THE religious and political position assumed by the Shí'a, or “Faction” of 'Alí ibn Abí Ṭálib, has been already discussed at some length, together with the causes which rendered it specially attractive to the Persians. In this chapter we shall have to examine one of the developments of this school of thought, which, though at the present day of comparatively little importance, played a great part in the history of the Muhammadan world down to the Mongol Invasion in the thirteenth century, and to which, therefore, we shall have to refer repeatedly in the subsequent portion of this work.
The Shí'a agree generally in their veneration for 'Alí and their rejection of his three predecessors, Abú Bakr, 'Umar, and 'Uthmán, and in their recognition of the Imáms of the House of 'Alí as the chosen representatives of God, supernaturally gifted and divinely appointed leaders, whose right to the allegiance of the faithful is derived directly from Heaven, not from any election or agreement of the Church (Ijmá'-i-sunnat). Briefly they may be described as the supporters of the principle of Divine Right as opposed to the principle of Democratic Election.
Further, as we have already seen, most of the Shí'ites (especially those of Persia) attached great importance to the fact that all their Imáms subsequent to 'Alí (who was the Prophet's cousin) were descended also from Fáṭima (the Prophet's daughter), and hence were the direct and lineal descendants of the Prophet himself; and to the alleged fact (see pp. 130-134 and 229 supra) that all the Imáms subsequent to al-Ḥusayn (the third) were also the lineal descendants of the Sásánians, the old Royal Family of Persia.
There were, however, other sects of the Shí'a (Kaysániyya
and Zaydiyya) who recognised as Imáms descendants not only
of al-Ḥusayn's brother al-Ḥasan (Imáms, that is to say, who
made no claim of descent from the House of Sásán) but of his
half-brother Muḥammad Ibnu'l-Ḥanafiyya (“the son of the
Ḥanafite woman”), who were not children of Fáṭima,*
and
hence were not the direct descendants of the Prophet. These
sects, however, seem, as a rule, to have had comparatively
little hold in Persia save in Ṭabaristán (where, as we have
seen, a dynasty of “Zaydite” Imáms flourished from A.D. 864
to 928), and need not further claim our attention, which must
rather be concentrated on the Imámiyya, or Imámites proper,
and its two great branches, the “Sect of the Twelve” (Ithná-
As far as the sixth Imám, Ja'far aṣ-Ṣádiq (“the Veridical”),
the great-grandson of al-Ḥusayn, who died in A.H. 148
(A.D. 765), the Sects of the Seven and of the Twelve agree
concerning the succession of their pontiffs, but here the agreement
ceases. Ja'far originally nominated as his successor his
eldest son Ismá'íl, but afterwards, being displeased with him
(because, as some assert, he was detected indulging himself in
wine),*
he revoked this nomination and designated another of
his sons, Músa al-Kádhim (the seventh Imám of the Sect of the
Twelve) as the next Imám. Ismá'íl, as is generally asserted,
died during his father's lifetime; and, that no doubt might
exist on this point, his body was publicly shown. But some
of the Shí'a refused to withdraw their allegiance from him,
alleging that the nomination could not be revoked, and that
even if he did drink wine this was done deliberately and with
a high purpose, to show that the “wine” forbidden by the
Prophet's teaching was to be understood in an allegorical sense
as spiritual pride, or the like—a view containing the germ of
that extensive system of ta'wíl, or Allegorical Interpretation,
which was afterwards so greatly developed by the Sect of the
Seven. Nor did Ismá'íl's death put an end to the sect which
took its name from him, though differences arose amongst
them; some asserting that he was not really dead, or that he
would return; others, that since he died during his father's
lifetime he never actually became Imám, but that the
nomination was made in order that the Imámate might be
transmitted through him to his son Muḥammad, whom, consequently,
they regarded as the Seventh, Last, and Perfect Imám;
while others apparently regarded Ismá'íl and his son Mu-
The genius which gave to this comparatively insignificant sect the first impulse towards that might and influence which it enjoyed for nearly four centuries came, as usual, from Persia, and in describing it I cannot do better than cite the words of those great Dutch scholars de Goeje and Dozy.
“It was,” says the former,* “an inveterate hatred against the Arabs and Islám which, towards the middle of the third century of the hijra, suggested to a certain 'Abdu'lláh b. Maymún, an oculist (Qaddáḥ) by profession and a Persian by race, a project as amazing for the boldness and genius with which it was conceived as for the assurance and vigour with which it was carried out.”
“To bind together* in one association the conquered and the conquerors; to combine in one secret society, wherein there should be several grades of initiation, the free-thinkers, who saw in religion only a curb for the common people, and the bigots of all sects; to make use of the believers to bring about a reign of the unbelievers, and of the conquerors to overthrow the empire which themselves had founded; to form for himself, in short, a party, numerous, compact, and schooled to obedience, which, when the moment was come, would give the throne, if not to himself, at least to his descendants; such was the dominant idea of 'Abdu'lláh b. Maymún; an idea which, grotesque and audacious though it was, he realised with astonishing tact, incomparable skill, and a profound knowledge of the human heart.”
* “To attain this end a conjunction of means was devised which
may fairly be described as Satanic; human weakness was attacked
on every side; devoutness was offered to the believing; liberty,
not to say licence, to the reckless; philosophy to the strong-
The only criticism I would make on this luminous description of the Ismá'ílí propaganda is that it hardly does justice to those, at any rate, by whose efforts the doctrines were taught, amidst a thousand dangers and difficulties; to that host of missionaries (dá'í, plural du'át) whose sincerity and self-abnegation at least are wholly admirable. And here I cannot refrain from quoting a passage from the recently published Histoire et Religion des Nosairis (Paris, 1900) of René Dussaud, one of the very few Europeans who have, as I think, appreciated the good points of this remarkable sect.
“Certain excessess,” he says (p. 49), “rendered these doctrines hateful to orthodox Musulmáns, and led them definitely to condemn them. It must be recognised that many Ismá'ílí precepts were borrowed from the Mu'tazilites, who, amongst other things, repudiated the Attributes of God and proclaimed the doctrine of Free Will. Notwithstanding this lack of originality, it appears that the judgments pronounced by Western scholars are marked by an excessive severity. It is certainly wrong to confound, as do the Musulmán doctors, all these sects in one common reprobation. Thus, the disappearance of the Fáṭimids, who brought about the triumph of the Ismá'ílí religion in Egypt, concludes an era of prosperity, splendour, and toleration such as the East will never again enjoy.”