ii., pp. 632-34.)

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Since completing this Introduction I have been favoured, through the good offices of Capt. F. E. Younghusband, with the loan of some valuable papers by the late Mr. R. B. Shaw, among which I find the following note referring evidently to this sixth son of Abdur Rashid, although called “Khan” and not “Sultan.” It runs: “A Yarligh, or title-deed, is still in existence granted by Muhammad Khan, son of Abdul Rashid, as reigning sovereign, which confers the dignity of Tarkhán or ‘franklin’ on a certain Mhd. Fazl of ‘Puski.’ It is dated from Kashghar in H. 996 = A.D. 1587.” The year 996, however, fell chiefly in 1588—i.e., from Dec. 2, 1587, to Nov. 20, 1588.

Again, with reference to Abdul Rahim, the third son, Mr. Shaw has noted certain title-deeds which indicate that he was governor of Yarkand in 1011 H. (1602-3 A.D.), and of Kuchar in 1017 (1608-9). It also appears from these notes, that several grandsons of Abdur Rashid inherited power of some kind in the various districts of Eastern Turkistan, down to near the middle of the seventeenth century.

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Dr. Bellew's memoranda derived from the Tarikh-i-Khánán Chághatáya (a book, however, which he says he had not seen), and from personal inquiries, are contradictory inter se, and altogether at variance, as to names, with the slight information afforded by Ahmad Rázi in the Haft Iklim.—Yarkand Report, pp. 174-5.

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See Bellew, Yarkand Report, p. 175, and Vali-Khanoff in Russians in C. Asia, p. 169.

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Hami remained dependent on Turfan till the year 1696, when, according to the Chinese annals of the present dynasty, the chief of the province, named Beg Abdullah, acknowledged the supremacy of the Emperor Kang-hi (Med. Researches, ii., p. 182).

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Ib. ii., p. 198. If the dates are correct, this Sufi cannot be the personage of that name mentioned in the list of Ahmad Rázi, as fifth son of Rashid; for the Sufi of the list is reported to have died only a short time after his father —i.e., shortly after 1566.

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Yarkand Report, p. 174.

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This figure does not include those dwelling in the Vernoye circle. For these no estimates were obtainable.

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See Rüssische Revue, 1872, Heft i., pp. 26-9 and 39.

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Yarkand Report, pp. 81, 174.

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Dr. Bellew was of the same opinion. He mentions an early conquest of the Afridi country by “Turkish tribes;” and speaks of the Mangals as a “Mongol or Chaghatai-Turk clan,” who became “settled about the Péivar, and the head waters of the Kurram river.” (See Races of Afghanistan, pp. 78-9, and 102.

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Punjab Census Report, 1881, i., p. 277.

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